20. The Riddle of Man: Pictures from the Thought-Life of Austria
Tr. William Lindemann Rudolf Steiner |
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Near the Pressburg region, among the farmers, there were living at that time some old Christmas plays. They are performed every year around Christmas time. In handwritten form they are passed down from generation to generation. |
20. The Riddle of Man: Pictures from the Thought-Life of Austria
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] The author would like to sketch several pictures—nothing other than that—and not about the spiritual thought-life of Austria but only from this life. No kind of completeness will be striven for, not even with respect to what the author himself has to say. Many other things might be much more important than what is to be brought here. But this time only a little bit will be indicated from the spiritual life of Austria that is more or less, directly or indirectly, connected in some way with spiritual streams in which the author himself has stood during his youth. Spiritual streams like those meant here can indeed also be characterized, not by presenting mental pictures one has formed of them, but by speaking of personalities, their way of thinking and inclinations of feeling, in whom one believes these streams to express themselves, as though symptomatically. I would like to depict what Austria reveals about itself through several such personalities. If I use the word “I” in several places, please consider that to be based on my point of view at that time. [ 2 ] I would like first of all to speak about a personality in whom I believe in myself able to see the manifestation in a very noble sense of spiritual Austrianness in the second half of the nineteenth century: Karl Julius Schröer. When I entered the Vienna College of Technology in 1879, he was professor of German literary history there. He first became my teacher and then an older friend. For many years now he has not been among the living. In the first lecture of his that I heard, he spoke about Goethe's Götz van Berlichingen. The whole age out of which this play grew, and also how Götz burst into this age became this play grew, and also how Götz burst into this age became alive in Schröer's words. A man was speaking who let flow into every one of his judgments what, out of the world view of German idealism, he had incorporated into all the feeling and willing of his entire spiritualized personality, His following lectures built up a living picture of German poetry since Goethe's appearance on the scene, They did so in such a way that through his depiction of poets and poems one always felt the living weaving of views, within the essential being of the German people, struggling to come into reality. Enthusiasm for the ideals of mankind carried Schröer's judgments along, and this enthusiasm implanted a living sense of self into the view of life that took its start in Goethe's age. A spirit spoke out of this man that wanted to communicate only what had become the deepest experience of his own soul during his observations of man's spiritual life. [ 3 ] Many of the people who got to know this personality did not know him. When I was already living in Germany, I was once at a dinner party, a well-known literary historian was sitting beside me. He spoke of a German duchess, whom he praised highly, except that—according to him—she could sometimes err in her otherwise healthy judgment as, for example, when she “considered Schröer to be a significant person.” I can understand that many a person does not find in Schröer's books what many of his students found through the living influence of his personality; but I am convinced that one could also sense much of this in Schröer's writings if one were able to receive an impression not merely by so-called “rigorous methods” or even by such a method in the style of one or another school of literature, but rather by originality in judging, by the revelations of a view one has experienced oneself. Seen this way, a personality grown mature in the idealism of German world views does in fact speak forth from the much maligned book of Schröer, History of German Poetry in the Nineteenth Century and from others of his works. A certain manner of presentation, in his Faust commentaries, for example, could repel many a supposed free thinker. For there does work into Schröer's presentation something that a certain age believed to be inseparable from the character of what is scientific. Even strong-minded thinkers fell under the yoke of this belief; and one must seek these thinkers themselves in their true nature by penetrating through this husk of their creations that was forced upon them by this yoke. [ 4 ] Karl Julius Schröer lived his boyhood and youth in the light of a man who, like himself, had his roots in spiritual German Austrianness, and who was one of its blossoms: his father, Tobias Gottfried Schröer. It was not so long ago that in the widest circles certain books were known to which many people certainly owed the awakening of a feeling, supported by a view of life in accordance with the spirit, for history, poetry, and art. These books are Letters on Aesthetics' Chief Objects of Study, by Chr. Oeser, The Little Greeks, by Chr. Oeser, World History for Girls' Schools, and other works by the same author. Covering the most manifold areas of human spiritual life from the point of view of a writer for young people, a personality is speaking in these writings who grew up in the way of picturing things of the Goethean age of German spiritual development, and who sees the world with the eye of the soul educated in this way. The author of these books is Tobias Gottfried Schröer, who published them under the name Chr. Oeser. Now, nineteen years after the death of this man, in 1869, the German Schiller Foundation presented his widow with an honorary gift accompanied by a letter in which was stated: “The undersigned Board has heard with deepest regret that the wife of one of the most worthy German writers, of a man who always stood up for the national spirit with talent and with heart, is not living in circumstances appropriate to her status nor to the service tendered by her husband; and so this Board is only fulfilling the duty required of it by the spirit of its statutes when it makes every possible effort to mitigate somewhat the adversity of a hard destiny.” Moved by this decision of the Schiller Foundation, Karl Julius Schröer then wrote an article about his father in the Vienna New Free Press that made public what until then had been known only to a very small circle: that Tobias Gottfried Schröer was not only the author of the books of Chr. Oeser, but also a significant poet and writer of works that were true ornaments of Austrian spiritual life, and that he had remained unknown only because he could not use his own name due to the situation there regarding censorship. His comedy The Bear, for example, appeared in 1830. Karl von Holtei, the significant Silesian poet and actor speaks of it in a letter to the author right after its appearance: “As regards your comedy The Bear: it delighted me. If the conception, the disposition of characters, is entirely yours, then I wish you good luck with all my heart, for you will still write more beautiful plays.” The playwright took all his material from the life of Ivan (the Fourth) Wasiliewitsch and all the characters except Ivan himself are freely created. A later drama, The Life and Deeds of Emerick Tököly and his Comrades in Arms, received warm acclaim, without anyone knowing who the author was. One could read of it in “Magazine for Literary Conversation” (October 25, 1839): “An historical picture of remarkable freshness ... Works offering such a breath of fresh air and with such decisive characters are true rarities in our day ... Each grouping is full of great charm because it is full of great truth; ...The author's Tököly is a Hungarian Götz von Berlichingen and only with it can this drama be compared... From a spirit like this author we can expect anything, even the greatest.” This review is by W. v. Ludemann, who has written a History of Architecture, a History of Painting, Walks in Rome, stories and novellas, works that express sensitivity and great understanding for art. [ 5 ] Through his father's spiritual approach the sun of idealism in German world views had already shone beforehand upon Karl Julius Schröer as he entered the universities of Leipzig, Halle, and Berlin at the end of the 1840s and there could still experience, through much that worked upon him, this idealism's way of picturing things. When he returned to his homeland in 1846, he became director of the Seminar for German Literary History and Language in the Pressburg secondary school for girls that his father had founded in this city. In this position he unfolded an activity that essentially took this form: Through his striving Schröer sought to solve the problem of how to work best in the spiritual life of Austria if one finds the direction of one's strivings already marked out by having received the motive forces of one's own soul from German culture. In a Text and Reading Book (that appeared in 1853 and presents a “History of German Literature”), he spoke of this striving: “Seniors, law students, students of theology ... came together there (in the secondary school) ... I made every effort to present to a circle of listeners like this, in large perspectives, the glory of the German people in its evolution, to stimulate respect for German art and science, and where possible to bring my listeners closer to the standpoint of modern science.” And Schröer describes how he understands his own Germanness like this: “From this standpoint there naturally disappeared from view the one-sided factional passions: one will listen to a Protestant or a Catholic, to a conservative or a subversive enthusiast, or to a zealot of German nationalism only insofar as through them humanity gains and the human race is elevated.” And I want to repeat these words, written almost seventy years ago, not in order to express what was right for a German in Austria at that time, nor even now. I only want to show the nature of one man in whom the German—Austrian spirit expressed itself in a particular way. To what extent this spirit endows the Austrian with the right kind of striving: on this question the adherents of the different parties and nations in Austria will also decide very differently. And in all this one must also remember that Schöer expressed himself in this as a young man still who had just returned from German universities. But the fact is significant that in the soul of this young man—and not for political purposes, but out of purely spiritual thoughts about how to view the world—a German Austrian consciousness formed for itself an ideal for the mission of Austria that Schröer expressed in these words: “If we pursue the comparison of Germany with ancient Greece, and of the Germanic with the Greek tribes, we find a great similarity between Austria and Macedonia. We see the beautiful task of Austria exemplified there: to cast the seeds of Western culture out over the East.” [ 6 ] Schröer later became professor in the University of Budapest and then school director in Vienna; finally, he worked for many years as a professor of German literary history in the Vienna College of Technology. These positions were for him only an outer covering, so to speak, for his significant activity within Austrian spiritual life. This activity begins with an investigation into the soul and linguistic expressions of the German-Austrian folk life. He wants to know what is working and living in the people, not as a dry, prosaic researcher but rather as someone who wants to discover the riddle of the folk soul in order to see what forces of mankind are struggling to come into existence in these souls. Near the Pressburg region, among the farmers, there were living at that time some old Christmas plays. They are performed every year around Christmas time. In handwritten form they are passed down from generation to generation. They show how in the people the birth of Christ, and what is connected with it, lives dramatically in pictures with depth of heart. Schröer collects such plays in a little volume and writes an introduction to them in which he depicts this revelation of the folk soul with most loving devotion, such that his presentation allows the reader to immerse himself in the way the people feel and view things. Out of the same spirit he then undertakes to present the German dialects of the Hungarian mountain regions, of the West-Hungarian Germans, and of the Gottscheer area in Krain. His purpose there is always to solve the riddle of the organism of a people; his findings really give a picture of the life at work in the evolution of language and of the folk soul. And basically the thought is always hovering before him in all these endeavors of learning to know, from the motive forces of its peoples, what determines the life of Austria. A great deal, a very great deal, of the answer to the question, What weaves in the soul of Austria?, is to be found in Schröer's research into dialects. But this spiritual work had yet another effect upon Schröer himself. It provided him with the basis for deep insights into the essential being of the human soul itself. These insights bore fruit when, as director of several schools, he could test how views about education and teaching take form in a thinker who has looked so deeply into the being of the heart of the people as he had through his research. And so he was able to publish a small work, Questions about Teaching, which in my view should be reckoned among the pearls of pedagogical literature. This little book deals brilliantly with the goals, methods, and nature of teaching. I believe that this little volume, completely unknown today, should be read by everyone who has anything to do with teaching within the German cultural realm. Although this book was written entirely for the situation in Austria. the indications there can apply to the whole German-speaking world. What one today might call outmoded about this book, published in 1876, is inconsiderable when compared with the way of picturing things that is alive in it. A way of picturing things like this, attained on the basis of a rich experience of life, remains ever fruitful even though someone living later must apply it to new conditions. In the last decades of his life Schröer's spiritual work was turned almost entirely to immersing itself in Goethe's life's work and way of picturing things. In the introduction to his book German Poetry of the Nineteenth Century, he stated: “We in Austria want to go hand in hand with the spiritual life of the German empire.” He regarded the world view of German idealism as the root of this spiritual life. And he expressed his adherence to this world view in the words: “The world-rejuvenating appearance of idealism in Germany, in an age of frivolity a hundred years ago, is the greatest phenomenon of modern history. Our intellect (Verstand)—focused only upon what is finite, not penetrating into the depths of essential being—and along with it the egoism focused upon satisfying sensual needs, suddenly retreated before the appearance of a spirit that rose above everything common.” (See the introduction to Schröer's edition of Faust). Schröer saw in Goethe's Faust “the hero of unconquerable idealism. He is the ideal hero of the age in which the play arose. His contest with Mephistopheles expresses the struggle of the new spirit as the innermost being of the age; and that is why this play is so great: it lifts us onto a higher level.” [ 7 ] Schröer declares his unreserved allegiance to German idealism as a world view. In his History of German Poetry of the Nineteenth Century there stand the words with which he wants to characterize the thoughts in which the spirit of the German people expresses itself when it does this in the sense of its own primal being: “Within what is perceived experientially, determining factors are everywhere recognizable that are hidden behind what is finite, behind what can be known by experience. These factors must be called the ‘undetermined’ and must be felt everywhere to be what is constant in change, an eternal lawfulness, and as something infinite. The perceived infinite within the finite appears as idea; the ability to perceive the infinite appears as reason (Vernunft), in contrast to intellect, which remains stuck at what is surveyably finite and can perceive nothing beyond it.” At the same time, in the way Schröer declares his allegiance to this idealism, everything is also at work that is vibrating in his soul, which senses in its own being the Austrian spiritual stream. And this gives his world-view-idealism its particular coloring. When a thought is expressed, there is given it a certain coloring that does not allow it to enter right away the realm described by Hegel as the realm of philosophical knowledge when he said, “The task of philosophy is to grasp what is; for, what is reasonable is real, and what is real is reasonable. When philosophy paints its gray on gray then a form of life has become old; the owl of Minerva begins to fly only when dusk is descending.” (See my book Riddles of Philosophy, vol. I.) No, the Austrian, Schröer, does not want to see the world of thoughts gray on gray; ideas should shine in a color that ever refreshes and rejuvenates our deeper heart. And what would have mattered much more to Schröer in this connection than thinking about the bird of evening was to think about the deeper human heart struggling for light, seeking in the world of ideas the sun of that realm in which our intellect, focused upon the finite and upon the sense world, should be feeling the extinguishing of its light. [ 8 ] Herman Grimm, the gifted art historian, had nothing but good to say about the Austrian culptor Heinrich Natter. In his essay on Natter, published in his Fragments (1900), one can also read what Grimm thought about Natter's relation to Austria. “When I meet Austrians, I am struck by their deep-rooted love for the soil of their particular fatherland and by their impulse to maintain spiritual community with all Germans. Let us think now of one such person, Ignaz Zingerles. Natter's statue of Walter von der Vogelweide owes its existence to the unceasing quiet work of Zingerles. He resembled the men of our earlier centuries through the fact that he was hardly conceivable outside the province of his immediate homeland. He was a figure with simple outlines, fashioned out of faithfulness and honesty as though out of blocks of stone. He was a Tyrolean, as though his mountains were the navel of the earth, an Austrian through and through, and at the same time one of the best and noblest Germans. And Natter was also all these: a good German, Austrian, and Tyrolean.” And about the monument to Walter von der Vogelweide in Bozen Herman Grimm says: “In Natter, inwardness of German feeling was united with formative imagination, His Walter von der Vogelweide stands in Bozen as a triumphant picture of German art, towering up in the crest of the Tyrolean mountains at the border country of the fatherland, A manly solid figure.” I often had to think of these words of Hennan Grimm when the memory came alive in me of the splendid figure of the Austrian poet Fercher von Steinwand, who died in 1902. He was “all these: a good German, Austrian, and Carinthian,” although one could hardly say of him that he was “inconceivable outside the province of his immediate homeland.” I learned to know him at the end of the 1880's in Vienna and for a short time associated with him personally. He was sixty years old at the time: a true figure of light, even externally; an engaging warmth shone from his noble features, eloquent eyes, and expressive gestures; through tranquil clarity and self-possession, this soul of an older man still gave the effect of youthful freshness. And when one came to know this soul better, its particular nature and creations, one could see how a feeling life instilled by the Carinthian mountains united in this soul with a contemplative life in the power of the idealism in German world views. This contemplation (Sinnen) was already entirely native to his soul as a poetic world of pictures; this contemplation pointed with this world of pictures into the depths of existence; it confronted world riddles artistically, without the originality of artistic creation paling thereby into thought-poetry; one can observe this kind of contemplation in the following lines from Fercher von Steinwand's Chorus of Primal Dreams:
[ 9 ] The following verses seek to portray how the soul, in thinking-waking daydreams, lives in far-away starry worlds and in immediate reality; then the poet continues:
[ 10 ] Fercher von Steinwand then sings further about the penetrating of thinking, spiritualized to the point of dreaming, into the depths of the world, and about the penetrating of that kind of dreaming which is an awakening out of our ordinary waking state into those depths where the life of what is spiritual in the world can make itself tangible to the soul:
[ 11 ] And then Fercher von Steinwand lets sound forth to the human spirit what the beings of the spirit realm speak to the soul that opens itself to them in inner contemplation:
[ 12 ] In the literary works of Fercher von Steinwand there then follows upon this Chorus of Primal Dreams his Chorus of Primal Impulses:
[ 13 ] Reflecting in this way, the poet's soul enters into an experience of how the ideas of the world-spirit announce the secrets of existence to the spirit of man's soul and of how the spirit of man's soul beholds the shapers of sense-perceptible shapes.—After presenting the observations of the soul within the chorus of primal world impulses in brilliant, ringing pictures, the poet concludes:
In Fercher von Steinwand's Complete Works (published by Theodor Daberkow in Vienna), there are also several indications about his life given by the poet himself when pressed by friends on the occasion of his seventieth birthday, He wrote, “I began life on March 22, 1828 upon the heights of the Steinwand above the banks of the Möll in Carinthia (Kärten); that means, in the midst of a defiant congregation of mountains with their heads held high, beneath whose domineering grandeur burdened human beings seem continuously to grow poorer,” Since, in his Chorus of Primal Impulses, we find the world view of German idealism cast in the form of a poetic creation, it is interesting to see how the poet, on his paths through Austrian spiritual life, receives impulses from this world view already in his youth. He describes how he enters the university in Graz: “With my credentials—which of course consisted only of my report cards—held tight against my chest, I presented myself to the dean. That was Professor Edlauer, a criminologist of high repute. He hoped to see me (he said) industriously present in his lecture course on natural law. Behind the curtain of this innocent title he presented us for the whole semester, in rousing lectures, with those German philosophers who, under the fatherly care of our well-meaning spiritual guardians were banned and kept from us: Fichte, Schelling, Hegel, and so on—heroes, therefore; that means men who founded and fructified all areas of pure thinking, who gave the language and created the concepts for all the other sciences, and who, consequently, are illustrious names shining from our street comers today and seeming almost strange there in their particular diamond clarity. This semester was my vita nuova!” [ 16 ] Whoever learns to know Fercher von Steinwand's tragedy Dankmar, his Countess Seelenbrand, his German Tones from Austria, and other works of his will be able through this to feel many of the forces that were working in the Austrian spiritual life of the second half of the nineteenth century. And everything about Fercher von Steinwand testifies to the fact that one receives out of his soul a picture from this spiritual life in clarity, truth, and genuineness. The amiable Austrian poet in dialect Leopold Hormann felt rightly when he wrote the words:
[ 17 ] Out of the Austrian spiritual life of the second half of the nineteenth century, a thinker arose who brought to expression deeply significant characteristics of the content of modern world views: the moral philosopher of Darwinism, Bartholomaeus von Carneri. He was a thinker who experienced the public life of Austria as his own happiness or suffering; for many years, as a representative in the federal council, he took an active interest in this life with all the power of his spirit. Carneri could only appear at first to be an opponent of a world view in accordance with the spirit. For, all his efforts go to shaping a world picture from only those mental pictures which occur in the train of thought stimulated by Darwinism. But if one reads Carneri with a sense not only for the content of his views but also for what lay beneath the surface of his truth-seeking soul, one will discover a remarkable fact. An almost entirely materialistic world picture takes shape in this thinker, but with a clarity of thought that stems from the deep-lying, idealistic basic impulse of his being. For him as for many of his contemporaries the mental pictures growing from a world view rooted entirely in the soil of Darwinism burst into his thought-life with such overpowering force that he could do no other than incorporate all his consideration of man's spiritual life into this world view. To want to approach the spirit cognitively on any path other than those taken by Darwin seemed to him to rend the unified being that must extend out over all human striving in knowledge. In his view Darwinism had shown how a unified, lawful interrelationship of causes and effects encompasses the development of all the beings of nature up to man. Whoever understands the sense of this interrelationship must also see how the same lawfulness enhances and refines the natural forces and drives in man in such a way that they grow upward to the heights of moral ideals and views. Carneri believes that only man's blind arrogance and misled overestimation of himself can entice his striving for knowledge into wanting to approach the spiritual world by different cognitive means than in approaching nature. Every page of Carneri's writings on the moral being of man, however, shows that he would have shaped his view of life in Hegel's way if, at a particular point of development in his life, Darwinism had not struck like lightning, with irresistible suggestive force, into his thought-world; this occurred in such a way that with great effort he silenced his predisposition toward an idealistically developed world view. As his writings also attest, this world view would definitely not have arisen through the pure thinking at work in Hegel, but rather through a thinking that resounded with a hearty, contemplative quality; but his thinking would have gone in Hegel's direction. As though from hidden depths of Carneri's soul, Hegel's way of picturing things often arises in Carneri's writings, cautioning him as it were. On page 79 of his Fundamentals of Ethics one reads: “With Hegel ... a dialectical movement took the place of the law of causality: a gigantic thought, which, like the Titans all, could not escape the fate of arrogance. His monism wanted to storm Olympus but sank back down to earth; it remained a beacon for all future thought, however, illuminating the path and also the abyss.” On page 154 of the same book, Carneri speaks of the nature of the Greek way and says of it: “In this respect We do not remember the mythical heroic age, nor yet the times of Homer. ... We take ourselves back to the highlight of ages that Hegel depicted so aptly as the youthful age of mankind.” On page 189 Carneri characterizes the attempts that have been made to fathom the laws of thinking, and observes: “The most magnificent example of this kind is Hegel's attempt to let thoughts unfold, so to speak, without being determined by the thinker. The fact that he went too far in this does not prevent an unprejudiced person from acknowledging this attempt (to see one single law as underlying all physical and spiritual evolution) to be the most splendid one on the whole history of philosophy. The services he rendered to the development of German thinking are imperishable, and many an enthusiastic student who later became an embittered opponent of his has unintentionally raised a lasting monument to him in the perfection of expression he acquired through Hegel.” On page 421 one reads: “Hegel has told us, in an unsurpassable manner, how far one can go in philosophizing” with mere, so-called, healthy common sense. Now one could assert that Carneri too has “raised a lasting monument to Hegel in the perfection of expression he acquired through Hegel,” even though he applied this way of expression to a world picture with which Hegel would certainly not have been in agreement. But Darwinism worked upon Carneri with such suggestive power that he included Hegel, along with Spinoza and Kant, among those thinkers of whom he said: “They would have acknowledged the sincerity of his (Carneri's) striving, which would never have dared to look beyond them if Darwin had not rent the curtain that hung like night over the whole creation as long as the theory of purpose remained irrefutable. We have this consciousness, but also the conviction that these men would have left many things unsaid or would have said them differently if it had been granted them to live in our age of liberated natural science...” [ 18 ] Carneri has developed a variety of materialism in which mental sharpness often degenerates into naiveté, and insights about “liberated natural science” often degenerate into blindness toward the impossibility of one's own concepts. “We grasp substance as matter insofar as phenomena—resulting from the divisibility and movement of substance—work corporeally, i.e., as mass, upon our senses. If the divisions or differentiations go so far that the phenomena resulting from them are no longer sense-perceptible but are now only perceptible to thinking, then the effect of substance is a spiritual one” (Carneri's Fundamentals of Ethics, p. 30). That is as if someone were to explain reading by saying: As long as a person has not learned to read, he cannot say what stands upon the written page of a book. For, only the shapes of the letters reveal themselves to his gaze. As long as he can view only these letter shapes, into which the words are divisible, his observation of the letters cannot lead to reading. Only when he manages also to perceive the letter shapes in a yet more divided or differentiated form will the sense of these letters work upon his soul. Of course, an unshakable believer in materialism would find an objection like this absurd. But the difficulty of putting materialism in the right light lies precisely in this necessity of expressing such simple thoughts in order to do so. One must express thoughts that one can scarcely believe the adherents of materialism do not form for themselves. And so the biased charge can easily be leveled against someone trying to clarify materialism that he is using meaningless phraseology to counter a view that rests upon the empirical knowledge of modern science and upon its rigorous principles.1 Nevertheless, the great power of materialism to convince its adherents arises only through the fact that they are unable to feel the weight of the simple arguments that destroy their view. Like so many others, they are convinced not by the light of logical reasons which they have examined, but by the force of habitual thoughts which they have not examined, which, in fact, they feel no immediate need to examine at all. But Carneri does differ from the materialists who scarcely have any inkling of this need, through the fact that his idealism continuously brings this need to his consciousness; he must therefore silence this need, often by quite artificial means. He has scarcely finished professing that the spiritual is an effect of finely split-up substance when he adds: “This conception of the spirit will be unsatisfying to many people who make other claims about the spirit; still, in the further course of our investigations, the value of our view will prove to be significant and entirely able to show the materialism which wants to grasp the phenomena of the spirit corporeally that it cannot go beyond certain bounds” (Fundamentals of Ethics, p. 30). Yes, Carneri has a real aversion to being counted among the materialists; he defends himself against this with statements like the following: “Rigid materialism is just as one-sided as the old metaphysics: the former arrives at no meaning for its configurations; the latter arrives at no configurations for its meaning; with materialism there is a corpse; with metaphysics there is a ghost; and what they are both struggling for in vain is the creative heat of sentient life” (Fundamentals of Ethics, p. 68). But Carneri does feel, in fact, how justified one is in calling him a materialist; for, no one with healthy senses, after all, even if he is an adherent of materialism, will declare that a moral ideal can be “grasped corporeally,” to use Carneri's expression. He will say only that a moral ideal manifests in connection with what is material through a material process. And that is also what Carneri states in his above assertion about the divisibility of substance. Out of this feeling he then says (in his book Sensation and Consciousness): “One will reproach us with materialism insofar as we deny all spirit and grant existence only to matter. But this reproach is no longer valid the moment one takes one's start from this ideal nature of one's picture of the world, for which matter itself is nothing but a concept a thinking person has.” But now take hold of your head and feel whether it is still all there after participating in this kind of a conceptual dance! Substance becomes matter when it is so coarsely split up that it works only “upon the senses as mass”; it becomes spirit when it is split up so finely that it is then “perceptible only to thinking.” And matter, i.e., coarsely split up substance, is after all only “a concept a thinking person has.” When split up coarsely, therefore, substance achieves nothing more than playing the—to a materialist!—dubious role of a human concept; but split up more finely, substance becomes spirit. But then the bare human concept would have to split up even finer. Now such a world view would make that hero, who pulled himself out of the water by his own hair, into the perfect model for reality. One can understand why another Austrian thinker, F. von Feldegg (in the November 1894 edition of “German Words”), would reply to Carneri with these words: “The moment one takes one's start from the ideal nature of one's picture of the world! What an arbitrary supposition, in all the forced wrong-headedness of that thought! Does it indeed depend so entirely on our pleasure whether we take our start from the ideal nature of our picture of the world or, for example, from its opposite—from the reality of our picture of the world in fact? And matter, for this ideal nature, is supposed to be altogether nothing except a concept a thinking person has? This is actually the most absolute idealism—like that of a Hegel, for example—which is meant to render assistance here against the reproach of materialism; but it won't do to turn to someone in the moment of need whom one has persistently denied until then. And how is Carneri to reconcile this idealistic belief with everything else in his book? In fact, there is only one explanation for this state of affairs and that is: Even Carneri is afraid of, yet covets, the transcendental. But that is a half-measure which exacts a heavy toll. Carneri's ‘Monistic Misgivings’ fall in this way into two heterogeneous parts, into a crudely materialistic part and into a hiddenly idealistic part. In the one part, the author's head is correct in the end, because he is undeniably sunk over his head in materialism; but in the other part, the author's deeper heart (Gemüt) resists the clumsy demands of rationalism's modes and conceits; it resists them with all the power of that metaphysical magic from which, even in our crudely sense-bound age, nobler natures are not able to escape entirely.” [ 18 ] And yet, in spite of all this, Carneri is a significant personality of whom one can say (as I indicated in my book Riddles of Philosophy: “This Austrian thinker sought, out of Darwinism, to open wide vistas in viewing the world and in shaping life. Eleven years after the appearance of Darwin's Origin of Species, Carneri came out with his book Morality and Darwinism, in which, in a most comprehensive manner, he turned this new world of ideas into the foundation of an ethical world view. After that he worked ceaselessly to elaborate a Darwinistic ethics. Carneri seeks to find elements in our picture of nature through which the self-conscious ‘I’ can fit into this picture. He wants to think this picture of nature so broadly and largely that it can also comprise the human soul.” By their very character, Carneri's writings seem to me in fact everywhere to challenge us to root everything out of their content that their author had forced himself into by surrendering to the yoke of the materialistic world view; his writings challenge us to look only at that which—like an elemental inspiration of his deeper heart—appears in them as a revelation of a large-scale human being. Just read, from this point of view, what he thinks the task to be for an education toward true humanness: “It is the task of education ... to develop the human being in such a way that he must do the good, that human dignity not suffer from this, but that the harmonious development of a being who by his very nature is happy to do what is noble and great is an ethical phenomenon more beautiful than anything we could imagine. ... The accomplishment of this magnificent task is possible through man's striving for bliss, into which his drive for self-preservation purifies itself as soon as his intelligence develops fully. Thinking is based on sensation and is only the other side of feeling; which is why all thinking that does not attain maturity through the warmth of feeling—and also all feeling that does not illuminate itself with the light of thinking—is one-sided. It is the task of education, through the harmonious development of thinking and feeling, to purify man's striving for bliss in such a way that the ‘I’ will see in the ‘you’ its natural extension and in the ‘we’ its necessary consummation, and egoism will recognize altruism as its higher truth. ... Only from the standpoint of our drive to attain bliss is it comprehensible that a person would give his life for a loved one or to a noble end: he sees precisely in this his higher happiness. In seeking his true happiness, man attains morality, But he must be educated toward this, educated in such a way that he can absolutely do no other. In the blissful feeling of the nobility of his deed he finds his most beautiful recompense and demands nothing more.” (See Carneri's introduction to his book Modern Man.) One can see: Carneri considers our striving for bliss, as he sees it, to be a power of nature lying within true human nature; he considers it to be a power that, under the right conditions, must unfold, the way a seed must unfold when it has the appropriate conditions. In the same way that a magnet, through its own particular being, has the power to attract, so the animal has the drive of self-preservation and man the drive to attain bliss. One does not need to graft anything onto man's being in order to lead them to morality; one needs only to develop rightly their drive to attain bliss; then, through this drive, they will unfold themselves to true morality. Carneri observes in detail the various manifestations of human soul life: how sensation stimulates or dulls this life; how emotions and passions work: and how in all this the drive to attain bliss unfolds. He presupposes this drive in all these soul manifestations as their actual basic power. And through the fact that he endows this concept of bliss with a broad meaning, all the sours wishing, wanting, and doing falls—for him, in any case—into the realm of this concept. How a person is depends upon which picture of his own happiness is hovering before him: One person sees his happiness in satisfying his lower drives; another person sees it in deeds of devoted love and self-denial. If it were said of someone that he was not striving for happiness, that he was only selflessly doing his duty, Carneri would object: This is precisely what gives him the feeling of happiness—to chase after happiness but not consciously. But in broadening the concept of bliss in this way, Carneri reveals the absolutely idealistic basic tenor of his world view. For if happiness is something quite different for different people, then morality cannot lie in the striving for happiness; the fact is, rather, that man feels his ability to be moral as something that makes him happy. Through this, human striving is not brought down out of the realm of moral ideals into the mere craving for happiness; rather, one recognizes that it lies in the essential being of man to see his happiness in the achieving of his ideals. “We are convinced,” says Carneri, “that ethics has to make do with the argument that the path of man is the path to bliss, and that man, in traveling the path to bliss, matures into a moral being.” (Fundamentals of Ethics, p. 423) Whoever believes now that through such views Carneri wants to make ethics Darwinistic is allowing himself to be misled by the way this thinker expresses himself. He is compelled to express himself like this by the overwhelming power of the predominant natural-scientific way of picturing things in his age. The truth is: Carneri does not want to make ethics Darwinistic; he wants to make Darwinism ethical. He wants to show that one need only know man in his true being—like the natural scientist seeks to know a being in nature—in order to find him to be not a nature being but rather a spirit being. Carneri's significance consists in the fact that he wants to let Darwinism flow into a world view in accordance with the spirit. And through this he is one of the significant spirits of the second half of the nineteenth century. One does not understand the demands placed on humanity by the natural-scientific insights of this age if one thinks like those people who want to let all striving for knowledge merge into natural science, if one thinks like those who toward the end of the nineteenth century called themselves adherents of materialism, or even if one thinks like those today who actually are not less materialistic but who assure us ever and again that materialism has “long ago been overcome” by science. Today, many people say they are not materialists only because they lack the ability to understand that they are in fact materialists. One can flatly state that nowadays many people stop worrying about their materialism by pretending to themselves that in their view it is no longer necessary to call themselves materialists. One must nevertheless label them so. One has not yet overcome materialism by rejecting the view of a series of thinkers from the second half of the nineteenth century who held all spiritual experiences to, be the mere working of substance; one overcomes it only by allowing oneself to think about the spiritual in a way that accords with the spirit, just as one thinks about nature in a way that accords with nature. What is meant by this is already clear from the preceding arguments of this book, but will become particularly apparent in the final considerations conceived of as “new perspectives” in our last chapter, But one will also not do justice to the demands placed on humanity by the natural-scientific insights of our age if one sets up a world view against natural science, and only rejects the “raw” mental pictures of “materialism,” Since the achievement of the natural-scientific insights of the nineteenth century, any world view that is in accordance with the spirit and that wishes to be in harmony with its age must take up these insights as part of its thought-world. And Carneri grasped this powerfully and expressed it urgently in his writings. Carneri, who was only taking his first steps on the path of a genuine understanding of modern natural scientific mental pictures, could not yet fully see that such an understanding does not lead to a consolidating of materialism but rather to its true overcoming, Therefore he believed—to refer once more to the words of Brentano (see page 45 of this book)—that no success can be expected from modern science in “gaining certainty about the hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body,” But whoever goes deeply enough into Carneri's thoughts, not only to grasp their content but also to observe the path of knowledge on which this thinker could take only the first steps, will find that through him, in another direction, something similar has occurred for the elaboration of the world view of German idealism as occurred through Troxler, Immanuel Hermann Fichte, and others going in the direction characterized in this book. These spirits sought, with the powers of Hegelian thinking, to penetrate not merely into spirit that has become sense-perceptible but also into that realm of spirit which does not reveal itself in the sense world. Carneri strives, with a view of life in accordance with the spirit, to devote himself to the natural-scientific way of picturing things. The further pursuit of the path sensed by these thinkers can show that the cognitive powers to which they turned will not destroy the “hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body,” but rather will give these hopes a sound basis in knowledge. On the one hand, F.v. Feldegg, whom we have already mentioned (“German Words,” November 1894), is certainly justified when he says—in connection with the conflict in which Carneri was placed toward idealism and materialism:—“But the time is no longer far off in which this conflict will be settled, not merely as one might suppose within the single individual, but within our whole cultural consciousness. But Carneri's ‘Misgivings’ are perhaps an isolated forerunner of completely different and more powerful ‘Misgivings,’ which then, raging toward us like a storm, will sweep away everything about our ‘scientific’ creed that has not yet fallen prey to self-disintegration,” On the other hand, one can recognize that Carneri, by the work he did on Darwinism for ethics, became at the same time one of the first to overcome the Darwinian way of thinking. [ 19 ] Carneri was a personality whose thinking about the questions of existence gave all his activity and work in life their particular stamp. He was not one of those who become “philosophers” by allowing the healthy roots of life reality to dry up within them. Rather, he was one of those who proved that a realistic study of life can create practical people better than that attitude which keeps itself fearfully, and yet comfortably, at a distance from all ideas and which obstinately harps on the theme that the “true” conduct of life must not be spoiled by any dreaming in concepts. Carneri was an Austrian representative in the Styrian provincial diet from 1861 on, and in the federal council from 1870 to 1891. Even now, I often have to think back on the heart-lifting impression he made on me when, from the gallery of the Viennese federal council, as a young man of twenty-five just beginning life, I heard Carneri speak. A man stood down there who had taken up deeply into his thoughts the determining factors of Austrian life and the situation arising from the evolution of Austrian culture and from the life forces of its peoples; this was a man who spoke what he had to express from that high vantage point upon which his world view had placed him. And in all this there was never a pale thought. always tones of heart's warmth, always ideas that were strong with reality, not the words of a merely thinking head; rather, the revelations of a whole man who felt Austria pulsing in his own soul and who had clarified this feeling through the idea: “Mankind will deserve its name wholly, and wholly travel the path of morality only when it knows no other battle than work. no other shield than right, no other weapon than intelligence, no other banner than civilization.” (Carneri, Morality and Darwinism, p. 508) [ 20 ] I have tried to show how a thoughtful idealism constitutes the roots, solidly planted in reality, of Carneri's soul life; but also how—overwhelmed by the materialistic view of the time—this idealism goes its way accompanied by a thinking whose contradictions are indeed sensed but not fully resolved. I believe that this, in the form in which it manifests in Carneri, is based on a particular characteristic that the folk spirit (Volkstum) in Austria can easily impress upon the soul, a characteristic, it seems to me, that can be understood only with difficulty outside of Austria, even by Germans. One can experience it, perhaps, only if one has oneself grown up in the Austrian folk spirit (Volksart). This characteristic has been determined by the evolution of Austrian life during the last centuries. Through education there, one is brought into !:I. different relationship to the manifestations of the immediate folk spirit than in German areas outside Austria. In Austria, what one takes up through one's schooling bears traits that are not so directly a transformation of what one experiences from the folk spirit as is the case with the Germans in Germany. Even when Fichte unfolds his thoughts to their fullest extent, there lives something in them recognizable as a direct continuation of the folk element working in his Central German fatherland, in the house of Christian Fichte, the farmer and weaver. In Austria, what one develops in oneself through education and self-education often bears fewer of such directly indigenous characteristics. The indigenous element lives more indirectly, yet often no less powerfully thereby. One bears conflicting feelings in one's soul; this conflict, in its unconscious working, gives life there its particularly Austrian coloring. As an example of an Austrian with this soul characteristic, let us look at Mission, one of the most significant Austrian poets in dialect. [ 21 ] To be sure, poetry in dialect has also arisen in other Germans out of subterranean depths of the soul similar to those of Mission. But what is characteristic of him is that he became a poet in dialect through the above-mentioned trait existing in the soul life of many Austrians. Joseph Mission was born in 1803, in Mühlbach, in the Lower Austrian district, below Mannhardtsberg; he completed school in Krems and entered the Order of Pious Schools. He worked as a secondary school teacher in Horn, Krems, and Vienna. In 1850 there appeared a pearl of Austrian poetry in dialect written by him: “Ignaz, a Lower Austrian Farmer Boy, Goes Abroad.” It was published in an uncompleted form. The provost Karl Landsteiner, in a beautiful little book, later wrote about Mission and reprinted the uncompleted poem.) Karl Julius Schröer said of it (1875), and quite aptly, in I my opinion: “As small as the poem is and as solitary as it has remained through the fact that Mission published nothing further, it nevertheless deserves special attention. It is of the first order among Austria's poems in dialect. The epic peacefulness that permeates the whole, and the masterful depiction in the details that enthralls us constantly, I astonishing and refreshing us through its truth—these are qualities in Mission that no one else has equaled.” The setting out on his travels of a Lower Austrian farmer boy is what Mission portrays. A direct, truth-sustained revelation of the Lower Austrian folk spirit (Volkstum) lives in this poem. Mission lived in the world of thoughts he had attained through his education and self-education. This life represented the one side of his soul. This was not a direct continuation of the life rooted in his Lower Austrianness. But precisely because of this and as though unconnected to this more personal side of his soul experiences, there arose in his heart (Gemüt) the truest picture of his folk spirit, as though from subterranean depths of the soul, and placed itself there I as the other side of his inner experience. The magic of the direct folk spirit quality of Mission's poem is an effect of the “two souls within his breast.” I will now quote a part of this poem here and then reproduce the Lower Austrian dialect in High German prose as truly and modestly as possible. (In this reproduction, my intentions are only that the sense of the poem emerge fully in a feeling way. If, in such a translation, one simply replaces the word in dialect with the corresponding word in High German, the matter becomes basically falsified. For, the word in dialect often corresponds to a completely different nuance of feeling than the corresponding word in High German.)
[ 22 ] In 1879 Karl Julius Schröer writes the following about this Austrian from whose educated soul there arose so magnificently the life of the peasants and also, as the above section of his poem shows so well, the native philosophy of the peasants: “His talent found no encouragement. Although he wrote much more than the above work, he burned his entire literary output ... and now lives as librarian for the Piaristic faculty of St. Thekla of the Fields in Vienna, isolated from all social intercourse, as he puts it, ‘without joy or sorrow.’” As in the case of Joseph Mission one must seek many personalities of Austrian spiritual life living in obscurity. Mission cannot come into consideration as a thinker among the personalities portrayed in this book. Nevertheless, to picture his soul life gives one an understanding for the particular coloration of the ideas of Austrian thinkers. The thoughts of Schelling, Hegel, Fichte, and Planck shape themselves plastically out of each other like parts of a thought-organism. One thought grows forth from the other. And in the physiognomy of this whole thought-organism one recognizes characteristics of a certain people. In the case of Austrian thinkers one thought stands more beside the other; and each one grows on its own—not so much out of the other—but out of a common soul ground. Therefore the total configuration does not bear the direct characteristics of the people; but, on the other hand, these characteristics are poured out over each individual thought like a kind of basic mood. This basic mood is held back by these thinkers within their heart (Gemüt) in the way natural to them; it sounds forth but faintly. It manifests in a personality like Mission as homesickness for what is elemental in his people. In Schröer, Fercher von Steinwand, Cameri, and even in Hamerling, this basic mood works along everywhere in the fundamental tone of their striving. Through this, their thinking takes on a contemplative character. [ 23 ] In Robert Hamerling one of the greatest poets of modern times has arisen from the lower Austrian district. At the same time he is one of the bearers of the idealism in German world views. In this book I do not intend to speak about the nature and significance of Hamerling's literary works. I wish only to indicate something of the position he took within the evolution of world views in modern times. He did in fact give expression in the form of thoughts to his world view in his work The Atomism of Will. (The Styrlan poet and folk author Adolf Harpf published this book in 1891, after Hamerling's death.) The book bears the subtitle “Contribution to a Critique of Modern Knowledge.” [ 24 ] Hamerling knew that many who called themselves philosophers would receive his “contribution” with—perhaps tolerant—bewonderment. Many might think: What could this idealistically inclined poet undertake to accomplish in a field that demands the strictly scientific approach? And the presentations in his book did not convince those who asked this; for their judgment of him was only a wave rising from the depths of their souls where (in an unconscious or subconscious way) this judgment issued from habits of thought. Such people can be very clever; scientifically they can be very important: and yet the struggles of a truly poetic nature are not comprehensible to them. Within the soul of such a poetic nature there live all the conflicts from which the riddles of the world present themselves to human beings. A truly poetic nature, therefore, has inner experience of these world riddles. When such a nature expresses itself poetically, there holds sway in the foundations of his soul the questioning world order that,without transforming itself in his consciousness into thoughts, manifests itself in elemental artistic creation. To be sure, no inkling of the real being of such true poetic natures is present even in those poets who recoil from a world view as from a fire that might singe their “life-filled originality.” A true poet might never shape thoughts in his consciousness for what actually lives powerfully in the roots of his soul life in the way of unconscious world thoughts: nevertheless, he stands with his inner experience in those depths of reality of which a person has no inkling if, in his comfortable wisdom, he regards as mere dreams the place where sense-perceptible reality is granted its existence from out of the spirit. If now, for once, a truly poetic nature like Robert Hamerling, without dulling his creative poetic power, is able to lift into his consciousness, as a thought-world, what often has remained unconscious in other poets, then, with respect to such a phenomenon, one can also hold the view that, through this, special light is shed from spiritual depths upon the riddles of the world. In the foreword of his Atomism of Will, Hamerling himself tells how he arrived at his thought-world. “I did not suddenly throw myself upon philosophy at some point out of a whim, for example, or because I wanted to by my hand at something different. Moved by the natural and inescapable urge that drives us, after all, to search out the truth and solve the riddles of existence, I have occupied myself since earliest youth with the great questions about human cognition. I have never been able to regard philosophy as a special department of science that one can study or not study—like statistics or forestry—but always as the investigation into what is most immediate important, and interesting to every person. ... For my own part, I could by no means keep myself from following the most primal, natural, and universal of all spiritual drives and from forming a judgment over the course of the years about the fundamental questions of existence and life.” One of the people who valued Hamerling's thought-world highly was Vincenz Knauer, the learned and sensitive Benedictine priest living in Vienna. As guest lecturer at the university in Vienna, he held lectures in which he wanted to show how Hamerling stood in that evolutionary stream of world views that began with Thales in Greece and that manifested in the Austrian poet and thinker in its most significant form for the end of the nineteenth century. To be sure, Vincenz Knauer belonged to those researchers to whom narrow-heartedness is foreign. As a young philosopher he wrote a book on the moral philosophy in Shakespeare's works. (Knauer's lectures in Vienna were published under the title The Main Problems of Philosophy from Thales to Hamerling.) [ 25 ] The basic idealistic mood underlying Hamerling's view of reality also lives in his literary work. The figures in his epic and dramatic creations are not a copy of what spirit-shy observation sees in outer life; they show everywhere how the human soul receives direction and impulses from a spiritual world. Adherents of spirit-shy observation are critical of such creations. They call them bloodless mental products lacking the juice of real life. They are often to be heard belaboring the catch phrase: The characters of this poet are not like the people who walk around in the world; they are schemata, born of abstractions. If the “men of reality” who speak like this could only have an inkling, in fact, how much they themselves are walking abstractions and their belief the abstraction of an abstraction! If they only knew how soulless their blood-filled characters are to someone having a sense not just for pulsing blood but also for the way soul pulses in the blood. From this kind of “reality standpoints” one has said that Hamerling's dramatic work Danton and Robespierre has enriched the shadow folk of bygone revolutionary heros with a number of new schemata. [ 26 ] Hamerling defended himself against such criticisms in his “Epilogue to the Critics” which he appended to the later editions of his Ahasver in Rome. In this epilogue he writes: “... People say that Ahasver in Rome is an ‘allegorical’ work—a word that immediately makes many people break out in goose-bumps.—The poem is allegorical, to be sure, insofar as a mythical figure is woven in whose right to existence is always based only upon the fact that it represents something. For, every myth is an idea brought into picture form by the imagination of the people. But, people will say, Nero is also supposed to ‘represent’ something—the ‘lust for life’! All right, he does represent the lust for life; but no differently than Moliere's Miser represents miserliness and Shakespeare's Romeo love. There are, to be sure, poetic figures that are nothing more at all than allegorical schemata and consist only of their inner abstract significance—comparable to Heine's sick, skinny Kanonikus who finally was composed of nothing but ‘spirit and bandages.’ But, for a poetic figure filled with real life, its inherent significance is not some vampire that sucks out its blood. Does anything actually exist that ‘signifies’ nothing? I would like to know, after all, how a beggar would manage not to signify poverty and a Croesus wealth. ... I believe therefore that Nero, who is thirsting for life, sacrifices Just as little of his reality by ‘signifying’ lust for life when placed next to Ahasver, who is longing for death, as a rich merchant sacrifices of his blooming stoutness by happening to stand beside a beggar and necessarily making visible, in an allegorical group, the contrast between poverty and wealth,” This is how a poet, ensouled by an idealistic world view, repulses the attacks of those who shudder if they catch a scent anywhere of an idea rooted in true reality, in spiritual reality. [ 27 ] When one begins a reading of Hamerling's Atomism of Will, one can at first have the definite feeling that he let himself be convinced by Kantianism that a knowledge of true reality, of the “thing-in-itself,” was impossible. Still, in the further course of the presentations in his book, one sees that what happened for Hamerling with Kantianism was like Carneri with Darwinism. He let himself be overcome by the suggestive power of certain Kantian thoughts; but then the view wins out in him that man—even though he cannot push through to true reality by looking outward with his senses—does nevertheless encounter true reality when he delves down through the surface of soul experience into the foundations of the soul. [ 28 ] Hamerling begins in an entirely Kantian way; “Certain stimuli produce odors in our sense of smell. The rose, therefore, has no fragrance if no one smells it.—Certain oscillations of the air produce sound in our ear. Sound, therefore, does not exist without an ear. A rifle shot, therefore, would not ring out if no one heard it. ... Whoever holds onto this will understand what a naive mistake it is to believe that, besides the perception (Anschauung) or mental picture we call ‘horse,’ there exists yet another horse—and in fact only then the actual real one—of which our perception ‘horse’ is only a copy. Outside of myself there is—let me state this again—only the sum total of those determining factors which cause a perception to be produced in my senses which I call a ‘horse’.” These thoughts work with such suggestive power that Hamerling can add to them the words: “If that is not obvious to you, dear reader, and if your understanding shies away from this fact like a skittish horse, then read no further; leave this and every other book on philosophical matters unread; for you lack the necessary ability to grasp a fact without bias and to retain it in thought.” I would like to respond to Hamerling: “May there in fact be many people whose intellect does indeed shy away from the opening words of his book like a skittish horse but who also possess enough strength of ideas to value rightly the deeply penetrating later chapters; and I am happy that Hamerling did after all write these later chapters even though his intellect did not shy away from the assertion: There in me is the mental picture ‘horse’; but outside there does not exist any actual real horse but only the sum total of those determining factors which cause a perception to be produced in my senses which I call a ‘horse’.” For here again one has to do with an assertion—like that made by Carneri with respect to matter, substance, and spirit—that gains overwhelming power over a person because he just does not see at all the impossible thoughts into which he has spun himself. The whole train of Hamerling's thoughts is worth no more than this: Certain effects emanating from me onto the surface of a coated pane of glass produce my image in the mirror. Nothing occurs through the effects emanating from me if no mirror is there. Outside the mirror there is only the sum total of those determining factors which bring it about that in the mirror an image is produced that I refer to with my name. In imagination I can hear all the declamations against a philosophical dilettantism—carried to the point of frivolity that would dare to dispose of the serious scientific thoughts of philosophers with this kind of a childish objection. I know, in fact, what all has been brought forward by philosophers since Kant in the way of such thoughts. When one speaks as I have just done, one is not understood by the chorus that propounds these thoughts. One must turn to unprejudiced reason, which understands that the way one conducts one's thinking is the same in each case: whether, when confronted by the mental picture of the horse in my soul, I decree the outer horse to be nonexistent, or, when confronted by the image in the mirror, I doubt my existence. One does not even need to enter into certain, supposedly epistemological refutations of this comparison. For, what would be presented there—as the entirely different relationship, after all, of the “mental picture to what is mentally pictured” than of the mirror image to what is mirroring itself—already stands there for certain epistemologists as established with absolute certainty; for other readers, however, the corresponding refutation of these thoughts could in fact be only a web of unfruitful abstractions. Out of his healthy idealism, Hamerling feels that an idea, in order to be justified within a world view, must not only be correct but also in accordance with reality. (Here I must express myself in those thoughts which I introduced in the presentation on Karl Christian Planck in this book.). If Hamerling had been less suggestively influenced by the way of thinking described above, he would have noticed that there is nothing in accordance with reality in such thoughts as those which he feels to be necessary in spite of the fact that “one’s intellect shys away from them like a skittish horse.” Such thoughts arise in the human soul when the soul has been made ill by a mind for abstractions estranged from reality and gives itself over to a continuous spinning out of thoughts that are indeed logically coherent but in which no spiritual reality holds sway in a living way. It is precisely his healthy idealism, however, that guides Hamerling in the further thoughts of his Atomism of Will out of the web of thoughts he presented in the opening chapters. This becomes particularly clear where he speaks of the human “I” in connection with the life of the soul. Look at the way Hamerling relates to Descartes' “I think, therefore I am.” Fichte's way of picturing things (of which we have spoken in our considerations of Fichte in this book) works along like a softly sounding, consonant, basic tone in the beautiful words on page 223 of the first volume of The Atomism of Will: “In spite of all the conceptual hairsplitting that carps at it, Descartes' Cogito ergo sum remains the igniting flash of lightning for all modern speculation. But, strictly speaking, this ‘I think, therefore I am’ is not made certain through the fact that I think, but rather through the fact that I say that I think. My conclusion would have the same certainty even if I changed the premise into its reverse and said ‘I do not think, therefore I am.’ In order to be able to say this, I must exist.” In discussing Fichte's world view, we have said in this book that the statement “I think, therefore I am” cannot maintain itself in the face of man's sleeping state. One must grasp the certainty of the “I” in such a way that this certainty cannot appear to be exhausted in the inner perception “I think.” Hamerling feels this; therefore he says that “I do not think, therefore I am” is also valid. He says this because he feels: Within the human “I” something is experienced that does not receive the certainty of its existence from thinking, but on the contrary gives to thinking its certainty. Thinking is unfolded by the true “I” in certain states; the experiencing of the “I,” however, is of such a kind that through this experience the soul can feel itself immersed into a spiritual reality in which it knows its existence to be anchored even during other states than those for which Descartes' “I think, therefore I am” applies. But all this is based on the fact that Hamerling knows: When the “I” thinks, life-will is living in its thinking. Thinking is by no means mere thinking; it is willed thinking. As a thought, “I think” is a mere fantasy that is never and nowhere present. It is always the case that only the “I think, willing” is present. Whoever believes in the fantasy of “I think” can isolate himself thereby from the whole spiritual world; and then become either an adherent of materialism or a doubter in the reality of the outer world. He becomes a materialist if he lets himself be snared by the thought—fully justified within its own limits—that for the thinking Descartes had in mind the instruments of the nerves are necessary. He becomes a doubter in the reality of the outer world if he becomes entangled in the thought—again justified within certain limits—that all thinking about things is in fact experienced within the soul and that with his thinking, therefore, he can in fact never arrive at an outer world existing in and of itself, even if such an outer world existed. To be sure, whoever sees the will in all thinking can, if he inclines to abstraction, now isolate the will conceptually from thinking and speak in Schopenhauer's style of a will that supposedly holds sway in all world existence and that drives thinking like whitecaps to the surface of life's phenomena. But someone who sees that only the “I think, willing” has reality would no more picture will and thinking as separated in the human soul than he would picture a man's head and body as separated if he wished his thought to portray something real. But such a person also knows that, with his experience of a thinking that is carried by will and experienced, he goes outside the boundaries of his soul and enters into the experience of a world process (Weltgeschehen) that is also pulsing through his soul. And Hamerling is headed in the direction of just such a world view, in the direction of a world view whose adherent knows that with a real thought he has within himself an experience of world-will, not merely an experience of his own “I.” Hamerling is striving toward a world view that does not go astray into the chaos of a mysticism of will, but on the contrary wishes to experience the world-will within the clarity of ideas. With this perspective of the world-will beheld through ideas, Hamerling knows that he now stands in the native soil of the idealism of German world views. His thoughts prove even to himself to have their roots in the German folk spirit (Volkstum) that in Jakob Böhme already was struggling for knowledge in an elemental way. On page 259f. of Hamerling's Atomism of Will one reads: “To make will the highest philosophical principle is what one seems to have overlooked until now—an eminently German thought, a core thought of the German spirit. From the German Naturphilosophen of the Middle Ages up to the classical thinkers of the age of German speculation, and even up to Schopenhauer and Hartmann, this thought runs through the philosophy of the German people, emerging sometimes more, sometimes less, often only at one moment, as it were, then disappearing again into the seething masses of our thinkers' ideas. And so it was also the philosophus teutonicus who was in truth the most German and the most profound of all modern philosophers, and who was the first, in his deeply thoughtful, original, and pictorial language, to grasp the will expressly as the absolute, as the unity. ...” And now, in order to point to yet another German thinker in this direction, Hamerling quotes Jacobi, Goethe's contemporary: “Experience and history teach us that man's action depends far less upon his thinking than his thinking depends upon his action, that his concepts direct themselves according to his actions and only copy them, as it were; that the path of knowledge, therefore, is a mysterious path, not a syllogistic one, nor a mechanical one.” Because Hamerling, out of the prevailing tone of his soul, has a feeling for the fact that the accordance of an idea with reality must be added to its merely logical correctness, he also cannot regard those pessimistic philosophers' views of life as valid which wish to determine—by an abstract conceptual weighing—whether pleasure or pain predominates in life and therefore whether life must be regarded as a good or an evil. No, reflection become theory does not decide this; this is decided in much deeper foundations of life, in depths that have to judge this human reflection, but do not allow themselves to be judged by this reflection. Hamerling says about this: “The main thing is not whether people are correct in wanting to live, with very few exceptions, at any price, no matter whether things are going well or badly for them. The main thing is that they want it and this can by no means be denied. And yet the doctrinaire pessimists do not reckon with this decisive fact. Intellectually and in learned discussions, they always only weigh against each other the pleasure and pain life brings in particular situations; but since pleasure and pain belong to feeling, it is feeling and not intellect that ultimately and decisively draws up the balance between pleasure and pain. And, with respect to all mankind—indeed one can say with respect to everything living—the balance falls on the side of the pleasure of existence. That everything living wants to live, under any circumstances and at any price, this is the great fact; and in the face of this fact all doctrinaire talk is powerless:” In the same way as the thinkers from Fichte to Planck described in this book, Hamerling seeks the path into spiritual reality, except that his striving is to do justice to the natural-scientific picture of the world to a greater degree than Schelling or Hegel, for example, were able to do. Atomism of Will nowhere offends against the scientific picture of the world. But this book is everywhere permeated with the insight that this picture of the world represents only a part of reality. This book is based upon an acknowledgement of the thought that a person is submitting to belief in an unreal world if he refuses to take up the forces of a spiritual world into his thought-world. (I use the word “unreal” here in the sense employed in our discussion of Planck.) [ 29 ] Hamerling's satiric poem “Homunculus” speaks forcibly for the high degree to which his thinking was in accordance with reality. In this work, with great poetic force, he depicts a man who himself becomes soulless because soul and spirit do not speak to his knowledge. What would become of people who really stemmed from a world order such as the natural-scientific way of picturing things sets up as creed when it rejects a world view in accordance with the spirit? What would a man be if the unreality of this way of picturing things were real? In somewhat this way one could formulate the question that finds its artistic answer in “Homunculus.” Homunculism would have to take possession of a mankind that believed only in a world fashioned according to mechanistic natural laws. One can also see in Hamerling how a person striving toward existence's ideas has a healthier sense for practical life than a person who, fearful of the spirit, shies away from the world of ideas and feels himself thereby to be a true “man of reality.” Hamerling's “Homunculus” could help those regain their health who, precisely in the present day, are allowing themselves to be led astray by the opinion that natural science is the only science of what is real. Such people, in their fear of the spirit, say that the idealism of our classical period—which, in their opinion, has been overcome today—brought knowing man (homo sapiens) too much into the foreground. “True science” must recognize that attention should be paid above all to economic man (homo oeconomus) within the world order and in human arrangements. For such people “true science” means solely the science stemming from the natural-scientific way of picturing things. Homunculism arises out of opinions like this. The proponents of these opinions have no inkling of how they are hurrying toward homunculism. With the prophetic eye of the knower, Hamerling has delineated this homunculism. Those who fear that a rightful estimation of homo sapiens in Hamerling's sense might lead to an overestimation of the literary approach will also be able to see from “Homunculus” that this does not occur.
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53. Fundamentals of Theosophy The Nature and Origin of Man
09 Feb 1905, Berlin Rudolf Steiner |
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Before Christmas, in the first cycle of these talks, I discussed the basic concepts of theosophy so far that I can probably venture to begin with the discussion of the most important question which there can be for the human being that of his own origin and goal. |
53. Fundamentals of Theosophy The Nature and Origin of Man
09 Feb 1905, Berlin Rudolf Steiner |
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Before Christmas, in the first cycle of these talks, I discussed the basic concepts of theosophy so far that I can probably venture to begin with the discussion of the most important question which there can be for the human being that of his own origin and goal. In the last two talks I tried to show that the theosophical world view is the basis of Goethe's works, and I try to deepen this Goethean world view from the theosophical point of view in the next talks. Today, I have inserted this talk because it probably joins both talks, which I held during the last fourteen days, about the theosophical idea of the origin, of the descent of the human being, spoken in the modern sense of the word. Somebody who speaks today about the origin of the human being has to take that into consideration which the present natural sciences have compiled about this topic in the second half of the 19th century. You may assume that the results of the natural sciences are something absolutely certain that they are something against which one cannot struggle. Just this scientific idea about the origin of the human being has undergone such a fundamental change in the course of the last years that hardly one of the younger serious researchers stands even today on the same point of view on which the Darwinist research stood. Somebody who concerns himself with this science knows how strong these changes are. You know that the scientific materialistic point of view still took for granted more or less before short time that one has to derive the human being generally, the whole human being from lower animal ancestors that one has to imagine that our earth was once inhabited by imperfect beings and that the human being himself gradually developed through slow perfection of these beings without any influence of other forces up to his present summit. Today this purely materialistic point of view is shocked by the natural sciences. One has believed that this scientific point of view has one single counter-pole. One has only regarded these two cases as possible until the foundation of the theosophical movement: either the natural evolution theory in the sense of the materialistic world interpretation or a supernatural creation history, as well as it is shown in the Bible. The Bible and the natural sciences are still established like two polar opposite matters. One has also imagined that the biblical idea of six creation days would have completely controlled the old times and that only the modern times which have progressed so marvellously far substituted it for a natural creation history. However, one left aside one matter. One did not know that the ideas, which the opponents of our so-called supernatural creation have formed to themselves in the last time and with which they struggled against the Genesis, the Six-day Work, are also for the so-called orthodox Christian doctrine and its adherents not older than at most 300, 400 or 500 years. All those who have generally concerned themselves with the investigation of these matters scholarly did not really take the Bible as it is available to us literally before this time. Taking the Bible literally, the view that its contents are to be taken literally was never shared by the serious, also Christian, researchers in the former centuries. We can go back to the times in which Christianity originated. It arose from older world views. However, we cannot enter into discussion of that today. I would only like to point to the fact that we have in the outgoing age of the Greek philosophy a creation doctrine which goes back to the name Plato, and that this doctrine is most nicely developed with Aristotle. Plato says: God forms the bodily world according to his ideas, which are the models. Also the human body came into being from the archetype, the idea of God. What lives in this body as human consciousness is an after-image of the divine consciousness. The goal of human knowledge is recognising what God recognised. Striving for this goal the human being realises that his spirit must be eternal, because it is an eternal idea of God. Aristotle, the neo-Platonism, the Christian Gnosticism, they all live in such ideas of the origin and the goal of the human being. In the Christian Gnosticism we have a creation doctrine which I have to characterise to show you how little applicable the ideas were which the opponents of the supernatural creation history have recently still formed. One imagined that in the course of times, since primal times, the human being was developing, that he did not have the same figure, not the same being as today, that he developed up to this being finally. In the end, one imagined that in different lower animal forms reminders of the former shaping of the human being exist. It is somewhat difficult to make these ideas clear to anybody because they are unfamiliar to the modern human beings. What faces us as a physical human being did not exist always in such a way as it is today. It was more similar to animals, and those animals who are most related to the human being also show such a condition approximately as the human being had at that time. If we go back to still older times, we come to more and more imperfect creatures. This was the view of the Gnostics. They did not suppose as the materialistic view does it that the human being came into being by himself from the lower animal kingdom; but they were clear to themselves about the fact that from a being that was still similar to a monkey the human being could never have developed unless a higher being had grasped and developed this being up to a higher figure. One could make that quite clear if one wanted to talk about it out of former ideas. But it suffices to show that the Gnostics had another creation doctrine than one normally states. You find it clearly expressed with St. Augustine. He did not teach the faith in the literal interpretation of the Bible, but he imagines the development of the beings in such a way as I have just demonstrated. He imagines the influence of a spiritual world which achieves a perpetual rise of the being, while the external process is really that we were physically imperfect beings first, that then a spiritual influence took place and we became physically advanced beings, that then a spiritual influence came again and that we became then again higher beings until the highest spiritual influence took place and the human being developed as a human being. This approximately is the view of St. Augustine. He considers the Six-day Work in the Bible as a beautiful allegory. He is of the opinion that one can no longer pass such a view, as I have developed it as a gnostic one, in the purely gnostic form. He imagines that in the concepts of the Bible external allegories must be given because the large mass cannot understand it if one speaks in such abstract higher ideas. Hence, the creation history should be revealed figuratively, as well as it is commensurate with the popular ideas. You can find the same with Scotus Eriugena, with all great church teachers of the Middle Ages, also with Thomas Aquinas and up to the 14th century. You can explain the real course of the Western scholarship and science to yourselves if you get it clear in your mind. Then, in the 14th, 15th centuries, this old evolution doctrine disappears. More and more it becomes apparent that the faith in the literalness of the Bible becomes authoritative in the church. We have to retain these facts. In the following centuries the human being is no longer familiar with them. All memories of such interpretations of the Bible had got lost, so that in the 19th century people believed to give something quite new with a natural creation history. Indeed, according to the materialistic way of thinking of the newer time, this creation history completely became materialised, while one faced it with spiritual concepts once. The creation history by Darwin and Haeckel has nothing to do with the real scientific facts, has nothing to do with that which one might investigate. There was also a natural creation history once; it was interpreted in the spiritual sense only, so that one deals not only with material processes, but also with a spiritual impact. The facts have clearly spoken during the very last years, and numerous researchers have returned again to a more non-material view of development. However, there we have another researcher, Reinke, who has made his discussions about development in an anti-Darwinist way, significant in particular for us, because he returned to the old ideas without knowing the old evolution doctrine. He speaks of perpetual “impacts” of spiritual kind which evolution has experienced. He called these impacts dominants. This is a scanty outset of a return to former ideas. Development is said to progress no longer by itself, by purely material forces from imperfect to more perfect beings, but a more perfect being can only originate from an imperfect one because a new dominant strikes, a new force impact of spiritual kind which causes the progress, in contrast to the materialistic doctrines of Darwin, Lamarck, Haeckel et etcetera This term exactly reminds someone who looks deeper at the matter of something that Heine said: “poverty comes from pauvretè.” It is the paraphrase of the matter with another word. Only the theosophical world view again gives a creation history which faces up to the documents of the religious confessions in such a way, as the researchers till 13th, 14th centuries faced up to them, and let us now develop this creation history with some words. If one wants to recognise the human being concerning his origin, one has to get clear about the nature of the human being. Someone who takes the view that the human being is only the connection of these physical organs: hands, feet, lung, heart et etcetera up to the brain has no other need to explain the origin of the human being than from material forces. That is why the question becomes different for him than for someone who considers the human being as an entirety. He considers the human being as a being that consists not only of body, but also of soul and mind. We have already seen to what extent the human being consists of three members: body, soul and mind. Body, soul and mind are the members of which the human being consists. What one calls psycho-spiritual has been subsumed by the modern psychology in one single concept, in the concept of the soul. The confusion of the modern psychology is that it does not differentiate between soul and mind or spirit. Theosophy has to point to this over and over again. What is soul-being from one side, what feels and imagines and thinks about the everyday things, all that is also soul for us theosophists. The spirit begins only where we notice the so-called eternal in the human being, the imperishable. Plato said of it that it feeds itself with spiritual food. Only the thought that is free of the sensuous that rises to the character of eternity that is seen by the spirit if the spirit does no longer see through the gates of the senses outward but looks into his inside, this thought only constitutes the contents of the spirit. The Western researcher knows this thought only in one single field, in the field of mathematics, of geometry and algebra. There are thoughts which do not flow towards us from the outside world which the human being creates only from his inside, intuitively. Nobody could obtain a mathematical theorem only from observation. We could never recognise from observation that the three angles of a triangle amount to 180 degrees. However, there are thoughts that do not refer only to space, but are pure thoughts that are free of sensuousness and refer to everything else in the world, to minerals, plants, animals and in the end also to the human being. Goethe tried in his morphology to give a botany of sorts which has such thoughts free of sensuousness. There he wanted to fathom how nature lives in its works. Someone who sinks and delves with feeling and sensation in that which Goethe gives in his theory of metamorphosis experiences something in it like a big raise to the etheric heights. If you are raised higher and higher to the recognition of such thoughts which are modelled on the mathematical in space, you get to the great mystics who inform us about soul and spirit. Hence, the mystic also calls mysticism “mathematics” – mathesis , not because mysticism is mathematics, but because it is built up corresponding to the sample of mathematics. Goethe was such a mystic. He wanted to establish a world which raises us from the only psychic to the spiritual. What the human being does with his reason in the everyday life this sensible understanding of the immediate temporal and transient reality is raised to a higher level, into the pure thought-world. You can there experience something in yourselves if you rise to the pure thought if you can abstract from the sensuousness-imbued thoughts what belongs to the eternal. Theosophy calls this first element of the spirit also manas. I have tried to translate this term with “spirit-self” in my Theosophy. It is the higher self that separates itself from that which is limited only to the earthly world. As well as now the thought can be raised to a higher sphere, the world of feelings can also be raised to a higher sphere. That world of joys and desires is apparently a lower world than the world of thoughts, but if it is raised to the higher regions, it is even higher than the world of thoughts. The eternal in the feeling is higher than the thought. If you raise the feeling to the higher spheres like the thought in mathematics, then you experience the second being of the spirit. The academic psychology only knows the lower feeling. It acts as if everything amounts to nothing more than the lower feeling. But in our world of feelings this eternal lives as a rudiment, and theosophy calls it buddhi. I have given it the name “life-spirit”, as the second spiritual being of the human being. Raise your thoughts up to the recognition of an eternal, and then you live in manas. Raise your feeling and sensation up to the eternal, and then you live in buddhi. This life in buddhi exists only as a rudiment with the present human beings. The human beings can already think manasically sometimes if the thinking is regulated, is subjected to the logical world principles. However, there is also a thinking which wanders around aimlessly, that has got a thought and immediately another thought, always alternating. This is the everyday thinking. There is a higher thinking that is logical and coherent that feeds itself from the eternal according to Plato and is blessed with the eternal. If now a feeling has risen to this world, to such a world principle, it lives in buddhi. This means nothing else than a kind of eternal principles of feeling. Who lives in the everyday life can also err, can also stray with his feeling. However, someone who experiences the eternal norms of feeling in himself as the thinker experiences the eternal norms of the manasic thinking has the same certainty and clearness of feeling in himself as the thinker has clearness of thinking. Theosophy describes this as a spiritual human being who experiences the spirit in himself. This was also the deeper substance of Christ. The human being experiences Christ, lives with Christ, and participates in Him. Christ is the same as buddhi. If the mere external will which is the mostly unconscious in the human being rises to the highest world principle it is hard to talk of this highest development of the human spirit, one can only indicate it then one speaks of the true spirit, of the spirit-man or, with a Sanskrit term, of atma. For the human will can be purified from the personal. These are the three members of the spiritual: manas, buddhi, and atma. As a substance is dissolved in water, these three members are dissolved in the soul. Where everything intermingles, the human being cannot normally make a distinction of that which wanders there aimlessly. Hence, the modern psychologist describes a real chaos as soul. If that which lives out as the highest spiritual in the soul intermingles with the lower qualities of the soul, if it appears as a lower feeling, if it enjoys life in desire instead of love, we call it kama. Kama is the same as buddhi, only buddhi is the selflessness of kama, and kama is the selfishness, the egoism of buddhi. Then we have in ourselves our everyday reason which wants the satisfaction of our personal needs. We call this reason, in so far as it expresses manas, ahamkara, the ego-consciousness, the ego-feeling in the soul. So that speaking of the human soul we can also speak of buddhi which enjoys life in kama, and if we speak of manas or the real spiritual of thinking, we speak of the reason which enjoys life in the ego-consciousness, in the ahamkara. I tried to show the gradual education of the human being, the purification of the human being from the psychic to the spiritual, in a book that I wrote some years ago, in my Philosophy of Freedom. You find there in the concepts of the Western philosophy what I have shown now. There you find the development of the soul from kama to manas. I have called ahamkara the ego, manas the “higher thinking”, the pure thinking, and buddhi not yet pointing to the origin the “moral imagination.” These are only other expressions of the one and the same matter. With it we have recognised the psycho-spiritual nature of the human being. This psycho-spiritual nature is embodied in that which the external natural sciences describe to us. This psycho-spiritual nature is, actually, the human being. It has something like a cover around him: the external physical corporeality. The theosophical view is that the psycho-spiritual nature of the human being existed sooner than the present figure, than the physical corporeality of the human being. The human being did not originate in the physical but in the psycho-spiritual. This psycho-spiritual, atma, buddhi and manas, forms the basis of all physical creation. Plato also speaks of it if he says that the spirit of the human being must be eternal, because it is an idea of God. What develops as forms on earth approaches the eternal spiritual part of the human being. We can imagine now that we are in a very distant point of the past. There we have the psycho-spiritual nature of the human being on one side. I believe that the materialistic thinking of the present is hardly able to imagine this psycho-spiritual nature. That is why since centuries the modern thinking is not accustomed to imagine the psycho-spiritual. On the other side, we have the sensuous life in the very distant past. How have we to imagine the sensuous life? The natural sciences teach us that we come to a human being of imperfect figure investigating the beings in the relics of the layers of earth. Going back farther we find times in which the human being was not in the present figure on earth. Only monkeys and related animals existed. Going back still farther we find that also the monkeys were absent and that only lower mammals existed. Still sooner there were reptiles and birds, and still sooner we find animal species of immense size and mightiness, the saurians, the ichthyosaurs. They lived in other way than today. Then, farther back, we find even more imperfect animals, until we come to an age where we cannot prove that there was any living animal. Physical life must have existed there in a still plant-animal form. Theosophy points to conditions of the earth development of which is also spoken in science: the earth was not always the solid mineral ground, on which we walk today. It was in a liquid-soft condition once. If you look at certain earth formations, at mountains, you can still detect how they became hardened from a soaking-liquid condition. The whole earth was once still in an igneous-hot condition like an immense fire body. Theosophy points to the fact that still sooner a gaseous, an etheric condition of the earth existed. Everything that exists now in solid or liquid or airy condition on earth existed also at that time in a quite subtle etheric condition. You can imagine it approximately if you take a piece of ice; this is a solid matter. You melt it, and then it gets to a liquid, watery condition. You evaporate the water, while you heat it up. Then you have again in an airy-vaporous condition what was liquid before. The whole earth was once in a much finer, thinner etheric condition. Akasha is the finest form in which before primeval times everything was in the etheric condition that meets us now as solid, liquid et etcetera on earth. The solid granite of our primeval mountains, all metals, all salts, all kinds of limestone, everything that is on our earth now also all plant and animal forms existed at that time in this subtle akasha. Akasha is the subtlest form of matter. The human body is composed of all substances of the earth. All the kinds of matter are found in any chemical composition in the human body. At that time all these substances were in the akasha state and in this akashic matter now the psycho-spiritual being of the human being incarnated. This was another figure than that of today. In this akashic matter everything was still undifferentiated that differentiated later. Everything was in it that became mineral, plant, animal forms later. In this akashic matter in which the human being incarnated all animal forms were still contained, just as everything that became human form later. If one wants to form an idea about the processes within the earth development which happened in these primeval times, one must strictly distinguish the duality. The human being is a duality; he is composed of two beings. On top is the divine-spiritual core of the human being: atma, buddhi, manas. In this divine-spiritual human being, the desire lives to become a human being. It drives him down. Descending he forms a cover from this desire, an astral body. On the earth animal-like beings formed, resulting from the still uncertain earth masses. These beings came from a still earlier earth state, the old lunar state, and a previous incarnation of the earth. When this old moon had finished its cosmic existence, beings remained like a seed which had lived on the old moon; these were beings which were neither animals nor human beings, they were between animal and human being, a kind of animal-humans. They came out again, when the earth started to form. In these animal-humans the wildest impulses, instincts and desires lived. They could not yet take up the higher spirituality in themselves at first; they had to experience a purification of their astrality to be able to take up the higher principles in themselves. These are the physical ancestors of the human being of which Gnosticism, St. Augustine, and the scholastics speak. These were animal-like figures which lived in a more malleable body material than the physical matter is today, much softer than the lowest animals have it, for example, the jellyfishes and molluscs. These were beings which lived in a translucent corporeality, partly in very beautiful forms, partly in quite grotesque forms. They had no upright posture, they lived in swimming-floating posture; they had no marrow, this formed only later, still no warm blood, they did not yet have two sexes. They lived with all that later became plant, mineral, and animal like in a common astral state of the earth. At that time, the astral body of the earth had all earthly beings in itself. This astral earth consisted of the astral bodies of the human animals and was surrounded by a spiritual atmosphere where the monads, the spiritual human beings lived. These spiritual human beings waited above, until they could unite with the astral bodies below. But at first these astral bodies were not yet purified enough; everything impulsive of the animals, the instincts and passions had to be largely separated. They were eliminated as particular astral structures. These isolations took place repeatedly. These isolated structures hardened, and the other realms of our earth came from them. We have to imagine that two astralities were there, an upper purer one and a lower denser one. The upper one, descending deeper and deeper, has an effect on the lower one. Thereby this separates the coarser parts from itself. The separated parts are condensed. The other realms of nature, which are now round us, come into being that way. The human being himself keeps the finest parts to himself. Thus the whole environment was connected with the human being; he separated them from his nature. The astral matter below was condensed to reptile-like animal forms; they were still cold-blooded. They were not shaped like for example an ichthyosaurus from which we find leftovers even today. There are no leftovers of these formations at all, because these bodies were fine, soft bones only existed much later. The psycho-spiritual being unites first with these formations from above; both fertilise each other. More and more a densification of the matter takes place. It merges into an igneous-liquid state. This was about the middle of the age which we call the Lemurian one. This age preceded the Atlantean one. This igneous-liquid mass is criss-crossed by currents which condense gradually more and more to the later bones; the respiratory organ and heart organ with the bloodstream, the different organs of the human body form from these currents. Everything that is too coarse for the human being is separated repeatedly. For example, the wildness of the lion is separated. Outside an animal form of coarser substance comes into being: this later becomes the lion. In the human being his courageous, his aggressive qualities remain. The cleverness and cunning is separated; it forms the being fox outside, and the human being keeps to him what he can use of cleverness. Then another developmental state of the earth follows. It became more compact, more solid. The human being was thereby forced to adapt himself to this more solid structure of the physical life on earth. He was able to do this only because he handed over a part of his being to the coarser materiality. From this part of the human being the first most imperfect animal world originated. Thus this is as it were a shell which the human being cast off once. It originated from the human nature. However, the true human nature thereby ascended to a higher level. The human being was freed from the impact which he had from the lower animal world. We see these last creatures which the human being repelled deposited in the first layers of earth. These are crustaceans, shellfish which the human being separated from himself. He became a somewhat purer being that way. It is like in a solution in which coarser parts have settled down. The further development takes place in such a way that the human being again hands over a part of his nature to materiality. Worms and fish originated from that. This is a cover again which the human being cast off. In the second state, the human being had taken on a matter which is like our airy matter. The human being was incarnated there as an aerial being. It may seem peculiar to the materialistic thinker, but someone who familiarises himself with theosophy finds that the other creation history is a speculative fiction and that this theosophical creation history can already be evident to the everyday reason. Because the human being embodied himself with his soul in more delicate matter, in aerial matter, it was possible that he cast another cover off, that he separated animals from himself. At that time, the earth had already built up a somewhat more solid skeleton, and the human being formed in that which one calls fire mist. One speaks there of the sons of the fire mist. This came about because the human being cast his covers off which developed then to birds and reptiles on the other side. However, when the human being had advanced so far when he had advanced to this fire matter, he was able to take up a new impact from without. As well as we have seen in the outset of our earth how with the physical matter that united which the psycho-spiritual human being had cast off as the coarser nature, he united in the period of which we speak now and which already parallels states of strong densification of our earth, with higher spirit. At first this happened because buddhi descended and became kama. The human being thereby became warm-blooded differing from the lower cold-blooded beings. Also other creatures became warm-blooded on earth. Up to a certain point of development there were only cold-blooded and passionless beings; the others originated in the middle of the Lemurian age. Also the two sexes developed from one. The human being repelled the lower beings which still live on as reptiles and when he was already warm-blooded, he repelled the birds from himself. Because of these separations he became mature to take up the spirit in his first figure. This is the race that appears as mind-endowed for the first time. In the Lemurian age, the human being came to a densified materiality, he became fleshly. This is the Lemurian human being. He lived on our earth at a time in which a lot of the old fire matter still existed. In this Lemurian age, the whole race completely perishes by volcanic catastrophes caused by the fire. Only some remain and live on. The Atlantean period took place in the regions that are today covered with the floods of the Atlantic. Here once again something is separated from the human being: the higher mammals come into being. The human being still had the nature of the higher mammals in himself at first. He still had in himself what one calls apes. They all are separations of lower parts of his nature. The human being developed to a higher level only because he cast off the lower parts. What I called ahamkara came to the fore. In the first Atlantean time, ahamkara appears with the corresponding development of memory and language in the human race. Self-consciousness became consciousness of egoism. Hence, the first Atlantean time is also a time in which more and more the harsh egoism developed. We will still hear and read to which excesses the developed ahamkara led. The higher mammalian nature was cast off, so that we must not regard the apes as ancestors; rather we have to regard the human being as the first-born on our earth. The human being exists incarnated in akasha, and everything that exists besides him was gradually eliminated by him. The human being and the animals adapted themselves to the relations and circumstances and became what we can get to know today. Paracelsus knew this and said that the human being himself has written down the letters of his whole being. So we must not regard the ape as an ancestor, but as a descendant of the original human being. It is strange that this theosophical approach reminds, quite elementarily, of a remark of the naturalist and botanist Reinke (Johannes R., proponent of neo-vitalism, 1849-1931). He says in his book The World as Action that the ape does not appear as an ancestor of the human being but as a degenerated human being dropped out of humanity. This view agrees quite exceptionally with that which the natural sciences teach in these fields. They teach that the very first rudiment of the human brain, of the childish human brain in particular, is very similar up to a certain degree to an ape brain but that the developed human brain differs from the ape brain. So that the ape brain looks like something that takes a completely different course of development. However, the Darwinist view wants to base its theory of the relationship of the ape with the human being on the first impression. At that time, the human being cast off the ape nature, so that he could develop freer, upward to nobler qualities. The apes thereby degenerated and developed in another direction. The ape is not at all to be regarded as an ancestor of the human being. However, this furthers the human development. After the human being had developed buddhi, kama and ahamkara, he was able to receive the first principle of the spirit again in himself: manas. Manas, the logical thinking, the inferring thinking developed since the last time of the Atlantean age and in our whole fifth age from this refined human nature. Thus the human being had to experience wisdom in egoism, in ahamkara, after he developed buddhi first up to kama; thus he had to lead a selfish life. But then wisdom developed again in purer form, so that the human being is able today to think logically. He ascends once to a higher kind of spirituality working out the buddhi nature from the kama nature and from the everyday feeling in order to ascend to even higher levels of spirituality. We speak of it later after we have got to know the levels of development still more exactly. I could only outline the theosophical view generally speaking. This is the evolution theory, the theory of the origin of the human being in the theosophical sense. This is the descent theory which is destined to substitute that which has suffered essential losses by the real scientific facts in the last time. Nevertheless, I would still want to read out some words of the botanist Reinke to show that my explanations do not completely contradict the scientific ideas and that today it is necessary to think a new kind of “creation history”. He expresses the following there: “It is clear from the start which deep contrast exists between this view that I have just explained and the view and research method of our science. We do not look for theories generally but rely on facts. Hence, the natural sciences would have to bring themselves to confine themselves to facts only. Up to now, the facts do not at all exist. I must protest against it if the case is shown as if zoology, anatomy etc. have delivered the facts. If a picture should be derived from it, it is fancy.” At the same time, this naturalist does not yet understand that it is impossible to receive a view of the origin of the human being from the external facts one day. One is never able to do this, because the origin of the human being was not in the sensuous but in the psycho-spiritual. Not before one ascends from the sensuous to the psycho-spiritual if one ascends to a view that is no longer fantastic but spiritual, we can get again to a descent theory really satisfying the human being. Leading the human being to a satisfying descent theory is the task of theosophy. The “natural” creation history can no longer give satisfaction today. On one side, the need for spiritual knowledge makes itself noticeable, and, on the other side, the facts have disproved the evolution theory. The natural sciences are never able to say anything about the origin of the human being. If the origin of the human being is to be recognised, it can only happen in the sense of spiritual knowledge. Leading the present again to such spiritual knowledge is the task of the theosophical world view. Answer to question
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114. The Gospel of St. Luke: Love and Compassion, the Mission of the Bodhisattvas and the Buddha
16 Sep 1909, Basel Tr. Dorothy S. Osmond Rudolf Steiner |
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It was clothed in momentous words, words that resounded through the whole of evolution and have become the Christmas message. Rightly rendered, these words would be as follows: ‘The Divine Beings manifest themselves from on high, that peace may reign on the Earth below among men who are filled with good will!’ |
114. The Gospel of St. Luke: Love and Compassion, the Mission of the Bodhisattvas and the Buddha
16 Sep 1909, Basel Tr. Dorothy S. Osmond Rudolf Steiner |
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[ 1 ] Throughout the Christian era the Gospel of St. John was the text that made the strongest impression upon those who were trying to deepen their understanding of the cosmic mysteries of Christianity. This was the Gospel used by all the Christian mystics who were striving to mould their lives in accordance with its presentation of the personality and nature of Christ Jesus. [ 2 ] In the course of the centuries a somewhat different attitude was adopted by Christian humanity to the Gospel of St. Luke—an attitude altogether in keeping with the indications given in the last lecture, from another point of view, regarding the contrast between these two Gospels. Whereas the Gospel of St. John was in a certain sense a text for mystics, the Gospel of St. Luke was always a devotional book for humble folk, for those whose simplicity and innocence of heart enabled them to rise into the sphere of truly Christian feeling. The Gospel of St. Luke has been a book of devotion throughout the centuries. For all those who were bowed down with sorrow or suffering it was a fount of consolation, speaking with such tenderness of the great Comforter, the great Benefactor of mankind, the Saviour of the heavy-laden and oppressed. It was a book to which especially those who longed to be filled with Christian love turned their hearts and minds, because the power of love is revealed more clearly in this Gospel than in any other Christian document. Those who were in any way conscious—and strictly speaking this applies to everyone—of having the burden of some guilt upon their hearts, at all times found consolation and edification when they turned to the Gospel of St. Luke and understood its message. They could say to themselves: Christ Jesus came not only for the righteous but also for sinners; He sat with publicans and transgressors. Whereas much preparation is necessary before the full power of St. John's Gospel can be realized, it may be said of St. Luke's Gospel that no nature is too immature to be aware of the warmth streaming from it. [ 3 ] From the earliest times this Gospel was an inspiration to the most childlike of men. All that remains childlike in the human soul from tenderest youth to ripest age has always felt drawn to the Gospel of St. Luke. And as regards pictorial representations of Christian truths and what art has acquired from these truths, we find that although much is derived from the other Gospels, the indications for the most intimate messages conveyed to the human heart by forms of art, by paintings, are to be found precisely in the Gospel of St. Luke. The portrayals of the deep connection between Christ Jesus and John the Baptist have their source in this imperishable Gospel. [ 4 ] Anyone who allows it to work upon his soul will find that from beginning to end it gives expression to the principle of love, compassion and innocence—in a certain sense, childlike innocence. Where else do we find such a tender portrayal of the childlike nature as in what is said of the childhood of Jesus of Nazareth in the Gospel of St. Luke? The reason will become clear as we penetrate more deeply into the words of this wonderful text. [ 5 ] It will be necessary now to say certain things that may seem paradoxical to those of you who have heard other lectures or courses of lectures given by me on the same subject. But if you will wait for the explanations to be given in the next lectures, you will realize that what I shall say is in harmony with what you have previously heard from me about Christ Jesus and Jesus of Nazareth. The whole complicated range of truth cannot be presented all at once, and today I shall have to indicate an aspect of the Christian truths that may seem not to tally exactly with what has been said on some previous occasion. Our procedure must be, first to show how the separate currents of truth have developed and then the mutual agreement and harmony that finally become apparent. The Gospel of St. John was deliberately our starting-point, and I was naturally unable to indicate more than part of the truth in the various courses of lectures. What was said still holds good, as we shall see, although our attention to-day must be turned to an unusual aspect of Christian truths. [ 6 ] A wonderful passage in the Gospel of St. Luke describes how an Angel appeared to the shepherds in the fields and announced to them that the Saviour of the world was born. Then come the words: ‘And suddenly there was with the Angel a multitude of the heavenly host.’ Picture the scene to yourselves: as the shepherds look upwards the heavens open and the Beings of the spiritual world are revealed in sublime pictures. [ 7 ] What was the proclamation to the shepherds? It was clothed in momentous words, words that resounded through the whole of evolution and have become the Christmas message. Rightly rendered, these words would be as follows: ‘The Divine Beings manifest themselves from on high, that peace may reign on the Earth below among men who are filled with good will!’ [ 8 ] The usual expression, ‘glory’ is entirely out of place here. The sentence is correct in the form I have now given, and the contrast should be clearly emphasized. What the shepherds saw was the manifestation of spiritual Beings from on high, and the revelation occurred when it did in order that peace might pour into human hearts that were filled with a good will. [ 9 ] As we shall see, many mysteries of Christianity are embodied in these words, provided only they are rightly understood. But certain preliminaries are necessary if light is to be thrown on this momentous proclamation. Above all we must endeavour to study the accounts available to clairvoyant faculties from the Akashic Chronicle. With opened eyes of spirit we must contemplate the epoch when Christ Jesus came to humanity, and ask ourselves: What was the historical background and the source of the spiritual impulse poured into Earth evolution at that time? [ 10 ] Currents of spiritual life from many different sides converged and flowed into the evolution of humanity at that point. The very diverse world-conceptions that had arisen in various regions of the Earth in the course of the ages converged in Palestine as though into one central point and came to expression in the events there. We may therefore ask: What are the sources of these streams? [ 11 ] It was indicated yesterday that in the Gospel of St. Luke we have the fruits of Imaginative Cognition, and that this knowledge is gained in the form of pictures. In the events just mentioned a picture is placed before us of the manifestation to the shepherds of spiritual Beings from on high: first, the picture is of a spiritual Being, an Angel, who is followed by a ‘heavenly host’. Here we must ask: What does a clairvoyant initiated into the mysteries of existence see in this picture—which he can always evoke again at will—when he gazes into the Akashic Chronicle? What was it that was revealed to the shepherds? What was this angelic host, and whence did it come? [ 12 ] This picture portrays one of the great spiritual streams that flowed through the process of evolution, gradually rising higher and higher, until at the time of the events in Palestine its light could shine down upon the Earth only from spiritual heights. From the angelic host revealed to the shepherds, we are led back, in deciphering the Akashic Chronicle, to one of the greatest streams of spiritual life in the evolution of humanity, a stream which, several centuries before the coming of Christ, spread far and wide in the form of Buddhism. An investigator of the Akashic Chronicle who traces back into previous ages the origin of the revelation to the shepherds, is led, strange as it will seem to you, to the ‘Enlightenment’ of the great Buddha. The light that shone out in India, setting men's hearts and minds astir as the religion of love and compassion, as a great world-conception, and even to-day is spiritual nourishment for a very large section of humanity—that light appeared again in the revelation to the shepherds! For it too was to stream into the revelation in Palestine. The account given at the beginning of St. Luke's Gospel cannot be understood unless we consider (again from the vantage-point of spiritual-scientific research) the significance of Buddha and what his revelation actually brought about in the course of human evolution. [ 13 ] When Buddha was born in the East, five to six centuries before our era, there appeared in him an Individuality who had lived many times on Earth and in the course of his previous incarnations had already reached the very lofty stage of human development designated by an Oriental expression as that of a ‘Bodhisattva’. Some of you have heard lectures on different aspects of the nature of the Bodhisattvas. In the lecture-course Spiritual Hierarchies and their Reflection in the physical World, given in Düsseldorf some months ago, I spoke of how the Bodhisattvas are related to the whole of cosmic evolution; in Munich, in the lecture-course The East in the Light of the West1 they were referred to from a different point of view. To-day we shall consider the nature of the Bodhisattvas from still another side and you will gradually perceive the harmony between the single truths. [ 14 ] He who became a Buddha had first to be a Bodhisattva; individual development to the rank of Buddhahood is preceded by the stage of ‘Bodhisattva’. We will now think of the nature of the Bodhisattvas in relation to the evolution of humanity considered from the viewpoint of spiritual science. [ 15 ] The capacities and faculties possessed and developed by human beings in any particular epoch were not always in existence. To believe that the same faculties possessed by man to-day were also present in primeval times is due to incapacity and unwillingness to see beyond the present. Man's faculties, everything he is able to accomplish and know, vary from epoch to epoch. His faculties to-day are developed to the point where with his own power of reasoning he is justified in saying: ‘I recognize this or that truth by means of my intelligence and my reason; I can recognize what is moral or immoral, logical or illogical in a certain respect. But it would be a mistake to believe that these capacities for distinguishing the logical from the illogical or the moral from the immoral, were always to be found in human nature. They came into existence and developed gradually. What man can accomplish to-day by means of his own capacities, he had at one time to be taught—as a child is taught by its parents or teachers—by Beings who though incarnated among men were more highly developed by virtue of their spiritual faculties and could hold converse in the Mysteries with divine-spiritual Beings even loftier than themselves. [ 16 ] Individualities who, though themselves incarnated in physical bodies, could have intercourse with still higher, non-incarnated Individualities, existed at all times. For example, before men acquired the faculty of logical thinking by means of which they themselves are able to think logically to-day, they were obliged to learn from certain teachers. These teachers themselves were not able to think logically through faculties developed in the physical body itself, but only through their intercourse in the Mysteries with divine-spiritual Beings in higher realms. Such teachers proclaimed the principles of logic and morality from revelations they received from higher worlds in times before men themselves were able, out of their own earthly nature, to think logically or discover the principles of morality. The Bodhisattvas are one category of Beings who, though incarnated in physical bodies, have inter-course with divine-spiritual Beings in order to bring down and impart to men what they themselves learn from their divine Teachers. The Bodhisattva is a Being incarnated in a human body, whose faculties enable him to commune with divine-spiritual Beings. [ 17 ] Before Gautama Buddha became a ‘Buddha’, he was a Bodhisattva, that is to say, an Individuality who, in the Mysteries, was able to commune with higher, divine-spiritual Beings. In remote, primeval ages of Earth evolution, a Being such as the Bodhisattva was entrusted in the higher world with a definite task, a definite mission, which he continues to discharge. [ 18 ] When the Earth was still in early stages of development, even before the Atlantean and Lemurian epochs, the Bodhisattva who was incarnated and became Buddha six hundred years before our era, was assigned a task which he never abandoned. From epoch to epoch, through every age, his work was to impart to Earth evolution as much as the beings concerned enabled it to receive. For each Bodhisattva there comes a time when, with the mission entrusted to him in the primeval past, he reaches a definite point—the point when what he has been able to let flow into humanity ‘from above’ can become a faculty of man's own. A human faculty to-day was once a faculty of divine-spiritual Beings brought down to man from spiritual heights by the Bodhisattvas. Hence there comes a time when a spiritual emissary such as a Bodhisattva can say; ‘I have accomplished my mission. Humanity has now received that for which it has been prepared through many, many epochs.’ Having reached this point, the Bodhisattva can become ‘Buddha’. That is to say, the time has come when he, as a Being with the particular mission to which I have referred, need no longer incarnate in a human physical body; he has incarnated for the last time in such a body and need not incarnate again as a spiritual emissary in the above sense. This point of time arrived for Gautama Buddha. The task assigned to him had led him again and again down to the Earth; but he appeared in his final incarnation as Bodhisattva when, after his Enlightenment, he became Buddha. He incarnated in a human body that had developed to the highest possible stage those faculties which hitherto had had to be bestowed from above, but were now gradually to become human faculties in the fullest sense. When a Bodhisattva has succeeded through his foregoing development in making a human body so perfect that it can itself evolve the faculties connected with his particular mission, he need not incarnate again. He then hovers in spiritual realms, sending his influence into humanity, furthering and guiding human affairs. Henceforth it is the task of men to develop the gifts formerly bestowed upon them from heavenly heights, saying to themselves: ‘We must now ourselves develop in a way that will further elaborate the faculties acquired in full measure for the first time in the incarnation when the Bodhisattva became Buddha.’ [ 19 ] When the Being who works through successive epochs as Bodhisattva appears as one into whose human nature every faculty that previously flowed down from heavenly heights has been integrated and can now be expressed through him as an individual—that Being is a ‘Buddha’. All this is revealed by Gautama Buddha. Had he, as Bodhisattva, withdrawn earlier from his mission, men could no longer have been blessed by the bestowal of these faculties from on high. But when evolution had progressed so far that these faculties could be present in a single human being on Earth, the seed was laid that would enable men in the future to develop them in their own natures. Thus the Individuality who, as long as he was a Bodhisattva, did not enter fully into the human form but towered upwards into heavenly heights—this Individuality now for the first time drew completely into human nature and was fully embodied in that one incarnation. But then he again withdrew. For with this incarnation as Buddha a certain quotum of revelations had been given to humanity, thereafter to be developed further in men themselves. Hence the Bodhisattva, having become Buddha, might withdraw from the Earth to spiritual heights, might abide there and guide the affairs of humanity from regions where only a certain power of clairvoyance is able to behold him. [ 20 ] What, then, was the task of that supremely great Individuality usually called the ‘Buddha’? If we want to understand the task and mission of this Buddha in the sense of true esoteriscism, we must realize the following. The cognitive faculty of mankind has developed gradually. Attention has repeatedly been drawn to the fact that in the Atlantean epoch a large proportion of humanity was clairvoyant and able to gaze into the spiritual worlds, and that certain remnants of this old clairvoyance were still present in post-Atlantean times. After the Atlantean epoch, in the periods of the civilizations of ancient India, Persia, Egypt and Chaldea—even as late as the Graeco-Latin age—there were numbers of human beings, many more than modern man would ever imagine, who possessed the heritage of this old clairvoyance; the astral plane was open to them and they could see into the hidden depths of existence. Perception of man's etheric body was quite usual in the Graeco-Latin age; numbers of people were able to see the human head surrounded by an etheric cloud that has gradually become entirely concealed within the head. [ 21 ] But humanity was to advance to a form of knowledge acquired through the outer senses and through the spiritual faculties connected with the senses. Man was gradually to emerge altogether from the spiritual world and to engage in pure sense-observation, in intellectual, logical thinking. By degrees he was to make his way to non-clairvoyant cognition, because he must pass through this stage in order to regain clairvoyant knowledge in the future. But such knowledge will then be united with the fruits of cognition based upon the senses and the intellect. [ 22 ] At the present time we are living in an intermediate period. We look back to a past when man was clairvoyant, and to a future when this will again be the case. In our present age the majority of human beings are dependent upon what they perceive with their senses and grasp with their intellect. There are, of course, certain heights even in sensory perception and in knowledge yielded by the intellect and reasoning mind; everywhere there are ‘degrees of knowledge’. One person in a certain incarnation passes through his existence on Earth with little insight into what is moral, and little compassion for his fellow-men. We say of him that he is at a low stage of morality. Another passes through life with very slightly developed intellectual capacities; we call him a person of low intelligence. But these powers of intellectual cognition are capable of rising to a very lofty level. A man whom, in Fichte's sense, we call a ‘moral genius’ reaches the highest level of moral Imagination but there are many intermediate stages. Without possessing clairvoyant faculties we can reach this height only by ennobling powers that are at the disposal of ordinary humanity. These stages had to be attained by man in the course of Earth evolution. What man knows to-day to a certain extent through his own intelligence and also what he attains through his own moral strength, namely the consciousness that he must have compassion with the sufferings and sorrows of others—this consciousness could not have been acquired by a human being in primeval times through his own efforts. It can be said to-day that such insight is unfolded by a healthy moral sense, even without clairvoyance, and to an increasing extent men will come to realize not only that compassion is the very highest virtue but that without love humanity can make no progress. Man's moral sense will grow steadily stronger. [ 23 ] But there were epochs in the past when he would never have understood by himself that compassion and love belong to a very high stage of development. It was therefore necessary for spiritual Beings such as the Bodhisattvas to incarnate in human forms. Revelations of the power of compassion and love came to such Beings from the higher worlds and they were able to teach men how to act accordingly. What men have come to recognize to-day through their own powers as the lofty virtues of compassion and love—this had to be taught, through epoch after epoch, from heavenly heights. The Teacher of love and compassion in times when men themselves did not yet realize the nature of those virtues was the Bodhisattva who incarnated for the last time as Gautama Buddha. [ 24 ] Buddha was formerly the Bodhisattva, the Teacher of love and compassion. He was the Teacher throughout the epochs just referred to, when men still possessed a certain natural clairvoyance. As Bodhisattva he incarnated in bodies endowed with powers of clairvoyance. Then, when he became Buddha and looked back into these previous incarnations, he could describe the experiences of his inmost soul when it gazed into the depths of existence hidden behind sense-phenomena. He possessed this faculty in previous embodiments and was born with it into the family of Sakya from which his father, Suddhodana, descended. When Gautama was born he was still a Bodhisattva, that is to say he came at the stage of development reached in his previous incarnations. He who is usually called the ‘Buddha’ was born to his father Suddhodana and his mother Mayadevi as a Bodhisattva and possessed the faculty of clairvoyance in a high degree even as a child. He was always able to gaze into the depths of existence. [ 25 ] Let us realize that in the course of human evolution this capacity to gaze into the depths of existence has assumed very definite forms. It was the mission of humanity in earthly evolution to allow the old, dim clairvoyance gradually to die away; vestiges that persisted did not, therefore, retain the best elements of that ancient faculty. The best elements were the first to be lost. What remained was often a lower form of vision of the astral world, a vision of those demonic forces which drag man's instincts and passions to a lower level. Through Initiation we can look into the spiritual world and perceive forces and beings that are connected with the finest thoughts and sentiments of men, but we also perceive the spiritual powers behind unbridled passions, sensuality, consuming egoism. The vestiges of clairvoyance in the majority of human beings—it was different, of course, in the Initiates—led to vision of these wild, demonic powers behind the lower human passions. Whoever is able to see into the spiritual world can of course perceive all this himself; true vision depends upon the development of human faculties. But the one vision cannot be attained without the other. [ 26 ] As a Bodhisattva the Buddha had been obliged to incarnate in a body constituted as other human bodies were at that time. The body in which he incarnated provided him with the power to look deeply into the astral substrata of existence and even as a child he was able to perceive all the astral forces underlying the unbridled passions of men, their consuming lusts and sensuality. He had been protected from witnessing physical depravity in the outer world, with its accompanying sufferings and sorrows. Confined to his father's palace, shielded from every unpleasant experience, he was indulged and pampered in a way considered fitting for his rank. But this seclusion only enhanced his power of vision, and while he was carefully protected and everything indicative of pain and sickness hidden from him, his eyes of spirit were able to gaze at the astral pictures hovering around him of all the wild, degrading passions of men. Whoever can read the external biography of Buddha with genuine esoteric insight will surmise this. It must be emphasized that in exoteric accounts there is often a great deal that cannot be understood without knowledge of the esoteric foundations—and this applies very particularly to the life of Buddha. [ 27 ] It must seem strange to Orientalists and others who study the life of Buddha to read that he was surrounded in the palace by ‘forty thousand dancing-girls and eighty-four thousand women’. That statement is to be found in books sold to-day for a few shillings and the writers are obviously not particularly astonished at the existence of such a harem! What is the explanation? It is not realized that this points to the intensity of the experiences that arose in Buddha through his astral visions. Guarded from childhood against all knowledge of sorrow and suffering in the world of physical humanity, he perceived everything as spiritual forces in the spiritual world. He saw all this because he was born into a body such as could be produced at that time; but from the outset he was proof against the delusive pictures around him, having in his previous incarnations risen to the height of a Bodhisattva. Because in this incarnation he was living as the Bodhisattva he felt impelled to go out into the world in order to see the things indicated by the pictures appearing in the astral world around him in the palace. Every picture kindled within him an urge to go out and see the world, to leave his prison. That was the impelling urge in his soul, for as Bodhisattva there was in him the lofty spiritual power connected with the mission of imparting to mankind the teaching of compassion and love, with all its implications. Hence it was necessary for him to become acquainted with humanity in the world in which man can assimilate this teaching through moral insight. Buddha was to acquire knowledge of the life of humanity in the physical world. From Bodhisattva he was to become Buddha—as a man among men. The only possibility of achieving this was to abandon all the faculties that had remained to him from his former incarnations and to turn outwards to the physical plane in order to live there among men as a model, an ideal, an example to humanity of the development of these qualities. [ 28 ] Naturally, many intermediate stages are necessary before an advance from the stage of Bodhisattva to that of Buddha can be accomplished in this sense. Such an advance does not take place from one day to the next. Buddha felt impelled to leave the palace. The story is that on one occasion he escaped from his royal prison and came across an aged man. Hitherto he had been surrounded only by the spectacle of exuberant youth, in order to induce him to believe that nothing else existed. Now, in the old man, he encountered the phenomenon of advanced age on the physical plane. Then he came across a sick man; then he saw a corpse—the manifestation of death on the physical plane. All this came before him. [ 29 ] The legend—here once again truer than any external account—goes on to relate something very indicative of Buddha's essential nature: that when he left the palace, the horse by which he was drawn was so saddened by his decision to forsake everything that had surrounded him since his birth that it died of grief and was transported as a spiritual being into the spiritual world.2—A profound truth is expressed here. It would lead too far for me to explain why a horse is taken as a symbol for a spiritual power of man. I will only remind you of Plato, who speaks of a horse led by a bridle when he is using a symbol for certain human capacities that are still bestowed from above and have not been developed by man from his own inmost self. When Buddha departed from the palace he relinquished these faculties, left them in the spiritual world whence they had always guided him. This is indicated in the picture of the horse which dies of grief and is transported into the spiritual world. [ 30 ] But it was only gradually that Buddha could attain the rank he was destined to reach in his final incarnation on the Earth. He had first to learn on the physical plane everything that as Bodhisattva he had known only through spiritual vision. To begin with he encountered two teachers, the one an exponent of the ancient Indian world-conception known as the Sankhya philosophy, the other an exponent of the Yoga philosophy. Buddha steeped himself in what they expounded to him. No matter how exalted a being may be, he has to become acquainted with the external achievements of humanity and although a Bodhisattva may learn more quickly, he must learn none the less. If the Bodhisattva who lived six hundred years before our era were born to-day, he would still, like a child at school, first have to learn about happenings on Earth while he was still in spiritual heights. It was essential that Buddha too, should have knowledge of what had been accomplished since his previous incarnation. [ 31 ] He learnt the principles of the Sankhya philosophy from the one teacher and of the Yoga philosophy from the other, thereby acquiring a certain insight into world-conceptions which solved the riddles of life for many in those days, and into their effect upon the souls of men. [ 32 ] In the Sankhya philosophy he was able to assimilate an intricate system of logical thought, but the more he familiarized himself with it, the less did it satisfy him, until finally it seemed to him to be utterly devoid of life. He realized that he must seek elsewhere than in the traditional Sankhya philosophy for the sources of what it was his task to achieve in this incarnation. [ 33 ] The second system was the Yoga philosophy of Patanjali, which sought to establish connection with the Divine through certain processes in the life of the soul. Buddha devoted deep study to the Yoga philosophy as well; he assimilated it, made it part of his very being. But it too left him unsatisfied, for he perceived that it was something that had simply been handed down from ancient time. Human beings were meant, however, to acquire different faculties, to achieve moral development themselves. Having put the Yoga philosophy to the test in his own soul, Buddha realized that it could not satisfy the needs of his mission. [ 34 ] He then came into the neighbourhood of five ascetics who had striven to approach the mysteries of existence by the path of severest self-discipline, mortification and privation. Having tested this path too, Buddha was again obliged to admit that it would not satisfy the needs of his mission at that time. For a certain period he underwent all the privations and mortifications practised by the monks. He starved as they did, in order to eliminate greed and thereby evoke deeper forces which come into action when the body is weakened and then, rising up from the depths of the bodily nature, can lead a man rapidly into the spiritual world. But the stage of development he had reached enabled Buddha to perceive the futility of this mortification, fasting and starvation. Because he was a Bodhisattva, his development in previous incarnations had enabled him to bring the physical body to the highest pitch of perfection possible in that age. Hence he could experience what any man must experience when he takes this particular path into the spiritual world. [ 35 ] Whoever pursues the Sankhya or Yoga philosophy to a certain point without having developed in himself what Buddha had previously acquired, whoever aspires to scale the pure heights of Divine Spirit through logical thinking without having first gained the requisite moral strength, will be subjected to temptation by the demon Mara. This ordeal was undergone by Buddha as a test. At this point the human being is beset by all the devils of pride, vanity and ambition, as was Buddha when Mara stood before him. But having previously reached the lofty stage of Bodhisattva, he recognized the demon and was proof against him. Buddha could say to himself: If men continue to develop along the old path, without the new impulse contained in the teaching of compassion and love, they are bound, not being Bodhisattvas, to fall prey to the demon Mara, who pours all the forces of pride and vanity into their souls. This was what Buddha experienced when he had worked through the Sankhya and Yoga philosophies, following them to their final conclusions. [ 36 ] While he was with the monks, however, he had had an experience in which the demon assumed a different form, one in which he arrays before the human being an abundance of external, physical possessions—‘the kingdoms of the world and the glory of them’—in order to divert him from the spiritual world. Buddha found that this temptation comes precisely on the path of mortification, for the demon Mara approached him, saying: ‘Be not misled into abandoning everything that was yours as a king's son; return to the royal palace!’ Another man would have yielded to what was then presented to him, but Buddha's development was such that he could see through the tempter and his aim, could perceive what would befall humanity if men lived on as hitherto and chose the path of hunger and mortification as the only means of ascent into the spiritual world. Being himself proof against this temptation he could disclose to men the great danger that would threaten them if they chose to penetrate into the spiritual world simply by means of fasting and external measures of the kind, without the foundation of an active moral sense. [ 37 ] Thus while still a Bodhisattva, Buddha had advanced to those two boundary-points in development which a man who is not a Bodhisattva had better avoid altogether. Translating this into words of ordinary parlance, we may say: ‘The highest knowledge is full of glory and of beauty. But see that you approach this knowledge with a clean heart, noble purpose and purified soul—otherwise the devil of pride, vanity and ambition will seize you!’ The second teaching is this: ‘Strive not to enter the spiritual world by any external path, through mortification or fasting, until you have purified your moral sense—otherwise the tempter will approach you from the other side!’—These are the two teachings whose light shines from Buddha into our own age. While still a Bodhisattva he revealed the essential purpose of his mission—which was to impart the moral sense to humanity in an age when men were not yet capable of unfolding it out of their own hearts. Thus when he realized the dangers of asceticism for mankind he left the five monks and went to a place where, by an intense deepening of those faculties of human nature which can be developed without the old clairvoyance, without any capacity inherited from earlier times, he achieved the highest perfection that it will ever be possible for mankind to achieve by means of these faculties. [ 38 ] In the twenty-ninth year of his life, after having abandoned the path of asceticism, there dawned upon Buddha during his seven days of meditation under the ‘Bodhi-tree’ the great Truths that can flash up in a man when, in deep contemplation, he strives to discover what his own faculties can impart to him. There dawned upon Buddha the great teachings he then proclaimed as the Four Truths and the doctrine of compassion and love presented as the Eightfold Path. We shall be considering these teachings of Buddha later on. At the moment it will be sufficient to say that they are a kind of portrayal of the moral sense and of the purest doctrine of compassion and love. They arose when, under the ‘Bodhi-tree’, the Bodhisattva of India became Buddha. The teaching of compassion and love came into existence then for the first time in the history of mankind in the form of human faculties which man has since been able to develop from his own very self. That is the essential point. Therefore shortly before his death Buddha said to his disciples: ‘Grieve not that the Master is departing. I am leaving with you the Law of Wisdom and the Law of Discipline. For the future they will serve as substitutes for the Master.’ These words mean simply: Hitherto the Bodhisattva has taught you what is expressed in the Law; now, having fulfilled his incarnation on Earth, he may withdraw. For men will absorb into their own hearts the teaching of the Bodhisattva and from their own hearts will be able to develop this teaching as the religion of compassion and love. That was what came to pass in India when, after seven days of inner contemplation, the Bodhisattva became Buddha; and that was what he taught in diverse forms to the pupils who were around him. The actual forms in which he gave his teaching will still have to be considered. [ 39 ] It was necessary for us to-day to look back to what happened six hundred years before our era because we shall neither understand the path of Christianity nor what is indicated about that path, above all by the writer of the Gospel of St. Luke, unless we follow evolution backwards from the events in Palestine to the Sermon at Benares. Since Buddha attained that rank there was no need for him to return to the Earth; since then he has been a spiritual Being, living in the spiritual world and participating in everything that has transpired on Earth. When the greatest of all happenings on the Earth was about to come to pass, there appeared to the shepherds in the fields a Being from spiritual heights who made the proclamation recorded in the Gospel of St. Luke. Then, together with the Angel, there suddenly appeared a ‘heavenly host’. The ‘heavenly host’ was the picture of the glorified Buddha, seen by the shepherds in vision; he was the Bodhisattva of ancient times, the Being in his spiritual form who for thousands and thousands of years had brought to men the message of compassion and love. Now, after his last incarnation on the Earth, he soared in spiritual heights and appeared to the shepherds together with the Angel who had announced to them the Event of Palestine. [ 41 ] These are the findings of spiritual investigation. It was the Bodhisattva of old who now, in the glory of Buddhahood, appeared to the shepherds. From the Akashic Chronicle we learn that in Palestine, in the ‘City of David’, a child was born to parents descended from the priestly line of the House of David. This child—I say it with emphasis—born of parents of whom the father at any rate was descended from the priestly line of the House of David, was to be shone upon from the very day of birth by the power radiating from Buddha in the spiritual world. [ 42 ] We look with the shepherds into the manger where ‘Jesus of Nazareth’, as he is usually called, was born, and see the radiance above the little child; we know that in this picture is expressed the power of the Bodhisattva who became Buddha—the power that had formerly streamed to men and, working now upon humanity from the spiritual world, accomplished its greatest deed by shedding its lustre upon the child born at Bethlehem. [ 42 ] When the Individuality whose power now rayed down from spiritual heights upon the child of parents belonging to David's line was born in India long ago—when the Buddha to be was born as Bodhisattva—the whole momentous significance of the events described to-day was revealed to a sage living at that time, and what he beheld in the spiritual world caused that sage—Asita was his name—to go to the royal palace to look for the little Bodhisattva-child. When he saw the babe he foretold his mighty mission as Buddha, predicting, to the father's dismay, that the child would not rule over his kingdom, but would become a Buddha. Then Asita began to weep, and when asked whether misfortune threatened the child, he answered: ‘No, I am weeping because I am so old that I shall not live to see the day when this Saviour, the Bodhisattva, will walk the Earth as Buddha!’ Asita did not live to see the Bodhisattva become Buddha and there was good reason for his grief at that time. But the same Asita who had seen the Bodhisattva as a babe in the palace of King Suddhodana, was born again as the personality who, in the Gospel of St. Luke, is referred to as Simeon in the scene of the presentation in the temple. We are told that Simeon was inspired by the Spirit to go into the temple where the child was brought to him (Luke II, 25–32). Simeon was the same being who, as Asita, had wept because in that incarnation he would not be able to see the Bodhisattva attaining Buddhahood. But it was granted to him to witness the further stage in the development of this Individuality, and having ‘the Holy Spirit upon him’ he was able to perceive, at the presentation in the temple, the radiance of the glorified Bodhisattva above the head of the Jesus-child of the House of David. Then he could say to himself: ‘Now you need no longer grieve, for what you did not live to see at that earlier time, you now behold: the glory of the Saviour shining above this babe. Lord, now let thy servant die in peace!’
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194. The Michael Revelation
07 Dec 1919, Dornach Rudolf Steiner |
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You know that an old true perception which we can only understand aright through anthroposophy, says that at the end of the ordinary year, when Christmas time draws near, these days come in which the spiritual influences which work on man within the earthly sphere are most intense in their working. |
194. The Michael Revelation
07 Dec 1919, Dornach Rudolf Steiner |
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My dear friends, I must again in my introduction burden you with a small piece of news, and, since this is perhaps the last of our lectures before my departure, (although my absence will not be very long this time) I have to make this rather distasteful announcement. It is one of the results of those numerous attacks which are now occurring and is distinguished from the others which I have already imparted to you, by being perhaps of an even more vulgar nature than the others. In a publication which I believe comes from not very far away, and calls itself The Suisse-Beizique Outremer, there appears an article concerning the kernel of the social question, and begins with the words:
Now, my dear friends, first the logic, which in this case pretends to morality. Now as I have had in recent times to say many things about morality, this quotation does not fit in badly. First as to the logic which is a piece of morality. A man spreads a very vulgar rumour and says at the same time that he will not contribute to this spreading. He says he will not assert something and yet asserts it! That is the logic of many persons of the present day! Now I should just like to bring the facts before you. Our friends will remember that, in the course of the decades since the 80’s of the previous century — of course there are some here whose memories do not extend to all these decades, but that does not matter. Some of those sitting here know that I have held many lectures, and you will know that all through that time, my only relationship to Wilhelm II was to ignore him altogether. Anything else would have been impossible. In face of the attitude which indeed not only existed in what was formerly Germany or in other countries, as far as I was concerned, it is obvious that here in this land, the subject was entirely avoided. I may just say here, because I have thought about the matter since yesterday evening, when I got the article. I have considered what my relations to this Wilhelm II really are. I have seen him once when I sat in the second row of a Berlin Theatre and he sat in one of the boxes. I was as far away from him as I am here from those sitting in the last rows. Another time I was walking down Friedrich Strasse and he was riding with his generals, with the Staff-Marshall. And then I saw him once again walking in a procession, behind the coffin of the Grand-Duchess Sophie of Saxe-Weimar. I have never spoken a single word to him, and have never been in his presence. That is the truth, my dear friends; but today the possibility exists that the truth is not only distorted by card-players at their beer-parties and by gossips at tea-parties. That indeed has been done for a long time, but it is now done by journalists, whose papers are read today without anyone bothering as to their attitude concerning the truth. So we must put forward the question: What chance in the face of such baseless corruption, has a spiritual movement which indeed finds it necessary to say, “Wisdom lies only in the truth”, and this not from any external bragging, but feeling it as the innermost nerve of its existence. In the course of our observations of the last few weeks, my dear friends, we had again and again to point out that, if what I here call spiritual science is really to press forward into the world, it is absolutely necessary that there should be a basis of honourable, upright truthfulness, as regards what it has to say to the world. I have often drawn attention to this — that it is necessary for anyone implicated in such a spiritual scientific movement, to see that even in his most insignificant words and in the most insignificant impartations of everyday facts there prevails an absolute, literal truth. Because the present inexactitude as regards the truth in everyday life, has an inner force of growth. It grows and has a vitality of its own, and it extends to these things which can really no longer be characterised, because they transcend all measure of what is common to man, for in those human beings who in such a way multiply their culminations on paper by means of the art of printing, there is that which makes our civilisation corrupt. It is indeed true that as long as the conflict is not taken up in an earnest and upright way against everything which comes from such holes and corners, humanity will simply involve itself more deeply into those things which can be so clearly perceived today. My dear friends, we must behold in such symptoms, what is now happening in the world; therefore it is here necessary that in small things as well as in great, all that opposes a sense of truth must be fought again and again. Anyone who has the smallest idea of what is really connected today with the personality of Rasputin, knows from what baseless, vulgar quarter such calumny comes. You see, my dear friends, it is not merely from the clerical side that the attacks become more and more numerous; but also from the side of the laity, many things threaten the spiritual scientific impulse which seeks to make itself felt in civilisation. I should really like to find words that have more power than mine have had hitherto, for this reveals itself at every turn. I really want words which have more carrying-powers than mine have had hitherto, in order to fight that which opposes the spreading today of truth in the world. One would like to find more force, because unfortunately the souls of most men today are really asleep concerning what is here meant by truth, and they forget the infinite earnestness behind these matters as soon as it has been placed before them. I want to say the following to you today, as the principal thing. I want you to try, during the next few weeks in which I shall not be able to hold lectures here, to meditate on the feeling for truth, on the attitude towards truth, on the carrying-power, momentous sense of truth, and upon the dreadfully corruptive influence of the tendency to untruth which permeates the world so intensely today. Believe me, human thoughts are real powers; and untruths, even if they prevail in tiny things, are deathly for what must be designated as the spirit furthering earthly development. In the long run one cannot help in spreading what is most to further the earth, if one has again and again, to encounter pure untruth. So I had again to say this as introduction, in order that you might be clear that this might result even perhaps in esotericism having gradually to abandon what is passing among our ranks as a spiritual scientific movement. Do not think that these words are without importance. It is necessary that each should take council earnestly with himself, and should meditate on his own attitude to the question of the carrying power of truth, as seen in small things in everyday communications — and to untruth, which may appear as a corrupt, immoral, illogical statement, as in this article. These things differ only in quantity; in quality they are fundamentally the same. You see, what I have said in these weeks culminates in the fact that we are facing the breaking-in of a spiritual world into our present world, which is the result of that cultural development which began about the middle of the 15th century. About that time everything became different in the civilised world. That which men before that time, had brought into their consciousness, dealt more with the inner being of man’s organism. You can find in old writings, in so far as they are to be had today, expressions which are very similar to our physical, chemical expressions, as I mentioned in the last lecture. But modern chemists and physicists will not really understand the things written in such books, for the simple reason that they believe that these terms refer to external processes. These external processes are not therein described, but inner processes of man’s physical or other bodies only. Only since the time of Galileo or Giordano Bruno has man begin to turn his attention more to the external world, and today we are so far advanced that we have a natural science, which has already influenced popular thinking, and even now popular feeling. We have a natural science which speaks of man, things in the mineral, plant and animal kingdoms, but can in no way give explanations of the being of man himself; not even as regards his physical, bodily nature. Today man must already put this question: “How am I, as a human being, related to what is in the external kingdoms around me, to that which surrounds me in the animal, plant, mineral, in the external physical human kingdom, in the kingdom of air and water, fire, of clouds, sun, moon and stars, how am I, as man related to all that?” Now we cannot rationally answer this, unless we recapitulate some things which we have had to observe concerning man. When we consider man as he stands before us, as a being of sense and intellect we can say: “We perceive through our eyes, through our ears, through the other sense organs which, although scattered over the rest of the body, are really Head-organs; through these senses we perceive the external world. We then elaborate our perceptions of the external world through those ideas and concepts which are united with our brain as an instrument. We retain something of what we thus experience through our senses, and this is necessary to us, to our inner integrity as human beings; we retain something of what we have conceived through our so-called reasoning intelligence, we keep back our Memory-concept.” That, my dear friends, is in short, what we have taken out of the external world; something which was brought about in us by the external world through our senses; that which we have made out of this external reception through our intelligence we retain as our Memory-concept. What then are we, with reference to the way we as human beings face the world in the manner described? Let us start from the simple phenomenon connected with the susceptibility of our senses, which I have already pointed out a few days ago. First of all you look at a flame, then shut your eyes, and you have an after image of the flame. This after image of the flame which you carry in your eye, disappears gradually. Goethe, who always utters these things imaginatively, says that the after-image re-echoes. It re-instates the original constitution of the eye and the nerves bound up therewith, after they have been changed through the light-impression which has fallen on the eye. What transpires in this way in your sense-organs is only a simplified form of what transpires in your memory when you receive external impressions in general, when you think them over and they remain in you as Memory-concepts. The difference is only this: If you see an impression with your eyes, let us say a flame — then you have an idea, a concept of the flame, and that resounds in you, but does not last very long. But now, if you take up something with the whole man, and think it over, you can always recall it later; and this greater after-image, this memory, lasts much longer; under certain conditions it lasts throughout your whole life. Now what is the cause of that? You see, if you keep that simple after-image which you have in the eye, and which only lasts perhaps a couple of minutes or perhaps even for only part of a minute, and then sinks down into nothingness, that is only because it does not travel through your entire organism, but simply remains in one part of it. That which becomes a memory-concept, goes through a far greater part — I will tell you in a minute what part — of your total organism; it then comes into contact with your etheric body, and passes through the etheric body into the surrounding cosmic ether. When a picture not only remains as a sense image, in a single organ, but goes through a great part of your entire organism, when it inserts itself into the etheric body, going outwards into the cosmic ether, you can retain it as a memory for the entire life. It is only a question of whether the impression goes deep enough, and grasps the etheric body, which does not retain it, but carries it out into the cosmic ether, inscribes it there, engraves it therein. Do not think that when you remember a thing that this is merely a process in your inner being. When you experience something, you cannot simply write it, as it were, in your notebook, although many people do this with their experiences today, and then simply take the notebook and read them off. But that which you remember, that you inscribe in the cosmic ether; and it is the cosmic ether which evokes it again in you, like the impression of a seal on sealing-wax, when you ought to remember it. Recollection is no mere personal affair, my dear friends, it implies an understanding with the cosmos. You cannot be alone when, as an inwardly collected man, you seek to recall your experiences; for remembering or failing to remember one’s experiences creates a disturbance in the being of man. I have often given you the following example, just think what it signifies. A man whom I knew very well and who held an important position, suddenly got the impulse to go to a railway station without any reason, and buy a ticket to distant places unknown to him, in which he had nothing whatever to do. He did all this in quite a different condition of consciousness. During that time he knew nothing of what he really was, and only came back to himself when he was in Berlin, in a workhouse. The whole intermediate time was blotted out of his consciousness, from the moment he got into the train in Darmstadt, till he found himself in Berlin. It was afterwards discovered, from the accounts of different people, that he had been in Budapest and Lemberg; and from Lemberg had travelled to Berlin, where he came back to consciousness in a workhouse. Remember his mind was in perfect order, nothing was wrong there; he knew perfectly well during the time from his start in Darmstadt to his reception in Berlin, all that has to be done, to buy railway tickets, and how to look after himself in the intervening time, and so on. But, all the time he did these things, he had no recollection of his former life; and afterwards he had no memory of his experience after leaving Darmstadt; and no recollection of the whole journey. What happened during that time could only be ascertained by outside information. That is one instance; I could give you many such. This is merely to draw your attention to what our life would be if there were not a continuous stream of memory going through all your experiences. Just think, if there were any time, (excluding that spent in sleep which you naturally do not remember) when you as human beings would have to think of your ego as if no memory were there. That which belongs to our sense-receptivity, to our intellect, is our own personal affair; but as soon as a thing becomes memory, it is something which, although a man experiences it in his soul-life, it is also an affair of the universe, it is an arrangement with the cosmos. Now, present day man does not know, as intensely as he should, what I have just explained as a fact; but it will have to be one of the constituent parts of the future education of man; not to regard as a personal matter thoughts which in the etheric man lead to memory, but as something for which he is responsible to the whole cosmos. My dear friends, when I began this series of lectures (GA 194), I told you there was once a time, to which we can go back is history when, as for instance with the Greeks, there was a land-consciousness, which did not go very far. This consciousness was then transformed into an Earth-consciousness in modern times; but in the future there must enter into humanity a cosmic and universal consciousness, where man must again realise himself as a citizen of the entire cosmos, as was the case in pre-historic times. The way to this cosmic consciousness, will be to feel quite clearly and distinctly within one, the personal responsibility for the thought which can lead to recollection, to memory. What I have described to you so far belongs, as I have told you to a great part of man’s organism, but not actually to the entire man. Now in order to characterise to you what is here the case, I must indicate it in diagram [see below]. Suppose this to be the region of the senses [white], in which I include all the senses; this is also the region of the intellect. We should then come to that part of the human organism [red] which reflects — throws back the thoughts we cherish [red arrows], so that they can become memories; that part of man which contacts the objectivity of the cosmos. I have already indicated to you the parts of the human body in which man comes thus into contact with the cosmos. For instance if you follow a nerve which starts from any part of the body and goes to the spinal cord — I will draw this diagrammatically — you will find that for each such nerve there is another also (or approximately so), which again comes back, and leads somewhere else. I have often told you that the idea of there being sensory and motor nerves is nonsense. But the important thing is this: — that, in reality, the course of each nerve springs from the circumference, and goes back to it again. But that nerve-path is somewhere broken, just like an electric wire when a spark bridges the gap. There is a kind of springing-over, a sensitive fluid from the so-called sensory nerve to the so-called motor-nerve. Now there are many such places in our spine, for instance, and other parts of the human body; and they are the places in space where man does not simply belong to himself, but belongs to the cosmos. If you connect all those places together, taking the ganglia of the sympathetic nerve-system as well, you reach the boundary. You can say that if, as it were, you divide man into halves — (this is more than the half, but let us suppose it to be) — you can halve man and observe him as a great sense-organ; regarding the taking in through the senses as a sense-receptivity, and the working-over through the intellect as a further, finer sense-activity. Further, you may consider the arising of Memory-Pictures as after-images which, however, remain permanently during the life between birth and death because memory is created by contact with the cosmic ether. Our own ether comes in contact with the cosmic ether and so there occurs transactions between us and the cosmic ether. (That is the one half of man). The other half of man, is that which, in a sense, has the limbs as its end-organs; everything which comprises the limb-system. And as the one half ends in the sphere of the senses [plate 13, white], so the other half ends in the limbs, to which of course the feet, hands, and arms are attached. This is naturally a very rough sketch. Now, just as I have drawn as belonging to the senses, everything which is of the nature of intelligence, so I have now to add the inner aspect of the limb-system, and that is of the nature of Will. This Will-nature is the other pole of man’s being [orange]; and between those two lie the inner boundaries which you get if you unite all the nerve-endings, and all the ganglia as I have described. Now you go somewhat beyond this boundary on the one side, regarding it as a sieve through the holes of which on the one side presses the Will, on the other the intelligence [yellow], then in the middle you get the sphere of feeling; because everything which belongs to feeling is, in reality, half Will and half intelligence. The Will wells up from below, the intelligence descends from above, and the result is feeling. In feeling there is always existing dreamily, on the one side intelligence and sleeping on the other side Will. After we have prepared ourselves in this way, when we have seen on the one side the pole of intelligence and on the other the pole of Will, after we have seen that the physical organs above are the expression of intelligence, we can now ask: “With what in the external world does that which is now man agree?” We have learnt to know two poles, two aspects of the human being — what is there in the external world with which that harmonises; which is there in man? The answer is — nothing, nothing at all in reality. We have in the outer world a mineral, plant and animal kingdom. With none of these kingdoms does that which we find in man inwardly, and which also pertains to the body harmonise. Now, my dear friends, you will be able here to raise a mighty objection, which is naturally very pertinent to the matter, you will say: We must consist of the same substance as this external world, for we eat these substances and thus unite ourselves with the substances of the mineral kingdom, while we salt our food, and take to ourselves other substances, in eating plants. There are also meat eaters, as you know; and they unite themselves with the substances of animals, and so on. You see, my dear friends, the belief that we really have something to do with the substances of the external world in our own body, is a terrible error. That which our body, our corporeality really does is this. It has continually to arm itself against those influences from the outer world, even against those which come through the food we eat. Of course it is terribly difficult to make this fact comprehensible to our fellowmen, for the important part of our body does not lie in our consuming nourishing foods, but in excreting them. Many things we excrete quickly, but others only in the course of seven, eight years. But nothing of what you have eaten today will be within you in eight years time. By that time everything will have been transmuted; the activity of your body consists in throwing off and not in taking in. The fact that you have to take in food has in reality no more significance for your body, than the ground for your walking; if you had no ground under your feet you could not walk, but you, as human beings have nothing to do with the ground; it is only there to support you. Your bodily activity must encounter resistance, it must constantly push against something, and so you must continually eat, so that your bodily activity should meet resistance. Just as we would sink into the soil if the ground did not support us, so would the body’s activity sink into nothingness unless it were met by that basis which is prepared and which permeates the whole body. You do not eat in order to unite yourself with the food, but in order to be able to mediate that activity which is necessary in the excretion of the food. For our human life consists in this activity, of excreting the nourishment; and just as little as you may reckon the soil as belonging to the sole of your foot, so little should you reckon as belonging to your human nature what exists in your food, in so far as it exists in the external world — that is, if you want to think the truth. Man in his entirety is nothing but a reaction against his environment, because fundamentally he is activity through and through. Of course, what I have now explained takes place in an altogether different way for the organs of the Senses and the Intellect, to what it does for the organs of the Will-sphere. To this extent man is a polaric being; but what exists in the outer world has not much to do with what transpires in these two poles of man’s polaric being. We have in the outer world the plant and mineral kingdoms. Well, this mineral and plant kingdom is not in strong relationship with our own being. If we want to investigate with what this Mineral and Plant kingdom is allied, we must look into that world which we pass through before birth, before conception; that spiritual world through which we descend into the physical. If we let our gaze roam over the Plants and Minerals, we must really say: “Before my birth I was in the spiritual world. I cannot see this spiritual world through my senses; I cannot think it through my physical intellect; but this spiritual world which conceals itself from me through a kind of veil as long as I am a sense-being, reveals itself externally to me in the Plant-world and in the basis of the latter, the mineral world.” That Mineral and Plant world have far more to do with our life in the spiritual world than with our life between birth and death. Of course, not those Plants we see in our environment through our senses, which reveal themselves to us; they are the effects of those forces with which we are connected between death and rebirth. The Animal world, too, has not much to do with what we are as human beings, but has more to do with the time immediately following death, of which it manifests as external polar-opposite. So we can say: We do not know what exists in man if we only learn the environment of man in natural science. That Science which our present-day possesses, and which it especially values, is a Science which contains nothing of man’s nature in reality. You may thoroughly know everything which is investigated according to scientific methods, yet thereby learn nothing about the being of man, because in natural science today there is contained nothing of the being of man. Since the last four centuries popular ideas have sprung up from the popularising of the methods of natural science. Even the peasant on the land thinks along the lines of natural science, although he may clothe his thoughts in his own words. Catholicism with its dogmatic materialism today thinks in the sense of natural science; natural scientific thought dominates everything. But we have now reached the point when it has become necessary to build up the social order. Over a great part of the civilised world today — which part will grow gradually until finally it embraces the whole world — there forces its way up the desire for the construction of a new social order. Men think of a new social reconstruction. Where do the social demands that live today in civilised humanity spring from? From the absolutely subconscious impulses of human nature. What is there to satisfy them? The results of Natural scientific thought! Today in the widest circles, this is called “social thinking”, because these results are applied to the social life of man. So it has come about that in the East of Europe, from the result of a purely scientific materialistic thinking, a new social order is to be erected by the state. Those men whom Dr. Helphand, who calls himself Parvus,2 has — following the instructions of Ludendorf and Hindenburg 3 — imported into Russia, so that they could form Bolshevism there, are the incarnation of these scientific methods. We may even say that the practical proof of what these natural scientific methods will become if put into the heads of certain social revolutionaries through the services of Helphand — for it was he who conducted that sealed wagon through Germany, under the protection of Ludendorf and Hindenburg to take these men to Bolshevism in Russia — is the incarnated method of natural science which is at home today in Russia. My dear friends, one should not overlook the scope of these methods, I have already pointed out certain facts. There are two philosophers – very common, ordinary philosophers. The one, Avenarius,4 taught at the University of Zurich, a man who certainly developed an extraordinarily narrow-minded thought. The other is Ernest Mach 5 who taught in Prague and Vienna. I myself heard him lecture at Vienna in 1882 in the Academy of Science. He always appeared to me as the very incarnation of narrow-mindedness and rectitude. If you ask today concerning the “state philosophy” of Bolshevism, it is not an accident but an inner necessity that it should be that of Avenarius and Mach, for these things belong together; the most extreme consequences of Natural scientific methods transformed into social thinking. Therefore one must take the matter earnestly. The scientific thought first blossomed as a social flower in the East, and it will blossom further, unless the root of the matter is attacked, in the scientific materialistic life itself. The question is this, my dear friends. A certain wave of Thinking and feeling goes through the world; this wave is stimulated by the social scientific materialistic Thinking. While this wave spreads today, it lays hold of the necessary social thinking, but there it becomes a destructive power for humanity, an absolutely destructive force in humanity. The guiding, leading circles have not had the force and power to push into human thinking a real productive spiritual wave; and therefore the materialistic wave has arisen in the social thinking of the great masses of the proletariat. And Marxism which has expressed itself so grotesquely in the last four to five years, is the social blossom and fruit of a materialistic, scientific method in social Thought. We must not fail to recognise that this is the configuration of the present civilised world, otherwise we shall sleep through the most important phenomena and symptoms of life. One is not a full human being at the present time, if one sleeps through this phenomenon. Certain humans beings, here and there, transcend the general judgment; they already feel today to a certain extent that, if we go Thinking and feeling as we have done we cannot progress, but shall only come more and more into Chaos. Therefore cries of the following kind though they are indeed rare today, do exist. Permit me to read to you one of these appeals. In the 31st number of the socialistic weekly paper: The New Earth in Vienna there appears an interesting article under the title Crisis in World Views by Karl Polanyi.6 Therein it is said that a general opposition has arisen against the capitalist economic order, together with a deviation from Marxian socialism. There still prevails today an amalgamation of socialism, and Marxism which is the vexation of all modern thinking, each step in the intellectual solution of the most burning social problems of the times is shipwrecked in the swamp of this spiritual decay. The outbreak of the World-War was the turning point for all capitalistic and therewith Marxian thought.
This is, you see, the cry of a soul, who can only see the negative side, of what is leading our time into chaos. And now comes the question, the terrible fateful question: “What is to appear in its place?” That question is put but the author quoted, and he goes on to say: “The answer to this question is not clear as regards the fate of Marxism. To upright spirits striving towards clearness, this is a disorganised Thinking. If the Sun is extinguished, one would rather find oneself in darkness than regard a will-of-the-wisp as the Sun.
Indeed, my dear friends, a yearning soul who realises:”We are steering towards chaos”, who even puts that fateful question: “What is to appear in its place?” and who then continues with the answer by dishing up the old phrases Justice, Freedom, Love that have become word-husks. Long enough indeed have these been preached; but the concrete path is not contained in these phrases.
Agreed, “It does take away from man his free outlook,” but this is not made free through phrases. The author proceeds:
“But where is this new spirit?” asks the author, who, it seems has a feeling for the nullity of our time, for that which leads to chaos. Only one of our friends, one of those who has been in our world-view for years, adds to what I have just read, a few lines. What I have just read to you comes from one who sees something new must come, but concludes by remaining with the old phrases. But our friend adds: “Herewith we see a view of the world which perceives that Marxism, as it appears today in its most logical form as Bolshevism, belongs to an old Thinking. It is only the reflection of the old Capitalistic world; it suffers just as much in its spiritual life. If it is an opponent to the latter in economic life, yet in its spiritual basis it is one with it. But in its place and in place of the modern natural scientific view, there must appear a new concept of the world, which proceeds from an Anthroposophical view of a Philosophy of Freedom.” These are, of course, a few lines which a friend of our movement has added but it is clear to one who looks with the affairs of modern man that because things are as they are, this Anthroposophical spiritual science will seek its way, and unless one admits that the process of the disease which is going though our present life can only be healed by anthroposophical spiritual investigation, nothing can come out of the chaos. In all humility we must therefore say:”If only a few persons could be found who, to the question: What must appear in its place?” would give the answer Dr. Kolisko gave in Vienna to this Karl Polany. As long as people believe the health of our movement is to be sought in any sectarianism, they will never realise the meaning of our movement. They must first see we have to do with something which concerns the World, a cosmic affair, then they will understand the sense of our movement. Only he can be a real bearer of this World-View, who in this way not only realises its meaning but can make it the innermost impulse of his own will. I do not want to adorn with many words what I have said in these lectures. We have not long to wait before we can continue similar discussions, but I must just say that it would satisfy a deep need of my heart, if only many of you would take those words which I said at the beginning of this lecture, in which I wanted to indicate one of the most important things of our present world-position, and during the next few weeks would lay them to heart. We have spoken of many of the evil influences coming from the elementary world at the present time. You know that an old true perception which we can only understand aright through anthroposophy, says that at the end of the ordinary year, when Christmas time draws near, these days come in which the spiritual influences which work on man within the earthly sphere are most intense in their working. Let us seek, just at this time — a time which for centuries was so important and essential to human beings, but which in our age is only a time for bestowing suitable gifts — let us seek something corresponding to the old psychic custom. Let us seek refuge in those good spiritual powers, who still seek to gain influence on our human destiny, but can only do so if we allow the full earnestness to work in our souls, which consists of the relationship of the spiritual world with the world of man.
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251. The History of the Anthroposophical Society 1913–1922: Report on the Vienna West-East Congress
18 Jun 1922, Dornach Rudolf Steiner |
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From the western part of this German element, as you know, we borrowed our Christmas plays, which were transplanted there from more western German areas centuries ago. If you go back down to the area between the Theiss and the Danube, that is, to central and southern Central Hungary, you will find a Swabian population, a Swabian-German population. |
251. The History of the Anthroposophical Society 1913–1922: Report on the Vienna West-East Congress
18 Jun 1922, Dornach Rudolf Steiner |
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My dear friends! Congresses, such as the first Stuttgart and then the second Vienna Congresses were, have actually become a necessity for the anthroposophical movement, as a result of external pressure. From the very beginning, the anthroposophical movement has worked from within the esoteric, and it is self-evident that an esoteric movement does not appear in an agitative way, but rather seeks its way in such a way that, although it gives everyone the opportunity to hear, it only addresses those people who feel a certain inclination towards it from their hearts and minds, and who then, it must be said, find their way to it in a fateful way. But now, from a certain point on, our literature in particular has spread very rapidly and has thus come into the hands of many people, especially those who have a certain scientific orientation in the sense of the current times. All kinds of scientific schools of thought then began to deal with anthroposophy in a polemical or other way. This in turn inspired many to defend this anthroposophical worldview with the scientific tools that were their own, and so it came about that – one might say – challenged by the world, the anthroposophical movement had to be active in the most diverse branches of life. It is fair to say that this simply came to us from outside; at first we were not at all inclined to deviate from the old ways of spreading anthroposophy. We were forced to do so. At the beginning, we were on the defensive on many different fronts. Anthroposophy was attacked, and usually in the most unobjective way. However, a number of extraordinarily capable people gradually grew into the role of defending it, and are indeed able to apply the basic anthroposophical principles and also anthroposophical research to the individual fields. Little by little, work could begin on developing a large number of important branches of life and science in the anthroposophical sense. The fact that publications were then also issued in these various fields meant that the anthroposophical movement was all the more exposed to the most diverse circles, and after a certain time it was simply necessary to go before the general public. From the anthroposophical point of view, too, there were the great issues of the day, at least from the standpoint of culture, to which one had to take a definite stand, for the reasons we have often discussed here. It was this that essentially provided the impetus for something like the first Stuttgart Congress and, now, the Vienna Congress. Now our friends have set the Vienna Congress a special task. This task was obvious. It was obvious, I would say, from the nature of Vienna – the nature of Vienna within the Austrian nature. And recently there has been a lot of talk among us about the special cultural characteristics of the East and those of the West. From this, one tried to recognize the foundations from which, in the face of the forces of decline that are so active today, forces of the rising will arise. This led to the fact that in this particularly suitable place, in Vienna, this approach was moved to the center of the congress negotiations. The congress was named the “West-East Congress”. This was based on the conviction that we are now at a point in the history of Western civilization where we need to come to an understanding of the entire cultural world of the earth, and this must come primarily from intellectual and spiritual sources. I have also pointed out here, as was rightly said by an English colonial minister, that the point of consideration for world affairs is actually shifting from the North Sea and the Atlantic Ocean to the Pacific Ocean. One can say – and this is an extremely significant statement – that in the past, Europe and the connection between Europe and America were what mattered, and what has actually mattered since the fifteenth century, since Asia was more or less cut off from Europe by the Turkish incursion. At that time, a great cultural upheaval took place, and what then essentially became the cultural life of modern times was a Western-oriented cultural life. Now, with the shift in the focus of external cultural life across the Pacific Ocean, the beginning has been made that the whole earth must become one large area to be treated uniformly in terms of all cultural issues. But since understanding and trust are necessary between people who want to have anything to do with each other at all, this must first be preceded by an understanding in the spiritual realm. If we look across to Asia today, we see everywhere that people are living in the last remnants of an ancient and magnificent spiritual culture, a spiritual culture that has driven out everything else, both in terms of state and legal life and in terms of economic life. We, like these people in Asia, cannot understand the people of the West, how they look at the machine-like nature of the West's external culture, how they find that something machine-like also appears in the external social order, how they look down with a certain contempt on the externalized view of life in the West. On the other hand, we know how the West has produced those cultural forces that must now develop in the future, and how the West also carries a spirituality within it, but which has not yet fully emerged today. But everything depends on the West learning to look again with a greater understanding at what the East contains, even if today it is definitely producing and even feeling a sense of decline, and on the East learning to look at the West in such a way that it affirms it, not just negates it, as has been the case so far. Of course, a great deal remains to be done in order to create the spiritual foundations necessary for such an understanding. Today, when economic conditions are so extraordinarily pressing for cooperation, we cannot hope that the order of these economic conditions, even if it sometimes appears so, can achieve anything other than a surrogate, which will wait for a definitive solution for so long that it will have to wait until an understanding of the spiritual conditions has been reached that extends to the very core of human nature. Our Congress of Vienna should serve this understanding in a certain way, and I would say in the central intellectual field. And in this respect, one could indeed indulge in certain hopes. One must take into account the whole Austrian essence in order to find such hopes justified. You see, my dear friends, for many decades people have been predicting the dissolution of Austria, and it has not happened. It took a world war for it to come to this dissolution. At present, the situation is such that the German part of Austria is actually in a terrible position. This German part of Austria cannot, in principle, survive on its own. For however much could be objected to the old Austria, the individual areas that now form the successor states could only advance together for certain reasons within Europe, especially in Central Europe. And this is particularly evident in those parts of the old Austria that are inhabited by Germans, where the purely nationalistic idea will be impossible to implement in the long term. It is, after all, a purely abstract idea and essentially arose from the fact that, in the absence of a real intellectual life, the national question in the nineteenth century increasingly came to be seen as a surrogate for intellectual life. What exists today as German Austria has no economic means of surviving independently, and in particular it has no means of having Vienna as its capital. The fact of the matter is that Vienna, in the size to which it has gradually developed, could only survive as the capital of old Austria; now it is much too big for what remains of German Austria, and therefore does not internally provide the conditions for a viable existence everywhere. But again, it must be said that this Austria, also “German-Austria”, has absorbed cultural enzymes in the course of its development, which nevertheless offer the possibility that precisely this Austria, especially in intellectual terms, could create a bridge between the West and the East, between which it is stuck precisely because of its peoples and its geographical location. One must only realize the following: In Austria, the “fact exists that the German element forms a kind of cultural basis everywhere. Start from the east of Austria. You will find a pure German people, the Transylvanian Saxons, mixed with Romanian and Serbian ethnic elements in old Transylvania, who had retained their German identity until well into my youth. But the Transylvanian Saxons were an ethnic element that contained a thoroughly German core and a very specific type of German individuality, which was, I would say, a cultural colony. Then go further up, south of the Carpathians. Hungary did indeed extend as far as these Carpathians. Today, north of the Danube, lies the Slovak part of Czechoslovakia. It used to belong to Hungary. Of course, there is a Slovak population there, and there has been extensive Magyarization, especially through schools, since the 1860s. But the Spiš Germans and the other Germans lived there like a cultural ferment, scattered everywhere as far as Pressburg. And everywhere in Slovak-Magyar culture, the German element lives on the bottom, although in the second half of the nineteenth century it was on the verge of disappearing. From the western part of this German element, as you know, we borrowed our Christmas plays, which were transplanted there from more western German areas centuries ago. If you go back down to the area between the Theiss and the Danube, that is, to central and southern Central Hungary, you will find a Swabian population, a Swabian-German population. Go to the west of Hungary, where Hungary bordered on present-day Burgenland, and you will find the so-called “WasserKroaten”, a thoroughly German population. So in this eastern part, you will find the formerly immigrated Germans at the bottom of the population speaking other languages. They often adopted the other element in later times, but they were very effective; blood does not deny itself there. And above all, it does not deny itself in the thought forms. Anyone who is well versed in such thought forms knows how to distinguish between them, even if they are still present in Magyar or Romanian, or even if they appear in another language, such as the Germanic elements that migrated there in earlier centuries and were gradually dying out, but which nevertheless continue to have an effect. If you go over to the present-day western part, to Czechoslovakia, to the former Bohemia, Moravia and Silesia, you will again find a German population everywhere at the bottom. Not only that there is such a closed population south of the Erzgebirge, but you will find everywhere - in Prague, for example, about a third or a quarter of the population was German - everywhere, as in the other areas, too, Germans were scattered. The process was definitely such that although German culture gradually disappeared, German culture asserted itself everywhere, even in areas where other languages were spoken. If you go to the south, for example, in southern Slovenia, in a Serbian area, you will find a district – the Gottschee region – with a small German cultural colony interspersed among it. And you will find a compact German community in northern Styria, in Salzburg, in northern Tyrol, where it meets other populations to the south, but where Germans were scattered everywhere down to the German national borders in Austria. You will then find the compact German population in Upper and Lower Austria. That was the old Austria. More and more, the individual nationalities came to the fore. More and more, the individual nationalities asserted themselves. But basically, there was no area in which the German element – I would say – had not somehow found its way in, as a force, and was not somehow effective. But still, Austria was changing more and more. And then it came to the point that more and more of the other nationalities asserted themselves: the Romanian, the Ukrainian, the Ruthenian, the Polish, the Hungarian, the South Slav, Serbian, Slovenian, Croatian and the Slavonic, the Italian, the Bohemian, that is, the Czech. Today we see the process taking hold in the interior of Austria as well. It is hardly possible to say that Vienna is a German city in the other sense, that at least German is still spoken there. But even if it should come to pass that the Slovenian element from the south and the Czech element from the north spread further and further, and that the German character of Austria would disappear altogether, the German forces would still be present throughout Austria as effective forces. But the essential thing is that precisely within that which originated in the German element in Austria, a certain independence asserted itself against all other Germans on the European continent. The Austrian element, however intimately it interacted with the rest of the German character, was always something thoroughly independent. And that came about because Catholicism in Austria retained a certain form. Now, it is of course very easy to misunderstand me in my present arguments, but since I cannot be sufficiently explicit, I must expose myself to these misunderstandings. It is true that one can, of course, object to much of what was present in the domination of Catholicism in Austria – and this was done within Austria itself. But this Catholicism in Austria always gave Austria and especially Vienna a very specific character. One could see how a liberal wave of cultural life was sweeping over Austria in the 1860s and 1870s, a liberal wave that only looked at – I would say – external forms of thought. But even within these external forms of thought, what was contained in Catholicism continued to have an effect. You only have to consider how long it actually was that in Austria, with the exception of very specific areas of educational life, no one could actually become an educated person, a truly scientifically leading person, without somehow joining the leading forces of Catholicism. One studied at grammar schools, which were essentially run by monks. The monks were everywhere grammar school professors, for the most part exemplary grammar school professors. The strict scholastic thinking in its further development into the nineteenth century was something that was imposed on the whole of Austrian educational life, and on Austrian scientific life, and which has remained to this day. We must not forget such phenomena as, for example, that in my youth the textbooks – up to those of descriptive geometry – were written by Benedictine monks or other monks. The individual grammar schools were looked after by the clergy, who certainly had to pass their state exams, but who brought a very specific spirit, a very specific way of thinking, into Austrian grammar schools. The Austrian grammar schools, which one could say only brought down the liberal era, had been liberalized by an excellent man, who, however, made them into excellent grammar schools: by Leo Thun in the 1850s. So that if you really want to understand much of what Austrian educational life is, you have to go to the monasteries, not exactly to the archpriests, not to the archbishops and bishops, but to the monasteries. Throughout the entire 19th century, there was still an incredible amount of learning in the monasteries. The learning that was then expressed by the most important researchers at the university was in the monasteries. The most important researchers had emerged from the monasteries, or if they had not emerged from the monastery, they were still part of an educational tradition that was deeply influenced by the monasteries. Only Austrian Catholicism, until it experienced its reaction at the end of the nineteenth century, was actually a development trend that moved towards an extraordinarily liberal element. You could see everywhere in the monks in the various branches of science how the sharply trained thinking that the monk had acquired from the old scholastic science had an effect on science, and especially on the pedagogy of science, and how only the Catholic, theocratic essence should remain untouched, so to speak. So that actually everything that did not reach the level of a world view developed within Austria, and thus the concept of the sciences in their specialties developed something extraordinarily significant. You see, one of the most important researchers in the field of modern science, who is now mentioned everywhere, is Gregor Mendel. He was an Austrian religious in Moravia. While we were holding our Congress of Vienna, anniversary articles about Gregor Mendel appeared everywhere. It was perhaps the most interesting side event of our congress that the newspapers everywhere were full of tributes to Gregor Mendel. It was the case that this Gregor Mendel had actually emerged from the monastic education, that he had become a natural scientist who is now recognized everywhere, and whose theory of heredity is regarded as something extraordinary throughout the world. And Gregor Mendel is truly the type of person who, growing out of the Austrian essence, is active in individual fields of knowledge. But there were many others like Gregor Mendel, people of action – not all of them made epoch-making discoveries – in nineteenth-century Austrian education, so that one can say that it was precisely in the field of science that Catholicism bore its most significant fruit. In addition, there was something else that is often overlooked. A German who outgrows the Austrian way of life also outgrows a dialect. In addition to this dialect, there is a kind of general Austrian language that is not really spoken from the heart by anyone, but which is all the more suitable for being a language that goes beyond the needs of the day and which has then become the language of science. Because it is elevated above the dialects, it has also found its way into Latin logic in an extraordinary way. In the Austrian form of expression there is something on the one hand that is extraordinarily pliable, but on the other hand there is also something lively. All of this is just there. If you take that as a basic feature of the Austrian character, then again you also have to take into account the external Austrian character. You see, my dear friends, certainly one could come to Austria in the 1970s, in the 1980s, in the 1990s, one could come to Austria in the twentieth century, one can come now, one finds, of course, in Austria everywhere in a certain sense also that which is otherwise also in the world. The inventions and discoveries, even the scientific achievements come everywhere, of course. Of course, Vienna and Austria have not been spared cinemas and so on. But in all this, there is still this very peculiar essence of Austria. And one would like to say: throughout the entire nineteenth century, perhaps precisely because of its close ties to Catholicism, there was no particular inclination in Austria to become more intimately connected with what was flowing in from outside. The Austrian retained himself when he began to dress in the French or English fashion for my sake, but always something specifically Austrian up to the aristocratic classes. Now, my dear friends, you know that I don't really want to become a psychoanalyst – you know I have no particular inclination for it – but when it comes to the Austrian character, I feel like saying: external circumstances force you to develop something like psychoanalysis, because when you get to the Austrian character, there is something everywhere that is not fully realized in consciousness. The Austrians readily absorb everything foreign; in many respects they are even extraordinarily proud of this foreignness. But then, inwardly, in their consciousness, they have no full connection with it. And just as when one psychoanalyzes an individual person, one searches for hidden “soul provinces,” so one is always tempted, when one comes upon the Austrian character, to search for such hidden soul provinces, even in the individual Austrian. If one approaches him with a psychoanalytic eye, one finds everywhere: He carries something with him from earlier. It is buried deep in his unconscious being; it sometimes comes to the surface. But it must first be brought to his attention, or he must do it himself. And if you go about it thoroughly, if you just analyze enough, you will discover in almost everyone, especially in the educated Austrian – in the uneducated, it can be seen from the outside – something that Emperor Joseph, Emperor Franz and everything that came later in the nineteenth century, actually has little to do with it; you go back to Empress Maria Theresa and even further back than Maria Theresa. Something from the eighteenth century comes to light everywhere. Every Austrian has something from the eighteenth century at the bottom of his soul, a hidden province of the soul; just as a psychoanalyst seeks out this repressed region of the soul and then detaches it from the soul, because people have not processed the eighteenth century at all, it is as if the whole of Austria has not fully processed the eighteenth century, as if at some point in time of Empress Maria Theresia this had settled in the soul and then it was brought up again. So that one really has to reckon with an extraordinary amount of instinct, but, I would say, historical instinct. You come across a lot of things that existed earlier, hidden in the heart, when you get to know the Austrian completely, as they say in Austria, inside and out. And in Austria, people try to get to know each other inside and out. All this predestines the Austrian to build a kind of bridge between West and East. Much of what has led to the tearing down of this bridge, what especially the present time in the West and in the East and also in the center just outside of Austria carries within itself, that comes to light when one looks at Austria so superficially , but if you look at the deeper level, you will find that there are hidden soul provinces everywhere, from which much can be brought up to build this bridge between West and East. You see, with the West-East Congress we were now placed in this life, we were really placed differently than in Stuttgart with the first anthroposophical congress! We were placed quite differently, I would say, by the whole outward nuance in Stuttgart! Yes, in Stuttgart, right, there spoke for my sake = let's say - Hahn next to Kolisko, Blümel next to Fräulein von Heydebrand, Leinhas next to Baravalle. That makes no difference for Stuttgart. Yes, for Vienna it made a very considerable difference, of course, and you could notice this difference everywhere you listened. You were simply placed in a very special element at this West-East Congress. And our Austrians made no effort at all at this West-East Congress to somehow deny their Austrian identity. For example, I paid particular attention when an Austrian came, and I always thought to myself: now I am curious to see if he will start his speech with “if”. He put a conditional sentence at the beginning! This is something that is deeply rooted in the character. It announces something that works quite differently in the Austrian. On the one hand, there is something in the Austrian that wants to look very thoroughly at the conditions of his own behavior, but on the other hand, there is also something in him that always wants to apologize a little. And all of this can be done better through the conditional sentences than if you thunder out a position. Yes, these are the things that must be considered if one wants to understand the full significance of this West-East Congress. Isn't it true that everything was geared towards building a bridge between the West and the East? Scientific results, scientific methods, the artistic, everything was considered in this sense. It is extremely difficult for me to express what I would like to say as impressions; but it seems to me that if I summarize this in a few images, these images could indeed convey some of the impressions that one can have. You see, in our Austrian speakers at the Congress of Vienna, Austrianness was not completely denied. You could still psychoanalyze the speeches. I hope you won't take offense at this, because it's meant well, and after all, it doesn't do any harm if we can reach a general understanding. You see, there is our extraordinarily capable Kolisko. But if you want to grasp his individuality, if you want to grasp what he presents himself as when he speaks in Vienna, then you have to say: you are actually quite involuntarily led to the question: what kind of monk would he have become if he had sought his path of education in the pre-Deserian era? Well, our dear Kolisko would undoubtedly have become a Dominican, just as Baravalle and Blümel would undoubtedly have become Benedictines, Doctor Schubert would have become a Piarist and Doctor Stein would have become a Cistercian. So, you see, today we can see – I would even say with our own hands – what was there at the bottom of their souls. I would like to say: someone who has an ear can still hear today from Baravalle and Doctor Blümel the fine spirit that once only the Benedictines had within Austrian education; from Doctor Schubert one can hear what the Piarists had, from Doctor Stein what the Cistercians achieved, and likewise the trained dialectic and sharply contoured concepts sharp-contoured concepts, the scientific method of searching thoroughly, all this, when viewed from this perspective – which is only possible if one takes a cultural-historical approach, as Dr. Kolisko did at the Congress of Vienna – is reminiscent of what was brought into Austrian education by the Dominican element. I would remind you that Austrian university professors used to be Dominicans. They no longer know this, but in their soul province it is present, they were in an old Dominican monastery! And one must only be aware of the fact that a very old element is present there. The Austrians, and the other numerous foreigners – the congress was extremely well attended from all over the world – also hear this specific coloration, which is then incorporated into the entire congress proceedings. It is certainly the case that because there are so many Austrians among us, our lecturers, especially the Viennese, undoubtedly felt a sense of home in Vienna. Now, one must just be clear about one thing: the other gentlemen, let's say, our dear Uehli, Hahn, Schwebsch, Dr. Heydebrand, Rittelmeyer, Leinhas, Husemann, Unger, Heyer - yes, in Austria these are the very clever foreign gentlemen who come as guests. And that is how they are perceived: the very clever foreign gentlemen who come to visit, who are only allowed in at the border, if you notice that they are clever, because there are enough of the other kind in the country. You see, I'm not saying this on my own initiative, but only what the mood is: these are the clever guests – just as one has always appointed strangers to the universities, right, who then actually have the task of being clever! That is something that is taken for granted. One becomes more objective. One becomes more objective in Vienna in particular. Then something as magnificent as the first lecture by our dear friend Dr. Hahn was this time seems tremendously incisive. And then, in turn, a certain impartiality that has remained comes into play. For example, there was something extraordinarily beneficial that came out of the whole event, in that Dr. Schwebsch treated Bruckner with North German thought-forms; and then there was also the Bruckner performance, and something - I would say - not only Austrian, but generally cultural played into the matter. But because it was like that, the congress took on an extraordinarily pleasant character – I am really saying this now, whether someone I am talking about is there or not: I speak in the same way. For my sake, everyone I am talking about could be there. The congress was given a particularly pleasant touch by the fine lecture given by our dear friend Steffen. In Vienna, we have a particularly fine sense for this nuance. On the one hand, we clearly felt the connection – the Swiss connection. In a sense, there is something Swiss about it, but the Austrian has a small reservation. He feels uncomfortable when he is in Vienna, and the Swiss – he comes by train. He actually expects the Swiss to come on foot and to have stayed in Innsbruck, Salzburg and Linz beforehand, and that people there had already heard of him and that he had written letters to people there. Otherwise, people are too surprised by the one who killed Gessler, aren't they, because that's the Swiss in Vienna after all. And so, at first, what brings the Swiss to Vienna is something amazing, and people are then angry. And that was certainly the case with our dear friend Steffen, that he did not give further lectures. And I am convinced that people would have wanted Steffen to have given at least three lectures of the exquisite subtlety that he gave in Vienna. The only reason I might not have wanted it was because he would have been so well understood that they would not have let him leave. He is needed here in Dornach. So you see, there were various nuances. Yes, I am not just saying this out of theory, I have already received voices in the last few days that have told me: We could make good use of Steffen in Vienna, can't we have him? But I declined. So not out of theory — as I generally speak out of experience more than it might initially appear. Well, it's true that I myself have been away from Vienna and Austria for so long that all these things are less relevant to me; but of course, when you enter Austria, you feel all that I have said. And that is why you feel compelled to place your own things in what is there in such a nuanced way that it takes into account what it is all about. For example, I have been away from Austria for so long that people have naturally forgotten that I was ever there and no longer give any credence to the fact that I was there. But Dr. Kolisko, you see, a mishap occurred that was quite fatal at this congress. Dr. Kolisko was invited by the Viennese medical association to give a lecture to this association as early as May 26. Now, this has its downsides; it is always unpleasant to give a lecture on a completely new field, on a completely new treatment method, only to experts, and as they say in Austria, there was a huge fuss, a terrible row, which of course was a bad start to our congress. The commotion did not continue into our congress, which was extraordinarily harmonious in all respects, but the doctors actually stayed away from the congress in their entirety. And since important medical matters were to be discussed in the seminars, this was of course a significant failure of the whole congress. We wanted to engage with the people. But that didn't happen at all. The medical profession wasn't there. And that is something that will probably trouble us for a long time to come, and it will make it extremely difficult to assert the medical side in Austria. And that would have been extremely important for the very reason that medicine in Austria has always had an extraordinarily respected representation. Just think, if we had succeeded in making even a small initial breakthrough with the medical profession in Austria, it would have been a tremendous step forward for our medical cause. That is something we missed out on. It would not have led to anything if I had advised Dr. Kolisko against attending the conference, because it was not possible, since he had already been invited. On the other hand, we could not say that we would or wanted to withdraw from this invitation. That could not be said either. So there was a certain difficulty. That was the general difficulty, that Dr. Kolisko's excellent discussion was mocked and laughed at, and that it led to the medical profession sabotaging the congress. But in the case of Dr. Kolisko, something specific was added. Otherwise I would not have said that I had been away for so long. But Dr. Kolisko wanted to come up with something really drastic. So people said to themselves: Dr. Kolisko, the son of a pathologist at the University of Vienna who was still famous in his nineties, who studied with us, who is a true member of the Viennese medical school, who also worked as an assistant in Vienna, yes, can he really do that? He still has the pencil that he bought in Vienna, that was used in Vienna at the time to copy the lecture notes, which he has now sharpened so often that it is now a tiny stump. He is using our pencil to write down the Anthroposophical matter, that is of course not allowed, we cannot allow that! Yes, you see, that was of course also effective. Such things must certainly be taken into account. And so of course we had this somewhat unpleasant start. But despite that, our congress went really extremely well. It can be said that the individual contributors expressed themselves in the very best way there, and it can be said that the Viennese audience really went along with it in a very unique way. Now, we must not forget in all of this: the congress was extremely well prepared in a certain direction, and our friends van Leer, Polzer, Breitenstein, Zeissig, Eichenberger and many others went to great lengths, really worked for months in the most intensive way because preparing for the congress requires an extraordinary amount of work to do everything that was necessary to administer it, so that the congress was prepared in a truly extraordinary diligent and dedicated manner. At the same time, it was the case that, for the first time, we were working in full public view, so to speak. Of course, this was also the case with our other endeavors. But it was not the case in the way it was in Vienna, where we worked in full public view and the Congress was taken as something that the whole Viennese public took for granted as being their concern. The whole of Vienna's public was involved with this congress, and of course all kinds of phenomena arose from that; for it is natural that people could not immediately digest everything we had to give them, everything we had to present to them. But it must be said that, both in the way the lectures were received and in the way the eurythmy presentations were received, which were never actually as warmly received as in Vienna, and also in the way, for example, the declamatory was received, everywhere it has been shown that with a certain artistic feeling, apart from listening only to the dogmatic, in an artistic grasp lay only that which actually came towards one. And so it is precisely at this congress, with its artistic aspects – with the Bruckner performance, with the performance of the Thomastik Quartet, with the very beautiful evening that was organized by Mrs. Werbeck-Svärdström, ärdström, who has supported this congress with her art in a truly devoted way. In all that we have been able to offer artistically, and in the artistic reception of the lectures, there has been a very special atmosphere. And at least the feeling will have remained there that one would have to deal with the problems that were at issue, that the question of East-West in such a way, which goes back to the spiritual, must actually be tackled. And in this respect, Vienna was a well-chosen place, that is, the given place, because in no other city would one have been able to feel just as much the need to grasp the matter spiritually today. The fact is that this Austria, which is so terribly afflicted today, is not really paying much attention to the other areas of life; they go on as usual – or rather, they do not go away. But precisely because everything else is already so far in decline in this rump of Austria, in this “German-Austria” with the much too large city of Vienna, that is why people there turn to the spiritual. And that is precisely the advantage of Austrian Catholicism, that it has never sworn by dogma like any other Catholicism. Austrian Catholicism is actually much more based on looking, on feeling. Even within the clergy, the dogmatic is something that is respected and cultivated, but it is not what actually has an effect. In Austria, people do not think that they have to swear by a dogma or be as strongly opposed to a dogma as they do in Switzerland or Germany. A dogma is something that is also regarded more like a work of art. And so this very ancient Viennese culture, with its strong artistic influence, has indeed been extraordinarily receptive to what we were able to bring from our side, especially from an East-West point of view, so that it really must be said: everything went as each individual event increased more and more. And when the conference was over, it became clear from talking to people in Vienna that the conference was seen as a strong stimulus everywhere, quite apart from the fact that it was possible to see how strongly what had emerged from anthroposophy in recent years had taken effect in Vienna, particularly in certain sections of the population. It is the case that, for example, the threefold social order is very much on people's minds there, without it being mentioned, without anything being said about its origin. They are thinking in this sense, in this style. So, looking at the course of the congress itself, one must say: I know, of course, that there has been a lot of grumbling and there will be a lot more, the worst is yet to come in this regard, that is not the question now. But one must say: there is a growing interest, a participation of all sections of the population. On the last evening, a number of workers who had attended the entire congress appeared before me and expressed their great interest. Other groups, including some that used to belong to the upper classes, also showed great interest. This congress has already had such an impact that one has to say: It means something within the outer element of our anthroposophical movement. And of course we will have an extraordinary amount to learn from what happened there, because now, for once, complete outsiders were present who, even though they emphasized that they disagree with much or even everything, at least see the matter as something that needs to be addressed. This is something that, if understood in the right way, can be pursued very specifically in the wake of the Congress of Vienna, so that the world will judge: this is something that a person who cares about something must take into account and deal with today, not only with the forces of decline but also with the forces of the rising. It can certainly be said that apart from the external success, which was indisputably there in the benevolent reception of all our speakers, the approval that our speakers received, the approval that our artistic performances received, there was also undoubtedly a certain internal success. And from this, in turn, new duties arise for us, duties that are actually of a very profound nature. For we will again have to become a little more broad-minded if the congress is to be what it can be. It is precisely under the effects of this congress that we will have to become more broad-minded again. It is absolutely necessary that we do not close ourselves off within the Anthroposophical Society, but that we draw the threads to everything that confronts us today, even if it often has a very unclear striving within itself; that we also not avoid coming into contact with our opponents in those relationships that can at least open up the possibility – even if one has to be a fierce opponent – of somehow engaging with each other in certain forms. This is something that is at least imposed on us as a duty. Another duty is that we must try to work out ever more clearly the fact that anthroposophy can truly work fruitfully in all areas of life. So that one can say overall: the Congress of Vienna is a kind of turning point in relation to what the anthroposophical movement should be. I do not believe that I have left anything to be said about the details of the Vienna Congress unconsidered, although I have spoken in seemingly general terms. But I believe that one can only understand the Vienna Congress if one understands it in terms of the whole will of the anthroposophical movement and if one understands it in the way it was able to work into the specific Austrian being. And there it has worked in a characteristic way. Those of our friends who were present from all countries will have felt this, and I believe that on the one hand the anthroposophical movement has every reason to welcome with deep satisfaction the fact that so many friends were really there from all over the world, and that on the other hand these friends will not regret having taken part in this event in Vienna. I do not want to fail to explicitly mention in this reflection that it gave me great satisfaction that this call to come to Vienna found an echo in so many of our friends in different countries, that so many came. It was important that a great many of our friends were there to take away what was said, sung, played and so on. But it was also important that a great many of our friends take with them the feeling that created a special atmosphere there. That is how I wanted to describe this congress. |
218. Waldorf Education and Anthroposophy II: The Art of Teaching from an Understanding of the Human Being
20 Nov 1922, London Tr. Ruth Pusch Rudolf Steiner |
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Before that, a group of friends within the circle of anthroposophy made a trip to Dornach, Switzerland to attend a conference on education at the Goetheanum at Christmas. As a result, I was invited to lecture at Oxford this past August. Following the Oxford lectures, the Educational Union formed in order to bring the educational principles I will discuss today to a greater application in England. |
218. Waldorf Education and Anthroposophy II: The Art of Teaching from an Understanding of the Human Being
20 Nov 1922, London Tr. Ruth Pusch Rudolf Steiner |
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It might seem unusual to speak about practical questions in education from the standpoint of a particular philosophy—that is, anthroposophy. In this case, however, the reason for speaking about education arises from the practice of teaching itself. As you know, I will speak tonight of the way of teaching being practiced at the Waldorf school in Stuttgart. The pedagogical ideas and goals proposed through anthroposophy have been, for the most part, established at the Waldorf school. A few years ago everyone was talking about problems in education, and industrialist Emil Molt decided to create a school for the children of the workers in his factory. He turned to me to provide the pedagogical content and direction for that school. At first, we dealt only with a particular group of children who came from a particular class—proletarian children connected with the Waldorf Company and with some children whose parents were members of the Anthroposophical Society. However, we soon extended the task of the school. We began originally with about 150 children in eight classes, but we now have eleven classes and over 700 children. Before that, a group of friends within the circle of anthroposophy made a trip to Dornach, Switzerland to attend a conference on education at the Goetheanum at Christmas. As a result, I was invited to lecture at Oxford this past August. Following the Oxford lectures, the Educational Union formed in order to bring the educational principles I will discuss today to a greater application in England. I need to mention these circumstances so you will not think our discussion this evening is to be theoretical. You should realize that I want to speak about a genuinely practical manner of educating. I need to emphasize this also because this evening we will, of course, be able to mention only a few things. Those things I can bring up will also be rather incomplete compared to the reality of those principles of education, since they are not about “programs” but about practice. When we speak of practice, we can only speak in terms of examples taken from that practice. It is much easier to talk about a program, since you can speak in generalities and about general principles. We cannot do that when speaking of the Waldorf school education due to its own distinctive characteristics. As I mentioned before, our concern is to begin pedagogy and education derived from a spiritual-scientific perspective, a perspective that can lead us to a true comprehension of the human being, and thus to a true comprehension of the nature of a child. Painters or other artists must learn two things in order to practice their art. In the case of painters, they must first learn a particular skill for observing form and color. The artist must be able to create from the nature of form and color and cannot begin with some theoretical comprehension of them. The artist can begin only by living within the nature of form and color. Only then can the artist learn the second thing, namely, technique. Spiritual science does not comprehend education as an academic or theoretical field. Spiritual science sees it as a genuine art, as an art that uses the most noble material found in the world—human beings. Education is concerned with children who reveal so marvelously to us the deepest riddles of the cosmos. Children allow us to observe from year to year, even from week to week, how physiognomy, gestures, and everything else they express reveal spirit and soul as a divine gift of the spiritual worlds hidden deep within them. The perspective I am speaking of assumes that, just as the painter must learn to properly observe how form and color—the activity arising through the hands, soul, and spirit—result from that understanding, so the artist in teaching must be able to follow the essence of the human being revealed in the child. However, this is not possible if you do not elevate your capacity to observe above the level of common consciousness—that is, if you cannot gain a true observation of soul and spiritual activities in life. That is precisely the objective of anthroposophy. What contemporary people typically call “cognition” addresses only the corporeal—that is, what speaks to the senses. If people have not risen to a genuine comprehension of the spirit, how can they learn to understand the soul? They can gain understanding of the soul only by understanding the expressions and activities of their own soul. Through self-observation, they learn about their own thinking, about their own feeling and willing. Those are aspects of the soul. They comprehend the soul only through reasoning. The senses perceive the sense perceptible. However, such people can understand the soul only by forming a judgment about those characteristics within themselves and then concluding that they have something like a soul. Anthroposophy does not begin with that ordinary way of thinking. Instead, it seeks to systematically develop those forces sleeping within the human soul so that (don’t be surprised by my expression) a kind of precise clairvoyance results. With precise clairvoyance, you can penetrate the characteristics of the soul to see what is truly the soul. You can perceive the soul through that spiritual vision just as you can recognize colors through the eyes or tones through the ears. Through normal consciousness we can comprehend the spirit active in the world only as a conclusion. If we insist on remaining within normal consciousness, then we can say that we see only the phenomena of nature or of the soul. From that, we conclude that a spiritual foundation exists. Our thinking concludes that spirit and soul are at the foundation of what exists physically. Anthroposophy develops forces sleeping in the soul, organs of spiritual perception through which we can experience the spirit through living thinking, not merely as a conclusion. You can have a genuine understanding of the human being only when you have seen the soul, and when you can experience the spirit in living thought. A living understanding of the human being arises that can permeate you through spiritual science, so that you can see in every moment of the developing child’s life how the spirit and soul act in the child. You do not see the child only from outside through the senses; you see also the sense perceptible expression of the soul. You do not work with just a revelation of the soul, but with the actual substance of the soul that you can see, just as your eyes see colors. You can begin with how spirit works within the child because, through anthroposophy, you can understand how to comprehend spirit with living thought. Thus, the art of teaching I am speaking of here begins with a living comprehension of the human being, along with a comprehension of the development taking place in the child at every moment of life. When you understand in that way how the material we work with in teaching is the most noble, when you recognize how your teaching can affect the human being, then you can see many things differently than possible through ordinary consciousness. You can then teach and give educational guidance based on that knowledge. You can, through direct practical interaction with the child, develop what you can see in the soul and experience in the spirit. Observation that is truly alive shows that spirit exists within the child no less than in the adult. However, that spirit lies hidden deep within the child and must first conquer the body. If we can see that spirit before it speaks to us through language or reveals itself through intellectual thought, we can receive an impression of the marvelous way spirit’s divine gift affects the child’s organism. You will then get an impression of why we certainly cannot say that the physical nature of the human being is one thing, and spirit another. In children you can see how spirit, much more so than with adults, works directly on the physical—that is, how spirit completely permeates the physical. As adults, we have spirit to the extent that we need to think about the world. Children, on the other hand, have spirit to the extent that they need to form their organism through spiritual sculpting. Much more than people believe, the human physical organism throughout all of earthly life is the result of how that spirit hidden within the child develops the physical organism. To avoid speaking abstractly, I would like to present some concrete examples. If you look at a child only as conventional science does, so that you only perceive what ordinary physiology presents through dissection—that is, if you do not have a spiritual view of the child—you will not see the effect of all the different events on the child’s physical organism. For instance, the child does something and is shouted at by an adult. That makes a very different impression on the child than it would on an adult, if one were to shout at the adult. We must remember that a child functions very differently than an adult. The adult’s sense organs exist on the surface of the body. Adults can control with their intellect what comes through the sense organs. Adults can form fully developed will from within when confronted with sense impressions. However, the child is completely surrendered to the external world. If I may express it pictorially (but I mean this to a certain degree in a literal sense), the child is entirely a sense organ. Allow me to be very clear about this. Look at an infant. If we look with an external understanding at an infant, it appears that the baby feels and sees the world just as an adult does, except that the infant’s intellect and will are not as well developed as in adults. That is, however, not the case at all. Adults feel taste only on their tongue and gums. What takes place only at the surface in adults permeates the child’s organism right into the innermost depths. In a way, children perceive taste throughout their bodies when they eat. They perceive light throughout themselves when light and colors enter their eyes. That is not simply pictorial; this is actually how it is. When light shines on children, the light vibrates not only in their nervous system, it also vibrates in their breathing and throughout their circulatory system. Light vibrates throughout the entirety of the child’s organism in just the same way light acts within the adult’s eye only. The child is, throughout the entire body, a sensing organ. Just as the eye is completely occupied with the world and lives entirely in light, children live entirely in their surroundings. Children carry spirit within themselves in order to absorb everything that lives in their physical surroundings into their entire organism. Because of this, when we yell at a child, our yelling places the entire body into a particular kind of activity. When we yell at a child, a certain inner vibration occurs that is much stronger than that in an adult, who can make certain inner counteractions. What happens then is a kind of stopping short of the spiritual and soul life, which affects the child’s physical body directly. Thus, when we often yell at and frighten a child, we affect not only the child’s soul, but the child’s entire physical body. Depending on how we act around children, we can affect the health of human beings all the way into the final years of old age. The most important means of teaching a very young child is through the way we, as adults, act when in the child’s presence. If children experience a continuous hustle and bustle, a continuous hastiness in their environment, then they will take up an inner tendency toward haste within their physical body. If you truly understand human beings so that you can observe their spirit and soul, you can see in children of eleven or twelve whether they were brought up in a restless or hurried environment, in a more appropriate environment, or in one where everything moved too slowly. We can see it in the way they walk. If the child was brought up in a hurried environment, one where everything proceeded with extreme restlessness, one where impressions continually changed, then the child will walk with a light step. The kind of environment the child had makes an impression on the child, even in the way of walking, in the step. If a child had insufficient stimulus in the surroundings so that continuous boredom was experienced, we see the reverse in how the child walks in later life with a heavy step. I mention these examples because they are particularly visible, and because they show how we can observe people better. Through this example, you can see what we are able to give to children when we see them properly in early childhood. During early childhood, children imitate their surroundings. They are particularly imitative in learning what they should do in their souls—that is, what is moral. I would like to give an example of this as well. Those who have had to deal with such things can also experience them. For example, a father once came to me and said that his son had always been a good boy and had always done what the parents had found morally pleasing. But, now he had stolen money. Well, in such a case, anyone who truly understands human nature would ask where the child had taken the money. The father replied, “from the cupboard.” I then asked further whether someone removed money from the cupboard every day. “The child’s mother,” was the reply; thus, the child had seen the mother remove money from the cupboard every day. Young children are imitative beings who dedicate the entire soul to their surroundings, and, therefore, they do what they see happening in the surroundings. The young child does not respond to reprimands, does not respond to “do” and “don’t.” Such things are not strongly connected with a child’s soul. Children do only what they see happening in their surroundings. However, children see things much more exactly than adults do, even though they are unconscious of what it is they see. What children see in their surroundings leaves an imprint on their organism. The entire organism of the child is an imprint of what occurs in the surroundings. Contemporary understanding overvalues way too much what is called “heredity.” When people see the characteristics of some adult, they often say such traits are inherited by purely physical transfer from one generation to another. Those who truly understand human beings, however, see that children’s muscles develop according to the impressions from their surroundings. They can see that, depending on whether or not we treat a child with tenderness and care, with love or in some other manner, the child’s breathing and circulation develop according to the feelings experienced. If a child often experiences someone approaching with love, who instinctively falls into step with the child and moves at the tempo required by the child’s inner nature, then the child will, in subtle ways, develop healthy lungs. If you want to know where the traits for a healthy adult physical body arise from, you must look back to when the child was affected as one great sense organ. You must look at the words, the gestures, and the entire relationship of the child to the surroundings, and how these things affected the child’s muscles, circulation, and breathing. You will see that a child imitates not just in learning to speak—which depends entirely on imitation, even into the bodily organization that makes speech possible—but you will see that the child’s whole body, particularly in the more subtle aspects of the physical body, reflects what we do in the child’s presence. To the extent that a person’s physical body is strong or weak, that the physical body can be depended upon, gratitude or blame for the way one walks through life, even in old age, is due to the impressions made on a person as a small child. What I just said about growing children being imitative beings applies throughout the first period of childhood, that is, from birth until the change of teeth at approximately age seven. At that time, the child goes through many more changes than is generally thought. In order to build a secure foundation for a genuine art of education and teaching, we need to fully penetrate what occurs in the child’s development; that is what I want to discuss in the second part of the lecture after this first part has been translated. (Rudolf Steiner paused at this point while George Adams delivered the first part of this lecture in English.) At around age seven, the change of teeth is not just a physical symptom of transformation in human physical nature, but also indicates the complete transformation of the child’s soul. The child is primarily an imitative being until the change of teeth. It is in the child’s nature to depend on the forces that arise from imitation for the physical body’s development. After approximately age seven and the change of teeth, children no longer need to be physically devoted to their environment, but instead need to be able to be devoted with the soul. Everything that occurs in the child’s presence before the change of teeth penetrates the depths of that child’s being. What penetrates the child during the second period of life is due to an acceptance of the authority of the child’s teachers. The child’s desire to learn such adult arts as reading and writing does not arise out of the child’s own nature, but expresses the acceptance of that natural authority. It is a tragic pedagogical error if you believe children have any desire to learn those things, things that serve as communication for adults! What actually acts developmentally on a child are the things that arise from the child’s loving devotion toward an accepted authority. Children do not learn what they learn for any reason found in the instruction itself. Children learn because they see what an adult knows and is able to do, and because an adult who is the child’s accepted educational authority says this or that is something appropriate to be learned. That goes right to the child’s moral foundation. I would remind you that the child learns morality through imitation until the change of teeth. From the age of seven until about fourteen—that is, from the change of teeth until puberty—the child learns everything through loving acceptance of authority. We cannot achieve anything with children through the intellect, that is, with commandments such as “this is good” or “that is evil.” Instead, a feeling must grow within the child to discover what is good based on what the accepted authority indicates as good. The child must also learn to feel displeasure with what that accepted authority presents as evil. Children may not have any reason for finding pleasure or displeasure in good or evil things other than those revealed by the authority standing beside them. It is not important that things appear good or evil to the child’s intellect, but that they are so for the teacher. This is necessary for true education. It is important during that period for all morality, including religion, to be presented to the child by other human beings; the human relationship with the teachers is important. Whenever we think we teach children by approaching them through intellectual reasoning, we really teach in a way that merely brings inner death to much within them. Although children at that age are no longer entirely a sense organ, and their sense organs have now risen to the surface of the body, they still have their entire soul within. Children gain nothing through intellectualization, which brings a kind of systemization to the senses, but they can accept what the recognized authority of the teacher brings to them as an ensouled picture. From the change of teeth until puberty, we must form all our teaching artistically; we must begin everywhere from an artistic perspective. If we teach children letters, from which they are to learn to read and write as is now commonly done, then they will have absolutely no relationship to those characters. We know, of course, that the letters of the alphabet arose in earlier civilizations from a pictorial imitation of external processes in things. Writing began with pictograms. When we teach the letters of the alphabet to the child, we must also begin with pictures. Thus, in our Waldorf school in Stuttgart, we do not begin with letters; we begin with instruction in painting and drawing. That is difficult for a child of six or seven years, just entering school, but we soon overcome the difficulties. We can overcome those difficulties by standing alongside the child with a proper attitude, carried within our authority in such a way that the child does indeed want to imitate what the teacher creates with form and color. The child wants to do the same as the teacher does. Children must learn everything along that indirect path. That is possible only, however, when both an external and an internal relationship exists between the teacher and pupil, which occurs when we fill all our teaching with artistic content. An unfathomable, impenetrable relationship exists between the teacher and child. Mere educational techniques and the sort of things teachers learn are not effective; the teacher’s attitude, along with its effect on the feelings of the child, is most effective; the attitude carried within the teacher’s soul is effective. You will have the proper attitude in your soul when you as a teacher can perceive the spiritual in the world. I would like to give you another example to illustrate what I mean. This is an example I particularly like to use. Suppose we want to stimulate the child in a moral-religious way. This would be the proper way to do so for the nine- or ten-year-old. In the kind of education I am describing, you can read from the child’s development what you need to teach each year, even each month. Suppose I want to give a child of about nine an idea of the immortality of the human soul. I could tiptoe around it intellectually, but that would not leave a lasting impression on the child. It might even harm the child’s soul, because when I give an intellectual presentation about moralreligious issues nothing enters the child’s soul. What remains in the child’s soul results from intangible things between the teacher and child. However, I can give the child an experience of the immortality of the soul through artistically formed pictures. I could say, “Look at a butterfly’s cocoon and how the butterfly breaks through the cocoon. It flies away and moves about in the sunlight. The human soul in the human body is the same as the butterfly in the cocoon. When a human being passes through the gates of death, the soul leaves the body and then moves about in the spiritual world.” Now, you can teach that to children in two ways. You can feel yourself to be above children and think that you are wise and children are dumb. You might feel that children cannot understand what you, in your wisdom, can understand about the immortality of the soul, so you will create a picture for them. If I make up such a picture for the children while feeling myself to be superior to them, that will make an impression on the children that soon passes, but it leaves a withered place within them. However, I can also approach the child differently, with the attitude that I believe in this picture myself. I can see that I do not simply fabricate the picture, but that divine spiritual powers have placed the butterfly and cocoon into nature. The fluttering of the butterfly out of the cocoon is a real picture within nature and the world of what I should understand as the immortality of the soul. The emergence of the butterfly confronts me with the idea of immortality in a simple and primitive way. It was God Himself who wanted to show me something through that emerging butterfly. Only when I can develop such a belief in my pictures is the invisible and supersensible relationship between the child and myself effective. If I develop my own comprehension with that depth of soul and then give it to the child, that picture takes root in the child and develops further throughout life. If we transform everything into a pictorial form between the change of teeth and puberty, we do not teach the child static concepts that the child will retain unchanged. If we teach children static concepts, it would be the same as if we were to clamp their hands in machines so that they could no longer freely grow. It is important that we teach children inwardly flexible concepts. Such concepts can grow just as our limbs do, so that what we develop within the child can become something very different when the child matures. Such things can be judged only by those who do not merely look at children and ask what their needs are or what their developmental capacities are. Only those who can survey all of human life can judge these things, which then become a rather intuitive way of teaching. I could give you an example of this. Suppose we have a school-age child that has inner devotion toward the teacher. I would like to illustrate the strength that could develop through an example. Those with insight into such things know how fortunate it is for later life when, during childhood, they heard about a respected relative they had not yet seen. Then, one day, they had the opportunity to visit that person. They went to visit that relative with a shyness and with everything that was contained in the picture developed within them. They stood there shyly as the door was opened. That first encounter with a highly respected person is certainly memorable. To have had the opportunity to respect someone in that way is something that takes deep root in the human soul, and it can still bear fruit in later life. It is the same with all truly living concepts taught to children and not simply stuffed into them. If you can get a child to look up with true respect to you as a teacher, as an accepted authority, you then create something for the child’s later life. We could describe it as follows. We know that there are people who, when they have reached a certain age, spread goodness in their environment. They do not need to say much, but their words act as a kind of blessing; it is contained in their voice, not in the content of their words. It is certainly a blessing for people when, during their childhood, they met such people. If we look back on the life of such a person of fifty or sixty and see what occurred during childhood between the change of teeth and puberty, if we look at what that person learned, we realize that person learned respect, a respect for morality. We realize that such a person learned to look up to things properly, to look up to the higher forces in the world. We might say that such a person learned how to pray properly. When someone learns to pray in the right way, the respect they learn is transformed into powers of blessing in old age, powers that act like a good deed for others in their presence. To express it pictorially, someone who never learned to fold their hands in prayer as a child will never develop the strength later in life to spread their hands in blessing. It is important that we do not simply stuff abstract ideas into children, but that we know how to proceed with children when we want to create within their souls something fruitful for all of life. Therefore, we do not abstractly teach children to read and write, but begin artistically with writing and allow all the abstraction within letters to arise from pictures. In that way, we teach children to write in a way appropriate to the child’s needs. We do not simply appeal to the child’s capacity to observe, to the head alone, but to the entire human being. First, we teach children to write. When the child has learned to write in this way—so that the child’s entire being, and not simply the head, participates in the picture—then what we give the child is appropriate. After children learn to write, they can learn to read. Anyone caught up in today’s school system might say that such children would learn to read and write more slowly than otherwise. However, it is important that the tempo of learning is proper. Basically, children should learn to read only after the age of eight, so that we can develop reading and writing pictorially and artistically. Those who have genuine knowledge of human beings through true vision of soul and spirit can observe subtle details and then bring those observations into teaching. Suppose we have a child who walks too heavily. That comes about because the child’s soul was improperly affected before the change of teeth. We can improve the situation by enlivening what previously formed the child by teaching through artistically presented pictures. Thus, someone who truly understands the human being will teach a child who walks too heavily about painting and drawing. By contrast, a child whose step is too light, too dancing, should be guided more toward music. That has a tremendous moral effect on the child’s later character development. Thus, in each case, if we can truly see the human being, we will understand what we need to bring into our pictures. Until the change of teeth the child’s closest and most appropriate place is within the circle of the family and the parents. Nursery school and play groups follow. We can appropriately develop games and activities when we understand how they affect the child’s physical organism. We need only imagine what happens when a child receives a store-bought doll, a “beautiful” doll with a beautifully painted face. We can see that such a child develops thick blood (these things are not visible in the normal anatomy) and that this disturbs the child’s physical body. We simply do not realize how much we sin in that way, how it affects the child. If we make for the child a doll from a few rags, and if this is done with the child—simply painting the eyes on the rags so that the child sees this and sees how we create the doll—then the child will take that activity into its body. It enters into the child’s blood and respiratory system. Suppose we have a melancholic girl. Anyone who looks at such a child externally, without any view of the soul, would simply say, “Oh, a melancholic child; inwardly dark. We need to put very bright colors around her and make toys red and yellow for her wherever possible. We must dress the child brightly, so that she awakens in bright colors, so that she will be awakened.” No, she won’t! That would only be an inner shock for the child, and it would force all her life forces in the opposite direction. We should give a melancholic and withdrawn child blue or blue violet colors and toys. Otherwise, the bright colors would overstimulate such an inwardly active child. We can thus bring the child’s organism into harmony with her surroundings and cure what is perhaps too flighty and nervous because of being surrounded by bright colors. From a genuine understanding of the human being, we can gain an idea of what we should teach and do with children, right down to the finest details, and thus gain direct help for our work. You can see that this way of teaching might seem to support current ideas about what children should learn at a particular age—that we should stuff such things into them and about how we should occupy them. However, if you realize that children can take from their environment only what already exists within their bodies, then you might say the following. Suppose we have a child who does not tend to be robustly active, but always works in details—that is, tends to work rather artistically. If you insist that the child be very active outwardly, then just those tendencies within the child that are for detailed work will wither. The tendencies toward activity that you want to develop because you have deluded yourself into thinking that they are common to all humanity, that everyone should develop them, will also certainly wither. The child has no interest in that; the work assigned between the change of teeth and puberty is done, and nothing sticks, nothing grows within the child through forcing things. Throughout the kind of education we are discussing, it is always important that the teacher have a good sense of what lives within the child and can, from what is observed within the child’s body, soul, and spirit, practice every moment what is right through the teacher’s own instinct for teaching. In this way, the teacher can see the pedagogy needed for the children. In the Waldorf school, we discover the curriculum in each child. We read from the children everything we are to do from year to year and month to month and week to week so that we can bring them what is appropriate and what their inner natures require. The teaching profession demands a tremendous amount of selflessness, and because of this it cannot in any way accept a preconceived program. We need to direct our teaching entirely toward working with the children so that the teacher, through the relationship to the children developed by standing alongside them, provides nothing but an opportunity for the children to develop themselves. You can best accomplish this between the ages of seven and fourteen—that is, during elementary school—by refraining completely from appealing to the intellect, focusing instead on the artistic. Then, you can develop through pictures what the body, soul, and spirit need. Therefore, we should present morality as pictures when the child is about nine or ten years old. We should not provide moral commandments; we should not say that this or that is good or evil. Instead, we should present good people to the children so that they can acquire sympathy for what is good, or perhaps, present the children with evil people so that they can acquire antipathy toward what is evil. Through pictures we can awaken a feeling for the nature of morality. All of those things are, of course, only suggestions that I wanted to present concerning the second stage of childhood. In the third part of my lecture today, I want to show how we can bring it all together as a foundation for education—not merely education for a particular time in childhood, but for all of human life. We will continue with that after the second part has been translated. (George Adams delivered the second part of the lecture.) We can best see how this way of educating can achieve the proper effects for all of human life if we look specifically at eurythmy in education. The eurythmy we have performed publicly in London during the past days has a pedagogical side, also. Eurythmy is an art in which people or groups of people express the movements in the depths of human nature. Everything expressed in those movements arises systematically from the activity within the human organism, just as human speech or song does. In eurythmy, no gesture or movement is haphazard. What we have is a kind of visible speech. We can express anything we can sing or speak just as well through the visible movements of eurythmy. The capacity of the entire human being for movement is repressed in speech, it undergoes a metamorphosis in the audible tones and is formed as visible speech in eurythmy. We have brought eurythmy into the Waldorf school for the lowest grades all the way to the highest. The children, in fact, enter into this visible speech just as the soul makes a corresponding expression for the sounds of audible speech. Every movement of the fingers or hands, every movement of the entire body is thus a sound of speech made visible. We have seen that children between the change of teeth and puberty live just as naturally into this form of speech as a young child lives into normal audible speech. We have seen that the children’s entire organism—that is, body, soul, and spirit (since eurythmy is also a spirit and soul exercise) find their way just as naturally into eurythmy speech as they do into oral speech. Children feel they have been given something consistent with their whole organism. Thus, along with gymnastics derived from an observation of the physical body, we have eurythmy arising from an observation of the child’s spirit and soul. Children feel fulfilled in eurythmy movements, not only in their physical body or in an ensouled body, but in a spiritually permeated soul within a body formed by that soul. To say it differently, what people experience through eurythmy acts in a tremendously living manner on everything living within them as tendencies and, on the other side, has just as fruitful an effect on all of life. Regardless of how well children do in gymnastics, if they perform these exercises only according to the laws of the physical body, these exercises will not protect the children from all kinds of metabolic illnesses later in life. For instance, you cannot protect them from illnesses such as rheumatism, which may cause metabolic illnesses later. What you gain through gymnastics results in a kind of thickening of the physical body. However, what you can effect by developing movements that arise from the spirit and soul makes the spirit and soul ruler of the bodies of the soul and physical for all of life. You cannot keep a sixty-year-old body from becoming fragile through gymnastics. If you educate a child properly, however, so that the child’s movements in gymnastics arise from the soul, you can keep the child’s body from becoming fragile in later life. You can inhibit such things if you teach pictorially during elementary school so that the picture that would otherwise occupy the soul can move into the body. Thus, this pictorial language, eurythmy, is nothing but gymnastics permeated with soul and spirit. You can see that gymnastics permeated by soul and spirit is directed only toward a balanced development of the child’s body, soul, and spirit; and you can see that what can be ingrained during childhood can be fruitful throughout life. We can do that only when we feel like gardeners tending plants. The gardener will not, for example, artificially affect the plant’s sap flow, but will provide from outside only opportunities for the plant to develop itself. A gardener has a kind of natural reluctance to artificially alter plant growth. We must also have a respectfulness about what children need to develop within their own lives. We will, therefore, always be careful not to teach children in an unbalanced way. The principle of authority I discussed before must live deeply within the child’s soul. Children must have the possibility of learning things they cannot yet intellectually comprehend, but learn anyway because they love the teacher. Thus, we do not take away from children the possibility of experiencing things later in life. If I have already comprehended everything as a child, then I could never have the following kind of experience. Suppose something happens to me around age thirty-five that reminds me of something I learned from a beloved teacher or a loved authority, something I had learned from that authority through my desire to believe. However, now I am more mature and slowly a new understanding arises within me. Returning in maturity to things we learned earlier, but did not fully comprehend, has an enlivening effect. It gives an inner satisfaction and strengthens the will. We cannot take that away from children if we respect their freedom and if we want to educate them as free human beings. The foundation of the educational principle I am referring to is the desire to educate people as free beings. That is why we should not develop the child’s will through intellectual moral reasoning. We need to be clear that when we develop moral views in the child’s feeling between the ages of seven and fourteen, the child can, after maturing and moving into life, then comprehend intellectual and moral feelings and the will. What permeates the will, and what arises out of the will from the esthetic feeling developed earlier, enlivens morality and, insofar as it arises from freedom, gives people strength and inner certitude. You see, if you want to use the kind of education we are discussing properly, you will not simply look at childhood, but will also look at people later in life. You will want what you give to children to act just as the natural growth and development of the plant acts to produce a flower that blooms. If we want a blossoming, we do not dare to want the plant to develop too quickly. Instead, we await the slow development from the root to the stem to the leaf to the flower and, finally, to the fruit, unfolding and developing freely in the sunlight. That is the picture we need to keep before us as the goal of education. Our desire is to nurture the root of life in children. However, we want to develop this root so that life slowly and flexibly forms physically, soulfully, and spiritually from our care during childhood. We can be certain that, if we respect human freedom, our teaching will place people in the world as free beings. We can be certain that the root of education can develop freely if we do not enslave children to a dogmatic curriculum. Later in life, under the most varied circumstances, children can develop appropriately as free human beings. Of course, this kind of education puts tremendous demands on the teacher. However, do we dare presume that the most complete being here on Earth—the human being—can be taught at all if we do not penetrate fully the characteristics of that being? Shouldn’t we believe—concerning human beings and what we do with them—that they hold a place of honor, and that much of what we do is a kind of religious service? We must believe that. We must be aware that education demands of us the greatest level of selflessness. We must be able to forget ourselves completely and plunge into the nature of the child in order to see what will blossom in the world as an adult human being. Selflessness and a true desire to deepen your understanding of human nature, and gaining a true understanding of humanity—these are the basic elements of genuine teaching. Why shouldn’t we recognize the necessity of devotion to such teaching, since we must certainly admit that teaching is the most noble activity of human life? Teaching is the most noble thing in all human life on the Earth. That is progress. The progress we achieve through teaching is this: the younger generations, given to us from the divine worlds, develop through what we, the older generations, have developed in ourselves; and these younger generations move a step beyond us in human progress. Isn’t it obvious to every right-thinking person that, in bringing such service to humanity—that is, in bringing the best and most beautiful things of previous generations as an offering to the younger generations—we teach in the most beautiful and humane way? (George Adams concluded the English translation.) |
300a. Faculty Meetings with Rudolf Steiner I: Twelfth Meeting
14 Jun 1920, Stuttgart Tr. Ruth Pusch Rudolf Steiner |
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In the case of these two children, they came only after Christmas. Now that we have the remedial class, it is possible to place those children who will be unable to meet the goals of the class into the remedial class; for example, those who are slow learners. |
300a. Faculty Meetings with Rudolf Steiner I: Twelfth Meeting
14 Jun 1920, Stuttgart Tr. Ruth Pusch Rudolf Steiner |
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A teacher reports about the independent religious instruction in the beginning and intermediate classes. They discussed verses from the mystery plays and “Cherubinischen Wandersmann” (Cherubic wanderer). Dr. Steiner: It is important that you don’t ignore the children’s level of feeling. Can you give a concrete example? A teacher: In the upper class, I had the children recite, “Let me peacefully act in you.…” Dr. Steiner: Do you think the children can work with that? Yes, then you can continue with it. A teacher: Perhaps we could divide the courses. Dr. Steiner: That is certainly true. I think that if we divided the beginning class in two and left the upper class as it is, things would go well in all three groups. That is, grades 1-3, 4-6 and 7-9. A teacher reports that he had used three hours for the preparatory instruction for the Youth Festival. Dr. Steiner: Isn’t that too much for the students? How many are there? A teacher: Twenty-six. Dr. Steiner: It will be difficult to say anything until we have seen a real success. It is certainly good to try that. If it is not successful, then we will need to see how we can do it differently. A teacher reports about the course in social understanding. There were two hours per week in the sixth through eighth grades, and also some for fifth grade. Dr. Steiner: Of course, the age from eleven to fifteen is difficult, but this is a separate class. A teacher: We are also visiting factories. Dr. Steiner: If you do this really livingly, make it lively, and connect it with all the questions about life that arise at that age, then things will work. I would try to see if the children have too much to do, and then try to connect things to life concretely wherever possible. I believe the children may be overworked now, and that will, of course, certainly come out in some odd place. It would be a good idea not to have eight hours on one day. I don’t understand why it is necessary to spend three hours preparing for the Youth Festival. Why wasn’t one hour sufficient? In such questions, the amount of time is not so important as the time available for them. It would, perhaps, be better if we could limit those things we can definitely limit. We could do that for those children attending the Youth Festival by dropping the independent religious instruction as such and connecting it with the preparation for the Youth Festival. A question is asked about who may attend the Sunday services. Dr. Steiner: That is certainly a problem. We had never thought that anyone other than the parents would attend. Of course, having begun in one way, it is difficult to set a limit. How should we do that? Why did you admit people who are not parents at the school? If we allow K. in, there is no reason we should send other members away. Where does that begin and where does it end? It’s mostly people who think this is just one more tea party. We have also had other disturbances by people from outside the school being at the school. The thing that disturbed me most was that people who have absolutely nothing to do with the school became involved in discipline. I certainly have nothing against strictly limiting the admission to the services to the parents, no siblings and no tea parties. We did not create that service for that. Now there are no limits. We should admit only the parents or those whom the faculty recognizes as moral guardians. A teacher asks again about an older member in connection with the Sunday services. Dr. Steiner: She should stay away. You need to make that clear to her in an appropriate way. That is the problem. The moment we allow someone in who has no child, it becomes difficult to draw the line. Where we need to make exceptions is in the Anthroposophical Society, or we simply leave it as it is. A teacher: That has been impossible to do. Dr. Steiner: The exceptions should perhaps only be for once or twice, but they grow. A teacher: It should not be strictly a school affair. It is separate from the school. Dr. Steiner: We hold the Sunday services within the context of the school. They are a part of the school in just the same way as, for instance, a class for a particular craft would be. That would also be something special that would be within the school, but not a part of the school. We can do things only in that way, otherwise we will have all these problems. I was recently asked if we could arrange to have a Sunday service in H. for their anthroposophical youth. At the present, when we are under attack from every direction, that is total nonsense. There are already such areas of attack, such as when Mr. L. stands up and conducts a service for the anthroposophical children. He has already received permission to observe our service. I would certainly deny any association with a Sunday service outside the school. It only makes sense if there are a number of children receiving religious instruction from an anthroposophical basis and there is a Sunday service in our school for these children. Thus, we would never admit someone from outside the school. A teacher: Then we should leave it that way. Dr. Steiner: We could leave things that way, but there are exceptions. It is difficult to understand how we could turn someone away when we say that Mrs. G. said they could come. Then we would have to turn away Mr. Leinhas, but he is a member of the Waldorf School Association. Eventually this will become a kind of right and will include everything connected to the school in any way. A teacher: Can we include the wives of faculty members? Dr. Steiner: Of course, we cannot admit them. If they have no children, they also have no right to it. A teacher reports about the deportment lessons. An attempt was made to teach the children a soul diet. The children brought all kinds of gossip into school. Dr. Steiner: It is unavoidable that the anthroposophical children hear things at home. That is not dangerous as long as the parents are reasonable. The healthy attitude of the parents will keep the children from becoming too wild, even though those things may go in deeply. The things we have often had to struggle against, such as those you mentioned about O.R. may arise because the parents talk about silly things. You will have noticed that the instruction is bearing fruit. I would mention that particularly in critical cases, you have had good success with stories that have a particular moral. If you are certain a child has a specific kind of misbehavior, then you can think of a story in which that type of misbehavior becomes absurd. Even with very young children, you can rid them of their greed for sweets and such if the mother tells a story that makes that behavior absurd. If you think of something along the lines of the dog who goes over the bridge with meat in his mouth, that strongly affects the child and has a lasting effect. That is particularly true if you allow some time to go by between the misbehavior and telling the story. Generally, you can achieve more when the child has slept, and you return to the subject the next day. To take up the behavior immediately after it occurred is the worst thing. That sounds very theosophical, but it is also quite true. It would also be a good idea if we, as the entire faculty, could take up individual children, or groups of children, who are a source of concern and speak about them. That seems to me to be something very desirable. It requires only that we give some interest to it. This morning I asked about P.I. He has disappeared. You remember that his father had told me certain complaints he had. It would be a good idea if we could compare what is happening with the boy to what the father is complaining about. The father appears to be a rather useless complainer, always blaming things. I will talk with the boy. It seems to me that the father always complains and picks up small things that bother the boy. Then he expands them into fantasies so that the boy does things the father suggests. The boy certainly does not know what he wants to do. That is a major problem in every school because it is so difficult to keep everything under control. Precisely in such questions, we must have complete clarity within the faculty about the individual students. Some things are very interesting when you look at the statistics in detail. I have looked at all the classes. It is striking to me that there are very few children lacking in talent and also few who are gifted, but there are a large number of average children. One sign of that is that they are all making good progress. I always want to differentiate between progress as such and the content of the progress. It is possible that some things have not gone forward, but the tempo is good. In the fourth grade, there are actually only two slow children and three who are not really moving along. However, the others, at least according to their writing, are sufficiently talented children. It is possible that there may be a number of pranksters, but those whom we have called such are actually gifted pranksters. That certainly hits the nail on the head. All that relates to something else. When we raise the general level of morality, then things will even out. A characteristic of the Waldorf School students is that they are terribly jealous about their teachers. They only like their own teacher, and that is the one who does things right. That is certainly the case. But, on the other hand, although that has its good side, it also has a darker side. The main thing is not to pay too much attention to it. You shouldn’t feel flattered when you hear such things. That is readily apparent during class when Mr. A. is no longer a human being. The children see him almost as a saint. Why shouldn’t the children laugh? That is more in keeping with the school. If you know anything, you will know the most important people were pranksters. If you connect that with life, you will see it has another aspect. It would be good if they were not so loud. The fourth grade is terribly loud. But, we should not take these things so seriously. Morally, it is very significant if you have changed a child’s obtrusive characteristic. For instance, if you can achieve that the fourth grade is not so loud, or if you can break B.Ch.’s habit of throwing his school bag ahead of him. If you can change such an obvious characteristic, regardless of whether you view that as good or bad behavior. It has great moral significance if you can break the boys in the fourth grade from all that terrible yelling. I would say it is a question of general didactic efficiency, how far the speaking in chorus goes. If you develop it too little, the social attitude suffers. That is formed through speaking in chorus. If you go too far, the capacity to comprehend will suffer because that has a strongly suggestive force. When they speak as a group, the children will be able to do things they otherwise have no idea of. It is the same as with a mob in the street. The younger they are, the more they can fool you. It is a good idea to randomly request them to do the same thing again individually, so that each has to pay attention to what the other says. When you are telling a story, you can give some sentences and then let the children continue. You should do things I have done, for instance, when I said, “You there, in the middle row at the left end, continue on,” “You there in the corner, continue,” so that they have to pay attention and that you can make the children move along with you. Speaking in chorus too much leads to laziness. The tendency to shout in music confirms that. Particularly in the fourth grade, you should pay attention to the intangibles. I am speaking of the very real intangibles that exist in the tension within the entire class. For example, there is the ratio between the number of girls and boys. I don’t mean you have to change that. You need to take life as it is, but you should at least try to pay some attention to such things. If I am not mistaken, in the fourth grade there is the highest ratio of boys to girls. It occurs to me that the physiognomy of the class is related to the ratio of boys to girls. In Miss Lang’s case, the situation is different. You should pay attention to such things. In Miss Lang’s class, there are significantly fewer boys than girls. Today, there were certainly twice as many boys in the fourth grade, twenty-five boys and eleven girls. In the sixth grade, there are twelve boys and nineteen girls. That is something you should certainly pay attention to, don’t you agree? The fifth grade is interesting for its balance. Today there were twenty-five to twenty-five. (Speaking to Dr. von Heydebrand) Today was certainly a good opportunity, because you had brought some very interesting material to the class. That is the proper way to bring anthroposophy. Such things are what we should pay attention to. A teacher: I believe I have perceived a relationship between the phlegmatic children and a deep voice, the sanguine children and a middle tone, and a higher voice with the cholerics. Is that correct? Dr. Steiner: That is certainly true with the first two. The question regarding the higher voices is rather interesting. In general, it is true that phlegmatics have lower voices and the melancholic and sanguine children, middle tones. The sanguine children are among the highest voices. The choleric children spread out over all three. There must be some particular reason. Do you thing that tenors are mostly choleric? Certainly on the stage. The choleric element spreads out everywhere. A teacher: How can we have such differing opinions about the temperament of a child? Dr. Steiner: We cannot solve that question mathematically. We can certainly not speak in that way. In judging cases that lie near a boundary, it is possible that one person has one view and another, another view. We do not need to mathematically resolve them. The situation is such that when we see and understand a child in one way or another, we already intend to treat it in a particular way. In the end, the manner of treating something arises from an interaction. Don’t think you should discuss it. There is a further question about temperaments. Dr. Steiner: The choleric temperament becomes immediately annoyed by and angry about anything that interrupts its activity. When it is in a rhythmic experience, it becomes vexed and angry, but it will also become angry if it is involved in another experience and is disturbed. That is because rhythm inwardly connects with all of human nature. It is certainly the case that rhythm is more connected with human nature than anything else and that a strong rhythm lies at the base of cholerics, a rhythm that is usually somewhat defective. We can see that Napoleon was a choleric. In his case, the inner rhythm was compressed. With Napoleon you will find, on the one side, something that tended to grow larger than he grew. He remained a half-pint. His etheric body was larger than his physical body, and thus his organs were so compressed that all rhythmical things were shoved together and continuously disturbed one another. Since such a choleric temperament is based upon a continuous shortening of the rhythm, it lives within itself. A teacher: Can we say that one sense predominates in such a temperament? Dr. Steiner: In cholerics, you will probably generally find an abnormally developed sense of balance (Libra) and an external display of that in the ear canal through an autopsy. The experience of rhythm, the sense of balance and sense of movement, the interaction of these, rhythmic experience. In sanguines (Virgo), in connection with the sense of balance and sense of movement, the sense of movement predominates. In the same way, in melancholics (Leo) the sense of life predominates and in phlegmatics (Cancer) the sense of touch predominates physiologically because the touch bodies are embedded in small fat pads. That is physiologically demonstrable. Now, it is not so that the touch bodies transmit sense impressions. What occurs is a reflex action, just like when you compress a rubber ball and allow it to spring back. The little warts are there to transmit it to the I, to transmit the impression in the etheric body to the I. That is the case with each of the senses. A report is given about the eurythmy instruction. Dr. Steiner: The enthusiasm for eurythmy is somewhat theoretical. We always have the desire for the Eurythmeum before us, but we do not have enough rooms. If we did more tone eurythmy, we would want to have someone who played the piano. That might be necessary. We have until now done relatively little tone eurythmy. Miss X. started a children’s tone eurythmy group in Dornach and has been very successful with it. One thing we should take note of is that except for those older children who are more talented, the younger children more easily learn eurythmy, that is, they more easily develop their grace through it so that in fact eurythmy has been quite fruitful. With the older children, it is more difficult because they don’t want to get used to properly springing up, but the younger children learn it quite gracefully. It would never occur to people that having the younger children spread their legs is something ugly. It is certainly not ugly, but I am convinced that would never occur to them. A teacher reports about gymnastics. Some children are cutting the class. Dr. Steiner: We certainly have to ask if those children are avoiding gymnastics, or if they only want to sneak away to fool around. A teacher: M.T. is very graceful in eurythmy, but outside he is clumsy. Dr. Steiner: Just in his case, I can imagine he is avoiding things in order to do something else. A teacher: He is lazy. Dr. Steiner: Since he is fooling around so much, he is certainly very active. He is a very good boy. A teacher makes a remark. Dr. Steiner: In my opinion, it is very good that O.N. copies the writing. You can see that in marriages where the husband often writes like the wife or vice versa. There is a report about working in the garden and shop class. There are difficulties with some children who are unsocial and lagging and don’t want to help each other. Dr. Steiner: Are there many? We can hardly do anything else than put all of them together, give them a certain area so they are ashamed when they don’t get anything done. They need something that would be obviously complete so that they will be ashamed of themselves when they finish only a quarter. But not a hint of ambition. What I said does not count upon ambition, but upon shame. We could also form a group that looks at what they have done in the presence of the children and brings some dissatisfaction to expression. I think that if Mrs. Molt and Mr. Hahn were called upon to look at what he did, then M.T. would certainly decide to work in order not to cause any words of displeasure. Another method would be that you take those children and keep them close to you during class, but that is difficult to do. We must make them feel ashamed when they do not finish. I would not arouse the feeling of ambition, but of shame. A teacher asks if it might be possible to form a bookbinding shop. Dr. Steiner: I am not certain if that is consistent with the school. Bookbinding is something normally contained in the curriculum for the continuing education school. We could, however, try binding. Is there someone here who could take up such a course for the continuing education school? One or two perhaps, since we can certainly develop bookbinding as an artistic craft. We had no transition from those beautiful old volumes, which are slowly disappearing, to these monstrous modern volumes. The things made now are mostly just trash. It is always intriguing to accomplish something through artistic craft. What are made today are really not books. We should make books again. That is something that falls within the realm of the crafts in the continuing education school. As such, it is a simple job, but we certainly could accomplish something. Of course, we will need to master the technique. That would give the children something to improve upon. I mean, for instance, when it comes to gold leafing, there is certainly much that can be improved. What they need to learn is relatively simple, though. It is simply practice. A teacher: I am not certain I could take that over. Dr. Steiner: This is a question we must discuss in connection with the continuing education school. A teacher: Should I give a few lessons in my class? Dr. Steiner: Then we would come into the question of subject teachers. That is something we must avoid as long as we can. As long as someone is there who can do it properly, then that will do. A teacher: Two periods a week for handwork are not enough. Could we increase the number of hours? Dr. Steiner: I notice that there is considerable ability in the handwork class. As soon as the Waldorf School Association provides us with many millions, we will be able to have many rooms and employ many teachers. Now we can hardly add more work time. We must accomplish everything else by dividing classes. Two hours per week should be sufficient. We must divide the classes and then that is only one hour. A teacher: Should we take the boys and girls separately? Dr. Steiner: I would not do that. I would prefer to begin by dividing the whole class into two halves. You let the boys do things other than knit in handwork, don’t you? The girls, of course, also. Nevertheless, I would not do it. I would not begin separating the boys and the girls. We need to find another solution. A teacher: Should the preschool be like a kindergarten? Dr. Steiner: The children have not started school yet. We cannot begin teaching them any subjects. You should occupy them with play. Certainly, they should play games. You can also tell stories in such a way that you are not teaching. But, definitely do not make any scholastic demands. Don’t expect them to be able to retell everything. I don’t think there is any need for an actual teaching goal there. We need to try to determine how we can best occupy the children. A teaching goal is not necessary. What you would do is play games, tell stories, and solve little riddles. I would also not pedantically limit things. I would keep the children there until the parents pick them up. If possible, we could have them the whole day. If that is possible, why not? You could also try some eurythmy with them, but don’t spoil them. They shouldn’t be spoiled by anything else, either. As I said, the main thing is that you mother the children. Don’t be frivolous with them. You would not want to do anything academic with them. You can essentially do what you want. In playing, the children show the same form as they will when they find their way into life. Children who play slowly will also be slow at the age of twenty and think slowly about all their experiences. Children who are superficial in play will also be superficial later. Children who say that they want to break open their toys to see what they look like inside will later become philosophers. That is the kind of thinking that overcomes the problems of life. In play, you can certainly do very much. You can urge a child who tends to play slowly, to play more quickly. You simply give that child games where some quickness is necessary. There is a question about speaking in chorus. Dr. Steiner: You can certainly do that. You can also tell fairy tales. There are many fairy tales you should not tell to six-year-olds. I don’t mean the sort of things that the Ethical Culture Association wants to eliminate, but the stories that are simply too complicated. I would not have the little children repeat the tales. However, if they want to tell something themselves, then listen to it. That is something you will have to wait on and see what happens. A teacher asks about student reports. Dr. Steiner: We spoke about that already. You will need to emphasize some things, but not pedantically. You should try to have a little bit of personal history at the beginning, and then go into each child individually. For instance, you could write something like, “E. reads well and speaks interestingly,” and such things, so that you create the text yourself. You create a sentence freely written in which you emphasize what is otherwise simply a subject. You may need to speak about all subjects, but perhaps not. I would print the report form so that it has only the heading, “Independent Waldorf School, Yearly Report for …” and then leave room for you to write. Each of you will describe a student in your own way. If more than one teacher has had the child, then each should write something. It would, however, be preferable if the various statements were not too contradictory. For example, one of you says, “He reads quite well,” and another says something that supports that. The best is that the class teacher begins the description of the child and the others go from there. It certainly will not do if the class teacher writes, “He is an excellent boy,” and then someone else writes, “He is really a terror.” You will have to put things together. A teacher asks about the reports from the religion teachers. Dr. Steiner: Well, they will have to write their two cents worth, also. We must also include the religion teachers. Here, they will have to control themselves, or they won’t be able to write anything. A teacher: Do we need to have the parents sign the reports? Dr. Steiner: I would simply have an introduction that says that those parents who want to have their children return the following year should sign the report. If the children are not returning, then we don’t need to do anything, but if they are, the parents should sign it. We made it through without any midyear reports. Do the parents want a midyear report? Yes, the children will simply report and bring their report cards. They will receive them again at the end of the year when the report is already a booklet. It can certainly be a booklet, but perforated. Suppose at the beginning a child is not very good, then you could write a criticism. Perhaps later the child is better and would want to have the previous report removed. The booklet can be perforated. Then you can write something that is not praise. You cannot give these two children reports that say their writing was very good, but you could phrase it in a way that describes how well the child writes without criticism. With little M., I would write, “He has not accomplished more than copying simple words. He often adds unnecessary strokes to the letters.” Describe the children. Another question is asked. Dr. Steiner: We hold the child back. I would only differentiate between those moving on to the next class, and those we have determined will go into the remedial class if they return. I don’t want to keep children back. In the case of these two children, they came only after Christmas. Now that we have the remedial class, it is possible to place those children who will be unable to meet the goals of the class into the remedial class; for example, those who are slow learners. It is not a good idea to begin failing the others. We should have held them back when they began school. It would certainly be preferable not to fail children. I don’t see how we could do that. In your class, there are at most three others who might be held back, aside from those two who we could place in the remedial class. For now, you will have to bring them along by not excessively praising them, but also not criticizing. Simply state that they have not quite reached the goals of the class. It was our responsibility to place the children in the proper classes when they entered the school. It would not be wise to fail them. It is important that we discuss H. and how we will treat her. We had to put her in the third grade; after we promised that, we had to put her there. In general, we should not keep the children the entire year, especially those who come from other schools, and then let them fail. But, now they are in this situation. The children we need to carry along are really not so bad, but we should never put a child into a class that is too advanced. A teacher: How should we place children from other schools? Should we go according to their age, or is there some other way? Dr. Steiner: In the future, when the children come at the age of six and go through all the grades, then this will no longer happen. For now, we must attempt to put the children in the grade that is appropriate for them, both according to their age and to their ability. A teacher asks if a child can be placed in the remedial class. Dr. Steiner: I don’t think that is possible. Particularly in the first grade you should not go too far in separating children into the remedial class. I have seen the child, and you are right. But, on the other hand, not so very much is lost if a child still writes poorly in the first grade. If we can do it, it would be very good for all of the children like that if we could do the exercises I discussed previously with you. If you have her do something like this (Dr. Steiner indicates an exercise): Reach your right hand over your head and grasp your left ear. Or perhaps you could have her draw things like a spiral going inward, a spiral going to the right, and another to the left. Then she will gain much. You need exercises that cause the children to enter more into thinking. Then we have writing. There are some who write very poorly, and quite a number who are really first class. The children will not improve much when you want to make them learn to write better by improving their writing. You need to improve their dexterity; then they will learn to write better. I don’t think you will be able to accomplish much with your efforts at improving bad handwriting simply by improving the writing. You should attempt to make the children better in form drawing. If they would learn to play the piano, their writing would improve. It is certainly a truism that this really poor handwriting first started when children’s toys became so extraordinarily materialistic. It is terrible that such a large number of toys are construction sets. They really are not toys at all because they are atomistic. If a child has a simple forge, then the child should learn to use it. I wish that children had toys that moved. This is all contained in Education of the Child. The toys today are terrible, and for that reason the children learn no dexterity and write poorly. It would be enough, though we can’t do this at school, if we had those children who write poorly with their hands, draw simple forms with their feet. That has an effect upon the hand. They could draw small circles or semicircles or triangles with their feet. They should put a pencil between their toes and draw circles. That is something that is not easy to do, but very interesting. It is difficult to learn, but interesting to do. I think it would be interesting also to have them hold a stick with their toes and make figures in the sand outside. That has a strong effect upon the hands. You could have children pick up a handkerchief with their feet, rather than with their hands. That also has a strong effect. Now, I wouldn’t suggest that they should eat with their feet. You really shouldn’t do this with everything. You should try to work indirectly upon improving handwriting, developing dexterity in drawing and making forms. Try to have them draw complicated symmetrical forms. (Speaking to Mr. Baumann) Giving them a beat is good for developing reasoned and logical forms. A teacher asks about writing with the left hand. Dr. Steiner: In general, you will find that those children who have spiritual tendencies can write without difficulty as they will, left or right-handed. Children who are materialistically oriented will become addled by writing with both hands. There is a reason for right-handedness. In this materialistic age, children who are left-handed will become idiotic if they alternately use both hands. That is a very questionable thing to do in those circumstances that involve reasoning, but there is no problem in drawing. You can allow them to draw with either hand. A teacher asks if they can tell fairy tales where bloody things occur. Dr. Steiner: If the intent of the fairy tale is that the blood portrays blood, then that is inartistic. The significant point in a fairy tale is whether it is tasteful or not. No harm is done if there is blood in it. I once mentioned to a mother that if she absolutely avoided mentioning blood when she told her children fairy tales, they would become too tender. Later, they would faint when seeing a drop of blood. That is a deficiency in life. You shouldn’t make children incapable of facing life by setting up such a rule. A teacher asks about L.G. in the third grade. She is nervous and stutters. Dr. Steiner: It would help if you made up some exercises. I am uncertain whether we have any sentence exercises with k and p. You should have her do those and walk at the same time, and then she would also be able to say those sentences. It would also be a good idea for her to do k and p in eurythmy. However, don’t take such things too seriously because they usually disappear later in life. A teacher asks about E.M. in the fifth grade, who also stutters. Dr. Steiner: Yes, didn’t you present her to me before? I must have seen her. You will need to know what the problem is, whether it is organic or lying in the soul. It could be either. If it is a problem in the soul, then you could have her do specially formulated sentences. If it is an organic problem, then you would need to do something else. I will need to take a look at her tomorrow. A teacher asks about A.W. in the fifth grade. He adds titles to his name and underlines “I.” Dr. Steiner: That is a criminal type. He might become a forger. He has a clear tendency toward criminality. He can write much better. Clearly a criminal type. You will need to undertake a corrective action with his soul. You will have to force him to do three (not recorded), one after the other. I will take a look at him tomorrow. His father is infantile. A teacher asks about a closing ceremony. Dr. Steiner: I would make the closing ceremony such that, assuming I will be there, I would speak, then Mr. Molt, and then all of the teachers. We should make a kind of symphony of what we have to say to the children. There should be no student presentations. They can do that in the last monthly festival. We could review the past school year and then look toward a summer vacation that will awaken hope, then give a preview of the next school year. That is what I think. A teacher mentions a woman who intends to make a film about the Waldorf School and three-folding. Dr. Steiner: I don’t have any idea what to do here. If, for example, someone wants to photograph the buildings, that will certainly hurt nothing. There is nothing wrong with that. If she wants to make a film publicizing the Waldorf School, we would have nothing against showing that publicly, since it is not our responsibility. Our responsibility is that the Waldorf School be properly run. We are not responsible for what she photographs any more than you are responsible for what occurs if you are walking along the street and someone offers you a ride. We can tell her we will do what we can do, but there is nothing we can do. She may want to photograph the eurythmy lessons. I did that in Dornach, but it was not very good. That is a technical question. I don’t think much will come of it. She wants to film the three-folding? I was thinking, why shouldn’t the film contrast something good with something bad? We certainly can have no influence if she creates a scene in the film where two people speak about the Waldorf School, but we do not need to let her into the classrooms. She can certainly not demand that we allow her to photograph anything more than a public eurythmy performance by the children. Since she wants to publicize eurythmy, that would be her contribution to the members’ work. It is rather senseless if she wants to film the classes. She could film any school, there is nothing particular to see. She could, for example, record that terrible yelling in the fourth grade. It would certainly not be proper to suppress offhandedly, due to false modesty, somebody who wants to publicize three-folding and the school. It would be better if we could hinder everything that is tasteless, but, due to false modesty, I would be hesitant to hinder anything. We have much interest in making the school as perfect as possible, but there is certainly nothing to be gained by preventing someone from photographing it. If she had set up and filmed my lecture, what could I have done against that? A question is asked regarding the trip to Dornach for the First Class of the Anthroposophical University of Spiritual Science (Sept. 26–Oct. 16, 1920). Dr. Steiner: Well, you see, those things are not so easy. We want to have a course this fall where various people present lectures. We have invited Stein and Stockmeyer, and it would, of course, have been nice if many could come. But, finding lodging in Dornach is just as difficult as in Stuttgart. It is not so easy to invite people, the exchange problems, and so forth. It is, however, possible, if the exchange problems are resolved by then, that we could find room for a number of people. My desire is that everyone coming from the Entente will pay for two others coming from Central Europe. However, that does not need to be too cozy. We could do it as we did for the physicians’ course, that would be possible. However, you need to remember that we don’t have rich people in Dornach and Basel. A teacher remarks that there are also difficulties in obtaining a visa. Dr. Steiner: Generally, when people travel to Switzerland for vacation, they can obtain a visa. You only need to be careful that you are not going for another reason. You cannot travel in Switzerland in order to earn money. We are treated terribly there. Now they allow people to move there so that they will pay taxes. Otherwise, you cannot. We are being hit very hard. That is one of the major problems we have with the Goetheanum. If there is not another attitude toward the Goetheanum, people outside Switzerland will soon be unable to visit it. There was some discussion about reproductions of the paintings in the cupola of the Goetheanum. Dr. Steiner: What was painted in color in the cupola needs to be understood from the colors. If you reproduced it photographically, you could achieve something only if you enlarged it to the same size as in the cupola. It is just not something we can reproduce simply. The less the pictures correspond to those in the cupola, the better it is. Black and white only hints at something. It cries for color. I would never agree with those inartistic reproductions. They are only surrogates. I do not want to have any color photographs of the cupola paintings. The reproductions should not stand by themselves. I want to handle that so that what is not important is what is given. It is the same with the glass windows. If you attempted to achieve something through reproductions, I would be against it. You should not attempt to reproduce such things exactly. It is not desirable that you reproduce a piece of music through some deceptively imitative phonograph record. I do not want that. I do not want to have a modern, technical human being. The way these paintings appear in the reproductions never reproduces them. The reproductions contain only what is novel, not what is important. You then have a feeling that this or that color must be there. That reminds me of something you can find in The Education of the Child—namely that you should not give children beautifully made dolls, but only those made from a handkerchief. |
300a. Faculty Meetings with Rudolf Steiner I: Nineteenth Meeting
22 Sep 1920, Stuttgart Tr. Ruth Pusch Rudolf Steiner |
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If we could also do something festive for the children, that is, have them gather moss and make Christmas crèches, so that they make the little sheep and so forth and paint it, they will learn a great deal. |
300a. Faculty Meetings with Rudolf Steiner I: Nineteenth Meeting
22 Sep 1920, Stuttgart Tr. Ruth Pusch Rudolf Steiner |
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Dr. Steiner: I would like to say a few words before we go into the individual points of discussion. Now that we are at the beginning of a new school year we need to clarify some things. There has been some discussion of things, including my own position, in relationship to the faculty. Today, I do not want to discuss the external relationship, only the inner. That seems appropriate this evening because you brought up my inner relationship, at least between the lines. In those things connected with our spiritual movement, I feel I am an esoteric among friends and cannot feel I am anything else. Running the Waldorf School is one of these spiritual things, at least to the extent it is a spiritual matter and to the extent the faculty takes up pedagogical questions and belongs to our anthroposophical movement. I need to say some things today about the position of an esoteric and how an esoteric perceives him- or herself, which you will need to apply to the particular case of the Waldorf School. Someone who brings things from the spiritual world to his or her fellow human beings assumes, of course, that people do not necessarily accept them because of authority, but at least because they feel the things result from scientific research revealing a content that can perhaps be made known only by the person undertaking it. People can understand these things, of course, once they are said, but someone must first say them as a result of his or her own investigation. As you hear such truths, you are not exactly in a relationship to authority, but you somehow recognize that the things said can only arise from such a source. Much of what I have recently had to say to you may appear simple, but I did not discover it in a simple way. Much of what we can learn about such a special area as pedagogy can become available only by going through a great deal, by experiencing a great deal, which is possible only after many years’ experience with this type of investigating. Understanding it is easy and can occur in a short period, but the investigation itself is not at all so simple and requires a path of initiation. However, when someone tells fellow human beings of such investigation, he or she never does so out of a desire to speak as an authority in the normal sense, that is, as the exoteric world understands authority. I would ask that you take what I have to say about this very seriously and precisely. You should not accept what I have to say simply upon authority in the normal sense of the word. You see, if you did that, it would have no effect. You would not receive it through the necessary intangible forces. The relationship must be entirely different. The relationship must be one in which you accept everything said through a completely free will. Your acceptance may not in the least depend upon the will of the speaker. Everything must depend upon the will of the listeners. That is as exact a description of the relationship that must exist as is possible in human speech. I tell you things not to place them in the proper light, but because, in our times, we can base the effectiveness of esoteric work upon them. If in our times we wanted to achieve something through authority, whether it be the authority of suggestion or any of the other numerous ways of affecting the soul, then that would eventually reveal itself as a great mistake. We now exist in the stage of human development when people mature enough to do so put more and more impulses of freedom into the world. Specifically, when we work as teachers we may not under any circumstances accept those things that arise out of the spirit and will move the world forward through an authority forced upon the soul. We must accept everything through goodwill, through the insight of the listener when the listener feels that the person speaking has something to say. No other relationship may exist. If the intent is that the listeners undertake some work based upon those statements, work that people can undertake communally, any other relationship would have a negative effect. If the spiritual researcher is to participate, then the capacity to speak free of authority and to listen through free will must be the basis of the entire relationship. Nothing else may be the basis of the external relationships. Therefore, my relationship to the faculty must be one, right to the dotting of the i’s and crossing of the t’s, that neither I nor anyone else wants something against the will of any member of the faculty. The entire faculty as a whole must accept and desire it in their hearts. Whether something would pass in an election or not is unimportant. It requires that kind of inner relationship. The moment that is no longer so, the proper relationship would no longer exist. We need to somewhat keep an eye on that relationship. Groups form in this area, not the way associations form, but more like a gathering around one person who has something to say in the sense that I mentioned. That is, those who want to hear something freely gather around someone. Regardless of what the external world may or may not expect of such a group, what I have said is all that is inwardly acceptable. You will certainly feel that I want to describe my inner relationship to the faculty in that way, and I would ask that you understand it in that way. All healing forces of the future will be based in this. Specific things also lie in that direction. You need to feel that I have harmonized and do always intend to harmonize my decisions with each of you, that is, what you bring to me for a decision, because those who ask a question do so out of their own insight. If you think this through, you can clearly discern the nature of our esoteric relationship and the positive results of that esoteric relationship. I wanted to make this our starting point today. You may have already found from your many experiences that things arising out of the spirit proceed properly only when such an understanding of spiritual relationships is their basis. Thus, in an exoteric organization you should separate the things that are simply necessary for the external world from what must lie between us. We can then move forward not only in the most rational manner, but also in the most spiritual work. We will move forward. I wanted to say this to you now as a kind of inauguration of our work for this year, an inauguration of our work through which I would particularly like spiritual forces to flow. You can be certain that I will continue to pray for a blessing upon your work as a whole and the work of individuals in this coming year from the spiritual powers that carry our entire movement. If you are aware that is the case, if you not only act together, but think together and feel together, and thus receive the good spiritual forces in this thinking together, feeling together into the harmony of the entire soul life, then our work in this year will succeed. Now we can go on to specific points. Does anyone want to say something about our agenda for today? A question is asked about the official recognition of the Waldorf School as an elementary school. Dr. Steiner: This is something that can go in one direction or another and depends upon the goodwill of the educational bureaucracy. We will achieve a certain degree of security about the future existence of the school only if we can negotiate through personal contacts. I wish to state expressly that we should not do this by telephone. If we can work through personal discussions and personal contact with all the possibilities of emphasis that arise in a personal conversation, if we can create an attitude through that, then we will achieve a certain degree of security. We will be unable to avoid being confronted with the same problem in the future if we handle this question in a strictly bureaucratic manner. For that reason I think it would be best if Mr. Molt could do something personally, if you were personally involved. The situation is such that we will feel secure about the Waldorf School only if you personally speak with those people who have some influence. I am convinced that if an exchange of this sort occurs, and it forces the officials to say something in recognition of the school, that will offer us the best protection. Sending memos back and forth will achieve nothing. Particularly here in Württemberg, we can achieve more than in Prussia. In Prussia, after the final decision, we would have to dismantle this school within a short period of time. We need to work on the problem in that way. We should not forget that some school principal or a teacher from a normal school will often come along and want to have the Waldorf School pedagogy. They will ask what they can do to help their schools. That is pure nonsense. The first thing they need to do is to free themselves from the state, and that gives rise to such a difficult problem that only a few people can think about it consequentially. What is important is that what we could call our school movement, namely, a movement for independent schools, gets into more people’s heads so that a genuinely large movement toward educational freedom arises as a part of the Threefold Movement. We can use the opportunity that the excuse about a unified school provides. I must admit that I have always found a concrete definition of a unified school unpleasant, even though we had to use that term. It was unpleasant for me because it emphasized we wanted what the state defines as a unified school, but a unified school was less important than an independent school. That will come about by itself. What the present German government wants as a unified school is actually the opposite. We would be signing on to something terrible if we give in on this question. Somehow we need to feel our way through this. We need to be aware that such things happen in life, but we should realize that they do not arise inwardly—that would be deceptive—but from without, and that we should do them with a certain mental reservation. We should be aware that we need to do things, but not inwardly, to achieve at least the minimum of what we want, and that we will need to speak with people while inwardly tweaking their noses. Emil Molt: I will do what I can to bring things into order. A teacher asks about the lessons for the ninth grade. Dr. Steiner: I will write it down for tomorrow, but we will get farthest if we see it as a continuation of what we have already done. I would, therefore, ask you to provide me with all the information about what you have done and achieved in German and literature. A teacher: I went through Goethe, Schiller, and Herder, but that was all. I was able to bring into history some discussion of things like Dante’s Divine Comedy, but mostly it was Goethe, Schiller, and Herder. In grammar, we wrote essays and I attempted to work on spelling from the perspective of speech. We did nothing with grammar as such. Dr. Steiner: Well, what you will need to do in literature is to take care of Jean Paul. In particular, you will need to look at some sections of Aesthetics, or the Schooling of Beauty with the ninth grade—particularly the ones concerning humor. You should not pay too much attention to history. That would be about a semester’s work. Afterward, you would then go on with the students to something very different. They are, after all, fourteen and fifteen years old, and you could read and discuss some of the chapters in Herman Grimm’s lectures on Goethe. That is what you need to do in literature. In German, I would recommend that you not go too deeply into grammar in the first semester. Discuss the phonetic law, particularly Grimm’s law. In the essays, I would recommend that you handle historical themes. The students should work primarily with the material you gave them last year in history. You will certainly have adequate opportunities to discuss grammar and syntax in connection with corrections. Before you have the children write an essay, though, you should have the children from last year orally discuss the theme for the new children in the class. Now, what did you do in history? A teacher: We went up to the Reformation and took Luther’s biography in detail. I then worked with Buckle’s History of Civilization in England, and attempted to use it to shed some light on the present. Dr. Steiner: I would recommend that you for the time do not go further, but go through it again with a spiritual scientific perspective. Follow that with Lecky’s History of Modern Civilization. A teacher: I now have a combined eighth–ninth grade class in German. Dr. Steiner: It would perhaps be best if you precede Herman Grimm with Goethe, so that you could then catch part of the class up with what you already said about Goethe, Schiller, and Herder. That would be good for both classes, and then you could leave Jean Paul for later. You could teach both classes the same history, so that we have only geography left. A teacher: We mainly did the Ice Age, the movement of land and water and so forth. In general, we focused on the geology of that period. Dr. Steiner: In connection with all that, I would recommend that you thoroughly examine the Alps, the northern limestone Alps, the southern limestone Alps along with the river valleys that form the boundaries, the mountain ranges—in other words, the different sections. Then something about the landscape and about the geological qualities beginning with the Lake Alps all the way through Switzerland to the Austrian Alps. In this discussion of the Alps, you could also point out that the structure of the Earth forms a kind of cross, and that these mountainous formations represent that. Then continue the Alps toward the Pyrenees and all the way through to the Carpathians, and then go on with the forested mountains right through to the Altaic range, so that you then have an east-west range that continues under the Earth and encloses the Earth like a ring. The Rocky Mountain-Andes Cordillera crosses that at a right angle, forming another ring. You can explain these two rings crossing one another so nicely as the structure of the Earth. Through that the students can get an idea that the Earth has an inner organization. You can do all this, but allow yourself enough time. You do not need to handle everything in geography at once. Then we have mathematics. You have already taken up equations, haven’t you? How far have you come in exponents? Squaring, cubing, and more general exponents? Have you already cubed binomials and trinomials? A teacher: There were no difficulties, but there was no reason to do the binomial law, that is, \((a + b)^2\), \((a + b)^3\), \((a + b)^4\). Dr. Steiner: How do the students do that? A teacher: I had them multiply them out. Dr. Steiner: What I mean is, do your students know that \((a + b)^3 = a3\) and so forth? Can they do that? If you have not required that they learn it as a formula, then you have not begun with raising numbers to a power, and you have not had them figure the formula \(3553\) or \(3552\). I would continue in this way by having the children do the cubes for numbers using a formula. Then have them do the square roots and cube roots. A teacher: I did not think it was important. Dr. Steiner: In such things, it is not so important that children do things the way they will need them later, but that they practice a particular form of thinking. The form of thinking that they practice in finding the cube or square, or by taking the root of a number, has the peculiarity that it abstracts from the concrete numbers and then puts the numbers together in another way. Such work in the depths of the numerical construct is so formative for thought, that they have to do it. Then they need more practical computations. I would certainly find it proper if you had children figure things that have a practical content, which is certainly in accord with your intentions. I would say, for instance, that if a watering can is cylindrical or conical, it contains a certain amount of water. How much water is that if the diameter of the base of one can is half that of another one? I would then go on to approximations so that the children get an idea of that. Begin with a transit and how to find the average value in such practical things as weighing things with a balance scale. You could then continue on with examples in the exchange of money. Then, of course, we need to consider geometry. You should, of course, begin with computing volumes of bodies, and then I would advise you to begin with descriptive geometry. A teacher describes what he did in physics. Dr. Steiner: In physics you should try to do two things. In the first case, present acoustics and electricity, to which magnetism also belongs, so that the children can understand the telephone. In the second case, cover heat and mechanics and everything else the children need to understand a locomotive. That is enough for the ninth grade. A teacher: Last year, we divided geography and I presented something about astronomy. Dr. Steiner: Of course, in that connection, we should look at the Doppler Effect, that is, the movement of the stars in the line of vision. You did not discuss the movement of stars in the line of vision? You need to include everything the children need in order to understand the movement of the stars in the line of vision. You should work toward that goal. A teacher: Then you don’t want any optics in physics? Only heat, mechanics, and electricity? Dr. Steiner: You can add as much of optics as you need to explain the Doppler Effect. Be sure to also include acoustics. A teacher: Are the conclusions about the movement of stars from shifts in spectral lines justified? Dr. Steiner: Why not? It is certainly correct to conclude that if you have two spectra and find one line in one position and the same line in a different position in the other one, that has something to do with different distances. That is a proper conclusion. A teacher: We could conclude that about the Sun. Dr. Steiner: I would use the Doppler Effect only with double stars; I would not generalize it. You should use it only to show that the stars rotate around each other, since the general assumption is that the stars move cyclically in the direction of vision. Only go that far. Then, we have chemistry. What we already did in the eighth grade, the fundamentals of organic chemistry, what an alcohol is, what an ether is, we should continue in the ninth grade. Anthropology: Continue with that so that the children gain a proper understanding of anthropology. That should move in concentric circles from grade to grade in such a way that you connect the remaining natural sciences with it. Mr. Baumann, what do you think about music and singing in the ninth grade? A teacher: I was unable to accomplish what I wanted because the students had so little previous training in music. Dr. Steiner: Could you give the music lessons in the eurythmy hall if they do not conflict with eurythmy? A teacher: There is hardly space for eurythmy. Dr. Steiner: Then, we will never be able to bring the music instruction into order until we have the large hall. The musical instruction will never be what it should be until we have the large hall. Two things are important. We should teach music as completely as possible. If we want to prepare the children, we cannot do too much with instruments since hearing poor instruments will ruin their sense of tone. That is an important point. We could certainly do well with the old style of church singing. A teacher: I want to say something about the majors and minors and about the color of sound in pure tones. Dr. Steiner: That is the exact material for the ninth grade, and it is certainly something we should strive for under all circumstances. We should look at some things a little theoretically and also give something for the feeling. Major and minor should become a feeling. A teacher: In deportment class, I went into the differences between men and women. The children seemed interested in that. Dr. Steiner: I think it would be nice if you connected that with singing and made the connection with male and female voices. Not much has been tried in this direction. It is quite certain that teaching this age child about observed differences between male and female singing voices would counteract the false sexual feelings that are so strong today. That would certainly have a good effect. It is painful for me that you cannot move forward with the instruments. Playing instruments is something we cannot replace. Regarding private lessons, well, private lessons are private lessons. Here we must remember that, as we understand it, children should take up musical instruments in the general context of education. Private lessons do not help in that regard. It is certainly too bad we cannot do that. I fear it will be a long time before we get to it. A teacher: We have some instruments, but we need rooms, and we really need a teacher. Dr. Steiner: We already discussed that. Is it only a question of rooms? A teacher: We have about fifteen instruments. If we had even the chorus room, we could do things like Hayden’s “Children’s Symphony.” Dr. Steiner: That would be good. A question is asked about language class. Dr. Steiner: At that age, I would emphasize recitation. You can learn much about the mastery of language through recitation. The children can gain a sense for idioms through recitation and then learn to apply that to other things. We can continue that in eurythmy and grammar. In the shop class, I had thought we could cultivate things about art and a feeling for art indirectly. In shop, it is important to have the children do different things and always complete them. I wouldn’t have them make only useful things, but toys also, reasonable toys. I think it would be very nice if the children made little blacksmiths that make each other move alternately. The children will become dexterous. They can also make presents. I would work in that direction. If we could also do something festive for the children, that is, have them gather moss and make Christmas crèches, so that they make the little sheep and so forth and paint it, they will learn a great deal. Of course, we shouldn’t neglect useful objects. They are particularly happy when they can make something like a ratchet noisemaker, things that are like a little practical joke.
A teacher: There is still the question of the handwork teacher. I have spoken with Miss S. She is a drawing teacher, but can also teach handwork. Dr. Steiner: That would be just the thing if someone who was artistic took over the handwork class. We would have to be certain, though, that she is capable of it. She would fit in well. Under certain circumstances, there is something else we should consider. She does not have one characteristic that another lady has. Miss Hauck is from here and is the daughter of the former professor Guido Hauck, who wrote an article, “Arnold Böcklin’s Realms of the Soul and Goethe’s Faust.” He also wrote “A Technical Explanation of Faust.” Hauck was one of the last. If she could decide to become a handwork teacher, we would have the advantage that she is from Schwabia, something that would be quite good. She has been teaching at a workers’ school, and for that reason I would consider not calling her here, because it would be good if she taught the people there. The workers’ schools say that people don’t need to learn frivolous things like geometry. Only things such as class struggle and preparation for the revolution should be taught. That is one thing, and the other is a recent event, namely, that the technical school has fired her. Perhaps Mr. Strakosch could give an opinion about whether it is necessary for factory mechanics to learn something about geometry. I would ask you to give your own opinion, but I think architecture and mechanical engineering would cease if technical schools no longer teach geometry. Everything would sink into barbarism. In mechanical engineering, you can’t put a peg into a hole. People can’t construct anything like that. This is all pure nonsense. I think she would be suitable, but I fear that under our present circumstances, she might be too much. She was an assistant at the technical university for many years. We should consider these two women. For personal reasons, Miss S. would prefer not to be asked. Perhaps we could telegraph Miss Hauck tomorrow and ask if she can come. For the seventh, eighth, and ninth grade independent religious instruction we could move into a freer form and give a theoretical explanation about such things as life before birth and after death, and all the consequences of a life before birth. We could give them examples. We could show them how to look at the major cultural connections and about the mission of the human being on Earth. You need only to look at Goethe or Jean Paul to see it. You can show everywhere that their capacities come from a life before birth. We could then go on with a good picture that really reaches into the religious if we explained the body of the Laocoön. With the Laocoön the etheric body actually separated; thus, the physical body made such contortions. You can illustrate much through the breaking of the Laocoön’s physical body. You would need a group, but you can lift the discomfort about the dissolution of the human body into the religious. We have decided about the Sunday services. We need to name somebody to replace Mrs. Koegel in teaching the children. I would ask for suggestions. The person needs to feel called upon to do this. Does someone want to do that? Would you like to do it with Miss Röhrle? A teacher: A deaf and dumb girl has enrolled. Dr. Steiner: She cannot come to the Waldorf School. A class teacher asks about another child who has enrolled. Dr. Steiner: What is with him? I feel bad about the boy. A teacher: He is impossible in class. Dr. Steiner: That may be only a passing thing. When I spoke with him, he certainly seemed as if he could improve. I am also convinced that if you do what I suggested with him, he will improve in half a year. We can certainly not hope he will improve if we completely isolate him. We can’t do that. A teacher: Then my other children will be shortchanged. Dr. Steiner: I think it is only temporary. It is probably connected with the fact that he just came into the school. That could certainly have an effect. A teacher: He was terribly nervous. Dr. Steiner: The child’s constitution is quite irregular. This is a boy who has something like—well, you can break your arm or leg on your physical body, but you cannot break your head—but this boy has a broken etheric head, and for that reason he is, of course, always nervous. That is more evident with him than with other children, but I think it is only temporary. In any event, we will have to tell the parents that they will need to be patient until we have the remedial class. Have you known him long? Was he always that way? His whole life becomes chaotic with every event. Is he taking any medication? Has he had childhood illnesses? I thought so. You said he had a mental dysfunction. You can counteract that with hypophsis cerebri. Does he have any siblings? There is a disturbance in his growth caused by something the mother had before he was born. A teacher: She once told me she was half crazy the whole time. Dr. Steiner: The boy came into this situation through the pregnancy. Then we will work with him and take him into the school as soon as Dr. Schubert’s remedial class begins. Surely, you have more questions. The question of Dr. Steiner’s position in the school organization is brought up again. Dr. Steiner: Defining my position has only opportunistic value. It would have been good if I had been included at the time the faculty was reported to the government. It is important now only because government officials require us to be exact. A teacher: Perhaps we could send them a complete list and put you at the top. Dr. Steiner: That always looks strange, because they will compare it with the old lists. A teacher: We still need to fix it, though. Dr. Steiner: There isn’t much we can do other than to write and say we forgot it and want to revise the list. “We unfortunately forgot this last time and want to make a revision.” I don’t know of any other way around this. It certainly would look funny if we did nothing, or if we made a new list. A question is asked regarding the opponents of anthroposophy. Dr. Steiner: These rumors are always coming up. You see it everywhere in Switzerland. We are now trying to trace all the different variations of these despicable things with the goal of wiping away all traces of their machinations, and of their being able to say that I had done something with Anthroposophy and turned things around. These people spread teachings they say are mine and then they wipe away their tracks. Is there anything else? A teacher asks about the World School Association, which is to be situated in Dornach, but work in Germany. If a German section were to be founded now, then everything could be brought into order during the courses in Dornach. Dr. Steiner: Don’t we need a World School Association before we can form a German section? Now the path toward a World School Association must begin from an international center. We could center the World School Association in Dornach, but we do not need to begin it there. Before, we had a particular presentation that sharply emphasized that we still have only a small school, but we cannot grow since we must turn away many children. We can no longer say that, so we must now begin the World School Association differently. Of course, if we have a large number of visitors in Dornach, we could begin by creating a good attitude. I don’t think it should begin here, because we can no longer say there are a hundred children waiting at the gates of the school. We now need to begin it differently. We could work in Dornach, but I had also thought we could begin in a more international place, The Hague, for instance. We still have reason to believe we can do something for our movement, but we would ruin everything if we founded the World School Association here. We can do all kinds of things for the Waldorf School. There is such a positive attitude here, but we may not found the Association here. At the time I had thought we could begin an energetic campaign, but I would now favor a foundation arising in London. That, however, is not yet achievable. Apart from that, I still hope that other things will move more quickly. [Editor’s note: The remaining notes of this meeting are very erratic and uncertain, as to both the content and the speaker. Possible missing parts are indicated by an ellipsis.] Dr. Steiner: I had thought before that I would have to do that with the World School Association. We have a number of anthroposophists in The Hague. A teacher: I think they are all mixed up. A teacher: You cannot depend upon H. He will never say he is an anthroposophist. Dr. Steiner: If I were to go to The Hague, H. would certainly help. A teacher: As long as you are there! Dr. Steiner: It doesn’t need to be more … it is enough if he can do one thing, and if he prepares the way. A teacher: He blocks the way. He has hidden the fact that there is a Goetheanum. The students were surprised when they heard that it exists, although they were brought to Switzerland under H.’s guidance. Dr. Steiner: That’s how people are, but you cannot move forward if you do not take people as they are.… In addition to The Hague, Zurich and Geneva also came under discussion. A teacher: Don’t we have to do some preparation here? We should think about the names of the individual schools. We do not see your goals. Dr. Steiner: I do not believe it is particularly urgent to find names for the individual schools. What kind of conditions do you want to create from here? A teacher: I am not really certain we have thought of everything. Dr. Steiner: In the end, what is important is that you master the situation at the proper moment, and that is today. I already mentioned that. If we could provide our movement with such basic principles, we would get somewhere. We need to comprehend the world situation. We must use things as they come. You see, for example, we started the publishing company here, but it has done little until now. However, two books appeared, Dr. Stein and the one by Polzer. These were only beginning works, but in large editions. We sold both books in only a few weeks. Someone said today that the book against Traub also sold out. People are just sleepy there. The movement would move forward if people would just move with the stream. As such, the stream is already there, but no one is swimming in it. We can certainly say that the current is there, but no one is swimming in it. You can see that from the fact that my public lectures are always well attended. It is certainly true that movement is there, but no one thinks about the fact that there is such movement. In reality—the things I have to say are confidential, but I need to make a remark—the leadership of The Coming Day does not realize there is a threefold movement. That is not something that we need to advertise. We need only to know that a sleepiness exists. Many things begin and then stop. If I am to give everyone an individual task, then I can say only that everything can happen. Then our meetings should definitely not last until three in the morning. You will find the least amount of support in Berlin. There is no interest there. But even in Berlin, we could accomplish something if I could be there for a week. I cannot do it in three days. In Berlin, people don’t see beyond the walls of their own city. A teacher: When could we do something in The Hague? Dr. Steiner: When I see there is some interest, we can begin to think about doing something in that connection in Dornach. A teacher: Then we will have to decide how we can generate some interest. Dr. Steiner: Yes, you see we have to learn how to generate interest in a more noble sense. If you look at the Haaß-Berkow Group with all their noise, you can see they certainly have a knack for creating interest. It must be possible, for example, when people come from outside, to have other titles for our presentations. It is important that we create interest, but we do not need to do it in a negative way. It is important to generate interest rather than simply discuss how. When so many people gather in one place, there is much we can do from person to person. For the purposes of founding the World School Association, it is important to generate the proper interest. Suppose you can get fifty people to believe we should found such a World School Association. If the people from Dornach then travel and work in the proper way, that would mean that three weeks later, five hundred, and six weeks later, five thousand, would believe we should found a World School Association. You need to have the guts to create such an opinion in a number of people. A teacher: Could the Waldorf teachers work in that way following the lectures? Dr. Steiner: Of course, you can do that, but creating the opinion would have to move in parallel. Why is it that an esprit de corps, in the best sense of the word, never arises in something like the Anthroposophical Society? Several teachers attempt to answer that question. Dr. Steiner: As long as we were simply the Anthroposophical Society, all that was not important. We did not need money. Now, we have the misfortune that we do need it. It is not that we are greedy, but somehow we must support the movement. We can accomplish that only by generating interest. Now, this is very painful for me, many people who should be doing something have a certain kind of inner opposition. They do not do what I think is right, but something else. They have considerable resistance. That is common in our time, as though we could work out of the spirit and need no money. If you need money, you have to do something. It does not have to be unidealistic, but you must do something. I believe there is much more opposition than you might suppose, an inner opposition. Thus, there is a resistance. There is a sleepiness, a formation of cliques. It would be good if we could develop an esprit de corps. We cannot form a section of something that does not yet exist. A teacher: Well, the impetus must arise somewhere. Dr. Steiner: It must come from a more extended group. A teacher: Perhaps we could approach the representatives of the local school movements and warm them to the idea of the World School Association. For example, Principal B. in Br. Dr. Steiner: It is not our concern to publicize the name of the World School Association, but to put such an organization into the world. B. is interested enough. The moment we have the World School Association, he will join and be active. For B. in Br., that means nothing more than another opportunity for more freeloading. It is unimportant whether you go around and gather money as the Waldorf faculty or as the World School Association. That is only a new name for the same thing. We need to create a real organization, an organization in itself. A teacher: We need to make use of the time of the Dornach course. Dr. Steiner: We will have to get those people to carry the thoughts of political agitation. We cannot get much from them directly, they are just poor wretches who would rather receive something. We certainly have such people. What is important is that these people carry the thoughts and spread them. We will have to keep those agitators warm. If we inaugurate something in The Hague—it does not need to be an association, we only need to begin political agitation—if we can begin to do that in The Hague, we should not forget that there is also a strong interest in doing something to help Central Europe. People already want that. If we can find the right tone, something will happen. We will need to try to articulate the feelings that exist so they go in the right direction. The perspective already exists, and that is something we could achieve. We could soon achieve something if the souls would awaken. You are already awake enough. It would be good if you could send forth something clever from Dornach with the same strength. It would be better if the beggars and hoboes did not form the association as something to combat poverty, but that people who have something in their pockets do it. There is some discussion concerning the course to be held in Stuttgart in the coming winter, and there are reports about what the teachers intend to present. Dr. Steiner: There has been much talk, but we must do something. My only desire is that you do not offer college level lectures that then fall flat. That would be terrible. I would say something about Anthroposophy and philosophy. A teacher: We had considered giving lectures each semester. Dr. Steiner: We could group the subjects differently. I wouldn’t do it in the old way. I would group them more objectively. Mr. von Baravalle, you can certainly take care of Einstein’s theories and quantum theory. A teacher: I think we can present it more easily to the students. The people here will certainly understand it. Dr. Steiner: I think the ideas of projective geometry are very promising. I agree with what you have presented as a program. The people will certainly have a very different kind of picture when, aside from being able to determine an ellipse from an equation, they can comprehend the creation of an ellipse from a bundle of rays. That is quite a lot. Perhaps it would be interesting to first give, for example, the basic concepts of analytical geometry and then those of projective geometry. You could then handle conical sections analytically and projectively. Now, there is usually a course for analytical geometry and then one for projective. It would be very interesting to teach the whole theory of conical sections analytically and projectively. I think we need to close for today. I would certainly advise you to consider the courses in Dornach. Bring your plans with you. In Dornach, our direction is more toward people, but students want to have it more toward subjects. We could certainly specialize things. Dr. Schubert, there is certainly not much research about the soul of language. I hope that our working together will develop more in the way I mentioned at the beginning today. |
292. The History of Art I: Mid-European and Southern Art
15 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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The gradual entry of Christianity into the life of the people is also recognisable, or, rather, would be recognisable, if the dramatic representations which did, indeed, grow more and more significant toward the 13th century, had been preserved. All that we now bring to light again—the Christmas and Easter Plays, and Plays of the Three Wise Men—are of a later date, and are but a faint reflection of those earlier ones which tended to a more universal presentation of the Christian world-conception. |
292. The History of Art I: Mid-European and Southern Art
15 Nov 1916, Dornach Tr. Unknown Rudolf Steiner |
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Continuing our studies on the great works of Art, we will show some further slides today, supplementing those that were shown last week. Today I propose in the main to supplement what I endeavoured to explain last week, of the connections and contrasts between the Mid-European, or Northern, and the Southern Art. I tried to show how the specifically artistic quality is always influenced by the character of the South or of the North, while, on the other hand, there were continual interpenetrations of the Southern and Mid-European impulses, layer upon layer, as it were, so that it is by no means easy now to see how these things really worked together. Spiritual scientific investigations will in course of time have to bring more and more light into these matters. Today I wish to draw attention to the contrasts from certain other points of view. You will remember what I emphasised last time. From underlying impulses of the Mid-European spiritual life, there arose what we may call the art of expression—expression of Will and Intelligence—the power to express the ever-mobile life of the soul. The soul in movement—that is the goal of the Mid-European impulse; while the Southern (which was, however, influenced at a very early stage by the Mid-European) looks more to all that enters our perceptions from the Divine-spiritual in the Cosmos, which finds expression in the power of composition, and in features which transcend the human. It is a characteristic abuse of our time to consider Art—even the plastic Arts—far too much from the mere point of view of the narrative and subject matter, while appreciating far too little the specifically artistic qualities. At the same time there is another equally pernicious error. Art is very frequently severed nowadays from the general life of culture and civilisation, and treated as though it were something that lives a life apart. This, too, is wrong. For we need only have a feeling for the specifically artistic qualities, for all that works in form and colouring, in composition and the like—we need only wean ourselves of the tendency to explain everything symbolically, or in other artificial ways; we need but feel—before such pictures as Dürer's ‘St. Jerome,’ or ‘Melancholia,’ for example,—how infinitely deeper is the mysterious ebb and flow of the masses of light themselves, than any artificial symbolism we may choose to read into these pictures. Then we shall recognise that the specifically artistic qualities that come to expression in the great works of Art, are also living in the whole general life of civilisation. Out of the common feeling of his time the artist works into the spheres of form and color and expression. The time itself works through the soul of the artist. The whole culture of the age finds expression in the characteristic works of Art. We saw last time how the Mid-European, or Northern element, works its way upwards more or less independently, while at the same time it grows together with all that is brought to it through the Church—through Christianity from the side of Rome. Until the 12th and 13th centuries we witness the development of a unique artistic life in Middle Europe, uniting the more Roman or Latin elements with a strongly individual characterisation of all that is life and movement in the human soul. We cannot understand what took place until the 12th and 13th centuries if we merely consider what we know of the spread of Christianity in the succeeding time. For the whole spread of Christianity was a very different thing in those earlier centuries from what it afterwards became. It was only in later times that the rigidly dogmatic qualities which so repel us, came into prominence, though, needless to say, there were all manner of excesses even before the twelfth century. And while in Middle Europe the systemmatising, formal tendency of Rome was always felt like a foreign body, still the Christian impulses found their way most wonderfully into the soul-life of the people—especially into the more subconscious, feeling elements of the soul. This entry of Christianity into the soul found expression especially in the sphere of Art, where there was a wrestling for plastic power of expression. Here we may point to a truth which can be characterised in two very simple statements which are, none the less, very far-reaching. We may ask this question: To what does Art appeal among the Southern peoples? To what did it appeal already in antiquity? And elsewhere in the South, in the period of its decline and in its resurrection from the early to the late Renaissance? To what does Art appeal in the more southern regions? It appeals to the fancy and imagination. This statement is of infinite importance. The appeal is to the life of the fancy and the imagination, which is present in the souls of the southern people with a slight, suggestion of a sanguine temperament in these respects. Thus in the southern regions we see the Christian ideas entering, above all, into the imaginative life, and borne by fancy into the realm of Art. Needless to say, such a statement must not be pressed too far. I would say, the statement itself should be artistically understood. Only so, my dear friends, could it come about that in the time of the Renaissance artistic fancy rose to such great heights of creation, while the moral life, as we showed in a recent lecture, fell to the state revealed in the attacks of Francis of Assisi, and later of Savonarola. The situation stands before us when we contrast the fiery attacks of Savonarola which were all in vain, with the infinitely rich life of Christian vision and imagination in the plastic works of Donatello, Michelangelo, Raphael, Leonardo and many others. Art in the North speaks differently and appeals to a different element of soul, namely, to mind and feeling. Once more, these things must not be pressed; nevertheless, in such a statement guiding lines are given for the understanding of whole epochs of History. However we may believe that Christianity contains a peculiar, morally religious impulse of the soul, this impulse did not find its way into the element of fancy and imagination in the Southern culture which reached such giddy heights in the Renaissance. But in the North, the centuries until the 12th—nay, the beginning of the 13th—reveal in Art the progressive appeal of Christianity, and especially the tragic elements of Christianity, to human heart and feeling. The Art of the Italian Renaissance strives to make the countenance of Christianity itself as fair as possible—that, after all, is the essential element in the Renaissance Art: But the centuries to which I now refer, in Middle Europe, are all devoted to the striving to realise the Story of the Passion—with all its tragedy and drama, until the tragic story becomes their very own in heart and soul. Down to the Carolingian period in Middle Europe, Mid-European paganism continually breaks through into the life of feeling. But in the centuries from that time onward until the 12th and 13th there arises out of the very soul of Middle Europe an inherently Christian Feeling for all human life. And the strange thing is that from the 13th century onward a certain decline can be observed. Yet, as I explained last time, even now when another element once more overwhelms it, there is still the constant striving for the Mid-European soul to assimilate into its deepest inner life all things that come to it, so that, after all, there is a continuity of work and progress in the best souls, from the 11th century on into the 15th and 16th. The gradual entry of Christianity into the life of the people is also recognisable, or, rather, would be recognisable, if the dramatic representations which did, indeed, grow more and more significant toward the 13th century, had been preserved. All that we now bring to light again—the Christmas and Easter Plays, and Plays of the Three Wise Men—are of a later date, and are but a faint reflection of those earlier ones which tended to a more universal presentation of the Christian world-conception. The Play concerning Anti-Christ, of the 12th century, which has been found at Tegernsee in Bavaria, and a later Play on the Ten Virgins, these, too, are but echoes of Plays that were presented everywhere, dramatising the Biblical stories and the sacred legends. Out of this life with the Christian world-conception as a whole, there arose the works of Art which we shall see again today and which we say last time. There followed what I might call a slow and silent working towards the deepening of the soul's life and its artistic power of expression. It finds expression wonderfully in Dürer's representations of the Passion, and notably in the head of Christ Himself as conceived by Dürer and others. It will be a satisfaction to me if we can show these pictures, too, on some future occasion; we do not possess them at present. If we study the progress of artistic penetration in pictures of the countenance of Christ till Dürer's time, and in other things as well, we find there was really attained in Mid-Europe at that time an astonishing degree of maturity. It lies inherent in the subtle difference between the Mid-European and Northern, and the Southern life, which developed, as it were, the last phases of the Fourth Post-Atlantean epoch—(albeit the Fifth epoch already shone into the Renaissance);—the South in its deepest tendencies of feeling was still expressing the last phases of the Fourth; while in Mid-Europe and the North the Fifth Post-Atlantean epoch was preparing. What afterwards became the expression of the individual, and of all that is mobile in the human soul—the soul in movement and emotion—all this was working its way up from unconscious depths. Here we see the whole life of the two regions in their essential difference. We need only bear in mind how much in the Southern Art is due to the fact that there still existed a living atavistic perception of what plays from spiritual regions into the realms of sense. For this was, indeed, preserved in what are known to us of the Byzantine forms of Art—in all the suggestive forms and figures that have come down to us. Take, for instance, what works upon us with such suggestive power in the Art of the Mosaics, and in all that is connected with the name of Cimabue. Here it is more the Christ Figure that works upon us. In Middle Europe it is, rather, the life of Jesus that is presented to us, for the artistic forms are created directly out of the inner life of the soul. Superhuman as is the Byzantine type of Christ, inwardly human is the Christ type which was afterwards worked out by Dürer. The Fourth Post-Atlantean epoch, including the latest flower (in the Italian Renaissance) has essentially the quality of looking upward to the superhuman and typical; the superhuman and generic nature of the soul, setting aside the individually human. The Southern peoples brought to their Art, in a far higher degree, the ancient, the generic nature of the soul in its superhuman and divine quality. In the Northern Art, on the other hand, we see the strong decided striving of the individual, as it works its way upwards out of every single human soul. The more these things are understood, the more this will be confirmed. The southern life still contains mankind as a whole. Think how intensely an Athenian was an Athenian, or a Spartan a Spartan, so that Aristotle rightly called man a “Zoon politicos”—a political animal. The “political animal” was developed to its greatest height in Rome, where, we might say, man lived more in the streets than in his own house; and with his soul-life, also, he lived more in the life that surrounded him than in the house of his own soul. Such, truly, was the Southern imagination as it worked in the world of space. From the very outset men live together, live together as a whole, and the life of Art itself arises out of this principle. This is a feature common to all the Southern Art. They decorate the churches and the public squares; everywhere we see how they reckon with the fact that the people run gladly together, crowd gladly into the churches, or in the public squares, drawn thither by their very temperament and expecting what will there be set before them. To possess themselves fully, they need this life in the outer world, this living with the group-soul nature—with all that is most eminently political—in the right sense of the word. All this is different in Middle Europe. In Middle Europe man lives within himself; seeks his experiences in his own house and home, even the house of his soul. And if he is to dedicate himself to the group-nature, his heart must first be conquered for it, he must in some way be summoned to it. Many of the underlying impulses of Gothic architecture will be found to lie in this direction. The buildings erected by Gothic architecture stand there not because the people are already running together of their own accord, but, on the contrary, because they must first call the people, bring them together, as it were, through mysterious and suggestive influences. This is expressed in the very forms of the Gothic. The individuals must first be called to the group-life. And the same thing lies inherent in the whole treatment of light and darkness which I described to you the other day. In the elemental surging and interweaving of the light into the darkness, man finds an element into which he can enter to free himself from his own separate existence; albeit he can carry his individual existence, his individuality with him into this very element, because it is so akin to the nature of the soul. In all these things we find the distinguishing feature of the Northern as against the Southern Art. Hence the striving—the successful striving—of the Northern Art to express inwardness of life and soul. We need only call to mind the portraits, the Madonnas, for instance, of Van Eyck. These Madonnas—their facial expression altogether determined by a turning inward of the life of the human soul—this speaking from an inwardness of soul in the countenance and gesture—all this, Raphael would never have painted. Raphael raises what he paints beyond the human; Van Eyck lifts it into the still more deeply human, so as to seize the human emotions with his paintings, the human hearts of those who see them. Once more it is a question of grasping the human soul. The priesthood until the 12th and 13th centuries were well aware of these possibilities of the human soul in Europe. They reckoned with these things. They worked with the heart and mind of the people. And without a doubt, much that arose out of this wrestling for artistic powers of expression, came about through the co-operation of the religious orders with that inner life and character of the people which we have here described. We must by all means understand how these more Northerly qualities of artistic creation are connected with the protesting folk-soul of the North, rising up in opposition against the Roman element. Luther went to Rome. But he saw nothing of the sublime heights of artistic creation; he saw only the moral degradation there. And this implies very much. No doubt he met one or another of the great painters of Rome on the Square of St. Peter's, but what concern had they for him, these men who created out of al altogether different mood of soul, something to which he had no inner relationship. And yet, Luther's very radical one-sidedness was in another way the product of the same Mid-European characteristics which, if I may say so, wrestled most sublimely in the realm of plastic, pictorial expression, and attained an artistic height that stands, in a certain way, so magnificently and independently side by side with the Art of the Italian Renaissance. (We need make no comparisons, for they are always trivial.) We will therefore now show a few more pictures, supplementing those we showed last week. First we will show some wood-sculptures from the very beginning of the 13th century. They are at Halberstadt. Look at this Crucifixion Group. I will only say one thing to characterise what is most important. In this group you can see how deeply the story of the Passion had found its way into their lives by that time. There is Mary, there is St. John, and in the center the Christ, looking down towards her. If you could see the face you would see an infinite deepening of soul in the expression, an overwhelming depth. In Mary, if you have a feeling for these things, you will recognise at once the flowing together of the more Roman, priestly conception with the Mid-European depth and tenderness of feeling. Here it is recognisable in a most wonderful way. We shall presently show the face of Mary in detail. This group reveals how they contrived, out of the specifically Mid-European creative impulse of the soul, to mould the Christianity which had conquered the Mid-European country. We will now show the detail. Wonderfully characteristic is the expression of the face. The expression in the Southern Art is such that the eyes look far out into the world; in the Northern Art the soul, as it were, presses forward into the look of the eyes from within. Here the two are altogether interwoven—united with one another. A tenderness of soul in the expressions hovers gently, wonderfully, over a more Latin, Roman rounding and perfection of the features. These things must not be pressed. But I beg of you to observe in all the following pictures how very differently the clothing and drapery is treated in the Mid-European Art and in the Southern. Undoubtedly, such things must not be pressed too far; yet it is true to say that in all the Southern Art the drapery rather surrounds and veils the human form, follows the lines of the form closely, continuing, as it were, the bodily forms. In the Mid-European Art the treatment of the drapery is different. It proceeds from the emotion and movement of the soul. According to the gesture of the hand and the whole attitude of the figure, the quick, mobile life of soul is continued into the raiment. The latter adheres less closely to the body. It does not seek, as in the Southern Art, to veil or to express the forms of the body. It is, rather, like a continuation of the living experience of the soul. You will see this more and more distinctly as we go on into the following centuries. We have now come to the famous: This, too, is in the wood, and dates from the first third of the 13th century. None the less, you will see in it a wonderful progression from the former group whose subject is so similar. Observe the communion of soul between the Mary and the Christ-Figure. See how the faith in the Christian world-conception, deeply united with the human soul, appears in the St. John and in the Mary-Figure, as the power that overcomes all things. The Christian world-conception had entered into the souls of these people so as to become an universal historic conception of all earthly evolution. See how Adam, down here, receives the Blood of the Redeemer dropping downward from the Cross. Study the face of Adam, how he is touched by the influence of Grace which he can now receive inasmuch as he may catch the Blood of the Redeemer flowing from the Cross. You will realise with what infinite depths Christianity had found its may into the lives of these people. It had risen to a universal and truly Cosmic conception. Angels carry the Cross. God the Father descends with the Dove, setting His seal upon the fact that what He had given to the Earth in His Son gives, at this moment, the whole Earth its meaning. In this group with all its artistic perfection we see how deeply Christianity had found its way into Middle Europe,because they tried again and again to permeate it with the human heart and feeling,—to permeate it from within the human soul. On the other hand, in the South, it was permeated by fancy and imagination, thus producing that peculiar permeation, so free from the moral element—(or shall we say, in order not to give offence, so free from moral cant)—which comes to expression in the Renaissance in the South. If you were to make a study of the progress in the representation of the Christ-Figure, this Head of Christ would be an important station. Also the Head of Christ in the Cathedral of Amiens, and afterwards, the Head of Christ by Albrecht Dürer. We now pass to some sculptures which are found at Freiburg in Saxony, also dating from the first third of the 13th century. They show an altogether different aspect, though here, too, it is the sacred history, and a deep striving for inwardness. It is not too much to say that one loves to dwell on every single face. The next picture: shows us two figures. The one, the figure of a woman, is hard to interpret. Perhaps she is an “Ecclesia.” The other is said to be Aaron. These things are not essential. The figures are undoubtedly connected, allegorically or in some other way, with the Christian world-conception. Once more, observe the deepening of the soul's life. The contrast of expression between the face on the left, and that on the right is particularly fascinating from this point of view. Supplementing what we showed last time of the Cathedrals at Naumburg and Strasburg, we will now show some sculptures from the Cathedral at Bamberg. Here, to begin with, we have two. See how directly the dramatic element, the living movement of soul, is expressed in the attitudes, representing the interchange between one soul and another. C. single moment is presented to us, while at the same time the two contrasting characters are well expressed. The composition is by no means great, but the expressiveness of soul is marvellous. He must remember that this dates from about 1240. Spiritual scientific research will in course of time be confirmed, in that it does not suggest—as many people still do today—that the Mid-European element, in its presentation of the Christian world-conception, was in any high degree influenced by the Southern. That, indeed, is not the case. On the contrary, the very opposite is true. The different streams are not as yet clearly seen by external history. It is not seen, for instance, what I pointed out the other day—how the Northern impulses worked down even into the creations of Raphael and Michelangelo. Artistically, this conception is altogether a product of the Northern spirit. This example shows how the worldly and the religious elements played into one another. This was, indeed, the case, especially at the time with which we are now dealing. The worldly and the religious were brought together in the effort which I characterised just now. The souls of men had to be won over; the individual souls must first be called—must by some means be gathered together, if they are to look up in community, in congregation, to the spiritual world. Likewise, they must first be called if they are to express reverence in one way or another, for something in the outer worldly sphere. Hence the worldly is brought together with the ecclesiastical element. Here, then, we see the Emperor Heinrich, the Empress Kunigunde, and, on the left, St. Stephen. Needless to say, these things presuppose, as a rule, the naivete of the common people, their blind devotion and dependence. Today, in the fond belief of our contemporaries, these things are overcome. Inwardly, they are present all the more. On the part of the great lords themselves there is very frequently the underlying idea (not unconnected with very human qualities, which shall be nameless), that they themselves stand just a little nearer to the various Saints and supersensible powers than ordinary mortals do. The Old and the New Testament were always conceived in unison, as the promise and the fulfilment. Follow the detail of these figures. And now another figure from the same Cathedral. A figure of Mary, showing—from whatever point of view you may consider it—how richly the qualities which I described before, come to expression in this stream of Art. You must remember that this was done about the year 1245. What would you look for in the South at that time? The next Picture, from the Cathedral at Bamberg again, represents the figure of: A favorite representation at that time. Last time we saw the corresponding figure from the Cathedral at Strasburg. The figure of the Church is conceived with a certain inner freedom. Her soul is free, she gazes freely far into the world, with wisdom. This figure is in contrast, as we saw last time, with the Synagogue, who is represented once more with bound and downcast eyes. The whole posture is intended to represent this contrast in every detail, even to the sweep of the drapery. Look at the lower portion of the dress, how well it is adapted to the movement of the soul. We will insert the 'Church' once more, in order that you may compare the draperies: And now a worldly, or secular figure from the same Cathedral. Study the expression well. The head, which we will now show in detail, is most wonderful: We now pass on to the 14th century, and see what had occurred by that time. We have a few figures from the Cathedral at Cologne, first half of the 14th century. It is easy to see that a certain decline had taken place. The next picture is also from Cologne: Going further in the 14th century we now come to a figure of St. Paul by a master known as the “Master of the Clay Figures.” These figures were executed in burnt earthenware. Having now shown the rise, and to some extent the decline of a stream of evolution complete in itself, we will give a series of pictures from the Chartreuse de Champmol at Dijon, which are really great of their kind. Most, if not all of them are the independent work of the Dutch sculptor, Sluter, or else done under his direction. He brought to the Chartreuse at Dijon, from the Netherlands, an almost unique power of individual characterisation. From many points of view we see this individualising tendency in his work. Here especially you see the Art of individual characterisation. Compare this Madonna and Child of Sluter's with the next picture (Moses) and realise the power of one and the same man to characterise these two. Remember that this Chartreuse at Dijon was built in 1306 to 1334; it was therefore the beginning of the 14th century. Compare this with Michelangelo's Moses—for why should these things not be placed together—they are, indeed, comparable. And now by the same artist as before—Sluter. To live with the prophetic figures so as to achieve this degree of individualisation, was, indeed, most wonderful. We will now show one of the figures in detail: These are by the same artist. The age was especially great in the creation of tomb monuments. We will show the detail of the upper part: The figures round the base of the tomb which were formerly so small, are wonderfully executed when you come to see them in detail. Such is the individual characterisation of all the single figures round the base of the tomb. Here is another group. We now go on to an artist of the 15th century. (We must go according to the pictures we possess at the moment.) The last pictures, you remember, were by an artist of the early 14th century. With the Cologne Master, and the Master of the Clay Figures who made the group we saw before, we came to the 14th century. We now pass on into the 15th. Here, then, we have two figures by Hans Multscher: This is about the middle of the 15th century. The next is a Madonna, by the same artist (Multscher). And now we go further and further in what I described just now as the elaboration of the Christian subjects with deep inwardness of soul. The following are figures carved in wood, at Blutenburg (end of the 15th century). The art of characterisation has, indeed, attained its ideal to a marvellous extent. The figure of Mary, carved in wood—end of the 13th century: This, then, is the time when Michelangelo and Raphael were born. The next picture, too, is from Blutenburg. The time when these highly individual figures were created was also especially great in wood-carving, with which they decorated the Choristers' seats in their churches. We will give two examples from the Frauenkirche in Munich, end of the 15th century. We now come to the sculptor who worked at the end of the 15th century. And this was the time when the High Renaissance in Italy had not as yet begun. These works were created about 1490–1495. This St. Elizabeth—created in the early 16th century—is now in the (Germanisches Museum, at Nuremberg.) This, too, dates from the beginning of the 16th century. There are wonderful types among these twelve Apostles; one would like to study every single head alone: Finally, we give two examples of the sculptor—Veit Stoss—early 16th century, who worked in Cracow and also in Southern Germany, creating his plastic works in many different materials. The next picture is in Nuremberg,. “The Angel's Greeting,” it is called. I will also show three paintings by Hans Baldung, also known as Hans Grun, who worked in Dürer's workshop at the beginning of the 16th century—about 1507–1509. His pictures reveal once more, in the sphere of painting, how everything is turned towards the life of the soul. Hans Baldung was also a portrait painter of no mean order. Here you have an example. Here you see how the same master cultivated the art of portraiture. He was a pupil of Dürer's, who subsequently lived at Strasburg, and at Freiburg in Breisgau. He did some wonderful paintings of the Life of Christ, and of the Mother of Christ. You will find a picture by him at Basel—“Christ on the Cross.” This picture, then, is of the early 16th century—the time of Raphael and Michelangelo in Rome. My dear Friends, the more we multiply these pictures, the more should we see, from this juxtaposition of the Northern and Southern Art, what an immense revolution took place at the turn of the fourth and fifth Post-Atlantean Epochs. And the more should we realise how infinitely rich in content is the simple statement that at that historic moment Civilisation passed from the development of the Intellectual, or Feeling Soul into that of the Spiritual Soul. Infinitely much is contained in such a simple statement. But we only learn to understand these things of Spiritual Science rightly when we follow them into the several and detailed domains of human life. In conclusion, my dear Friends, I still wish to speak a word of solemn remembrance to you on this day. The day after tomorrow is the anniversary of the death of our dear friend, Fraulein Stinde, and in our hearts we will not forget to think on that day of all that came into our Movement through the work of this dear and valued member. And we will also turn our thoughts to her soul as she works on in the Spiritual Worlds—deeply and lovingly connected as she is with our Movement. On this day especially we will deepen the thoughts and feelings of our hearts which are directed to her. I only wished to add this word of remembrance to remind you of the day after tomorrow. In memory of all that unites us with our dear friend—with the soul of our dear Sophie Stinde—let us now rise from our seats. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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Today I would just like to add a few words about the following. When I was here at Christmas, I drew your attention to the fact that in our time especially, such contradictory things are emerging, that they are quite confusing for human thinking. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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Now that we can be together again, it will be my task in the coming days to speak about important but rather difficult aspects of human and world existence, and we shall certainly not be able to reach any conclusion about these in this lecture; we can only make a beginning. As we proceed we will see how tremendously important these very questions are if we are to connect ourselves inwardly with the soul-stirring events of our times. If I had to summarize in a few words what I am going to speak about, I would say “necessity in world events and in human actions” and “human freedom in these two domains.” There is hardly anyone who is not more or less intensely concerned with these problems, and perhaps there are hardly any events on the physical plane that urge us as strongly to deal with these questions as the ones that are at present overshadowing the peoples of Europe and reverberating in their souls. If we look at world events and our own actions, feeling, willing, and thinking within these events, considering them for the moment in conjunction with what we call divine cosmic guidance, wisdom-filled cosmic guidance, we see that this divine guidance is at work everywhere. And if we look at something that has happened and that perhaps we ourselves have been involved in, we can ask afterwards “Was the reason for this event we were involved in so much a part of wise cosmic guidance that we can say it was inevitable for it to happen as it did, and we ourselves could not have acted differently in it?” Or, looking more toward the future, we could also say “At some time in the future one or another thing will happen in which we believe we may be playing a part. Ought we not assume of the wise world guidance we presupposed that what happens in the future will also come about inevitably or, as we often say, is predetermined?” Can our freedom exist under such conditions? Can we resolve to use the ideas and skills we have acquired to intervene in some way? Can we do anything to alter things through the way we intervene if we do not want them to happen in the way they would be bound to happen without our intervention? If we look back on the past, we tend to have the impression that everything was inevitable and could not have happened differently. If we look more toward the future, we have the impression that it must be possible for us to intervene in the course of events with our own will as much as we can. In short, we will always be in a conflict between supposing an absolute and all-pervading necessity on the one hand and necessarily assuming that we are free on the other. For without this latter assumption we cannot maintain our world view and would have to accept the fact that we are like cogs in the huge machine of existence, governed by the forces ruling the machine to the point where even the duties of the cogs are predetermined. As you know, the conflict between choosing one thing or the other runs to some extent through all our intellectual endeavors. There have always been philosophers called determinists who supposed that all the events we are involved in through our actions and our willing are strictly predetermined, and there have also always been indeterminists who supposed that, on the contrary, human beings can intervene in the course of evolution through their will and their ideas. You know too that the most extreme form of determinism is fatalism, which clings so firmly to the belief that the world is pervaded by spiritual necessity as to presuppose that not one single thing could possibly happen differently from the way it was predetermined, that human beings cannot do other than submit passively to a fate that fills the whole world just because everything is predetermined. Perhaps some of you also know that Kant set up an antinomian chart on one side of which he wrote a particular statement and always set its opposite on the other side.1 For example, on one side stood the assertion “In terms of space the world is infinite,” and on the other side “In terms of space the world is finite.” He then went on to show that with the concepts at our disposal we can prove one of these just as well as the other. We can prove with the same logical exactitude that “the world is infinite with regard to both space and time” or that “the world is finite, boarded-up, in terms of space and that it had a beginning in time.” The questions we have introduced also belong among the ones Kant put on his antinomian chart. He drew people's attention to the fact that one can just as well prove positively, in as proper and logical a way as possible, that everything that happens in the world, including human action, is subject to rigid necessity, as one can prove that human beings are free and influence in one way or another the course of events when they bring their will to bear on it. Kant considered these questions to be outside the realm of human knowledge, to be questions that lie beyond the limits of human knowledge, because we can prove the one just as easily and conclusively as the other. Our studies of the last few years will actually have more or less given you the groundwork to get to the bottom of this strange mystery. For it certainly is a mysterious question whether human beings are bound by necessity or are free. It is a puzzling matter. Yet it is even more puzzling that both these alternatives can be conclusively proved. You will find no basis at all for overcoming doubt in this sphere if you look outside of what we call spiritual science. Only the background spiritual science can give will enable you to discover something about what is at the bottom of this mysterious question. This time we will deal with our subject in very slow stages. I would just like to ask in anticipation, “How is such a thing possible that human beings can prove something and also prove its opposite?” When we approach a matter of this kind, we are certainly made aware of certain limits in normal human comprehension, in ordinary human logic. We meet with this limitation of human logic in regard to other things too. It always appears when human beings want to approach infinity with their concepts. I can show you this by means of a very simple example. As soon as human beings want to approach infinity with their intellects, something occurs that can be called confusion in their concepts. I will demonstrate this in a very simple way. You must just be a little patient and follow a train of thought to which you are probably not accustomed. Suppose I write these figures on the blackboard one after the other, 1, 2, 3, 4, 5, and so on. I could write an infinite number of them: 1, 2, 3, 4, 5, 6, etc., couldn't I? I can also write a second column of figures; on the right of each number I can put double the number, like this:
Again I can write an infinite number of them. Now you will agree with me that each number in the right-hand column is in the left-hand column too. I can underline 2, 4, 6, 8, and so on. Look at the left column for a moment; an infinite series of numbers is possible. This infinite series contains all the numbers included in the right column. 2, 4, 6, and so on are all there. I can continue underlining them. If you look at the figures that are underlined, you will see that they are exactly half of all the numbers together because every other one is underlined. But when I write them on the right-hand side, I can write 2, 4, 6, 8, and so on into infinity. I have an infinite number both on the left and on the right, and you cannot say that there are fewer on the right than on the left. There is no doubt that I am bound to have just as many numbers on the right as on the left. And yet, as every other number would have to be crossed out on the left to make the left column the same as the right, the infinite number on the left is only half the infinite number on the right. Obviously I have just as many numbers on the right as on the left, namely an infinite number, for each number on the right has one corresponding to it on the left—yet the amount of numbers on the right cannot but be half that of the numbers on the left. There is no question about it, as soon as we deal with infinity, our thinking becomes confused. The problem arising here also cannot be solved, for it is just as true that on the right there are half as many numbers as on the left as it is true that there are exactly as many numbers on the right as on the left. Here you have the problem in its simplest form. This brings us to the realization that our concepts cannot actually be used where infinity is concerned, where we go beyond the sense world—and infinity does go beyond the sense world. And do not imagine this to apply only to unlimited infinity, for you cannot use your concepts where limited infinity is concerned either, as the same confusion arises there. Suppose you draw a triangle, a square, a pentagon, a hexagon and so on. When you reach a construction with a hundred sides, you will have come very close to a circle. You will no longer be able to distinguish the small lines very clearly, especially if you look at them from a distance. Therefore you can say that a circle is a polygon with an infinite number of sides. If you have a small circle there are an infinite number of sides in it; if you have a circle twice the size, you still have an infinite number of sides—and yet exactly twice as many! So you do not need to go as far as unlimited infinity, for if you take a small circle with an infinite number of sides and a circle twice the size with an infinite number of sides, then even in the realm of visible, limited infinity you can encounter something that throws your concepts into utter confusion. What I have just said is extremely important. For people completely fail to notice that there is only a certain field where our concepts apply, namely the field of the physical plane, and that there is a particular reason why this has to be so. You know, at a place where people are attacking us rather severely—which is now happening in many places from a great many people—a pastor gave a speech opposing our spiritual science, and thinking it might be especially effective, he concluded with a quotation from Matthias Claudius.2 This quotation says roughly that human beings are really poor sinners who cannot know much and ought to rest content with what they do know and not chase after what they cannot know. The pastor picked this verse out of a poem by Matthias Claudius because he thought he could charge us with wanting to transcend the sense world—after all, had not Matthias Claudius already said that human beings are nothing but sinners who are unable to get beyond this world of the senses? “By chance,” as people say, a friend of ours looked up this poem by Matthias Claudius and also read the verse preceding it. This preceding verse says that a person can go out into the open and, although the moon is always a round orb, if it does not happen to be full moon, he sees only part of the moon even though the other part is there. In the same way there are many things in the world people could become aware of if only they looked at them at the right moment. Thus Matthias Claudius wanted to draw attention to the fact that people should not confine themselves to immediate sense appearance and that anyone who allows himself to be deceived by this is a poor sinner. In fact, what the good pastor quoted from Matthias Claudius reflected on himself. The sense world—if we happen not to be just like that pastor—at times makes us aware that wherever we look we should also look in the opposite direction and adjust our first view accordingly. However, the world of the senses cannot supply this immediate adjustment with regard to what transcends the sense world. We cannot just quote the other verse. That is why human beings philosophize away and, of course, are convinced of the truth of their speculations, for they can be logically proved. But their opposite can also be logically proved. So let us tackle the question today, “Why is it that when we transcend the sense world our thinking gets so confused?” And we will now look at the question in a way which will bring us closer to an answer. How does it happen that two contradictory statements can both be proved right? We will find this has to do with the fact that human life is in a kind of central position, a point of balance between two polar opposite forces, the ahrimanic and the luciferic. You can of course cogitate on freedom and necessity and imagine you have compelling evidence that the world contains only necessity. But the compelling force of this argument comes from Ahriman. When we prove things in one direction, it is Ahriman who leads us astray, and if we prove their opposite, we are misled by Lucifer. For we are always exposed to these two powers, and if we do not take into account that we are placed in between them, we shall never get to the bottom of the conflicts in human nature, such as the one we have been considering. It was actually in the course of the nineteenth century that people lost the feeling that throughout the world order there are, besides a state of equilibrium, pendulum swings to the right and the left, a swing toward Ahriman and a swing toward Lucifer. This feeling has been totally lost. After all, if you speak nowadays of Ahriman and Lucifer, you are considered not quite sane, aren't you? It was not as bad as this until the middle of the nineteenth century, for a very clever philosopher, Thrandorff, wrote a very nice article here in Berlin in the middle of the nineteenth century in an attempt to refute the argument of a certain clergyman.3 This clergyman let it be known—and it should be alright to say this in our circles—that there is no devil and that it is really a dreadful superstition to speak of one. We speak of Ahriman rather than of the devil. The philosopher Thrandorff spoke out against the clergyman in a very interesting article, “The Devil: No Dogmatic Bogy.” As late as the middle of the 1850s he tried as it were to prove the existence of Ahriman on a strictly philosophical basis. In the course of the public lectures I am to give here in the near future I hope I can speak about this extinct part of human spiritual life, about an aspect of theosophy that completely disappeared in the middle of the nineteenth century. Right up to that time people had still spoken about these things, even if they called them by other names. The feeling for these things has now been lost, but basically it was there in a delicate form right into the fourteenth and fifteenth centuries, until it had to recede into the background for a while in the natural course of things. We know of course, as I have often emphasized, that spiritual science does not in the slightest way deny the great value and significance of progress in the natural sciences. But this progress in science would not have been possible unless the feeling for this opposition between Ahriman and Lucifer, which can be discovered only on a spiritual level, had been lost. It now has to emerge again above the threshold of human consciousness. I would like to give you an example of how things stood in regard to Ahriman and Lucifer in the days when people had only a feeling left that there are two different powers at work. Here is an example to illustrate this. In the old town hall in Prague there is a remarkable clock that was made in the fifteenth century. This clock is really a marvel. At first sight it looks like a sort of sundial, but it is so intricately constructed that it shows the course of the hours in a twofold way: the old Bohemian and the modern way. In the old Bohemian way the hours went from 1 or rather from 0 to 24, and the other way only to 12. At sunset the pointer or gnomon—and there was a shadow there—always pointed to 1. The clock was so arranged that the pointer literally always indicated 1 at sunset. That is to say, despite the varying times of sunset the hand always showed 1. In addition to this, the clock also showed when sun or moon eclipses occurred. It also showed the course of the various planets through the constellations, giving the planetary orbits. It really was a wonderful construction and even showed the movable festivals, that is to say, it indicated on what day Easter fell in a particular year. It was also a calendar, giving the course of the year from January to December, including the fact that Easter is movable. A special pointer showed on what day Easter fell, despite it being movable, and it also showed Whitsun. This clock, then, was constructed in the fifteenth century in an extraordinarily impressive way. And the story of how it was constructed has been investigated. But apart from this story—and the documents are there for you to read, with lots of descriptions—there is a legend that also aims at giving an account of the marvelous quality of this clock: first regarding its wonderful construction, and then regarding the fact that the man who was gifted enough to make such a clock always wound it up as long as he lived. After his death nobody could wind it, and they searched everywhere for people who could put it in order and get it going. As a rule they only found people who damaged it. Then someone would be found who said he could sort it out and did so, yet time and again the clock went wrong. These facts grew into a kind of folk tale, which runs as follows: Once upon a time through a special gift from heaven a simple man acquired the ability to make this clock. He alone knew how to look after it. The legend attaches great significance to the fact that he was only a simple man who acquired this ability through special grace; that is to say, he was inspired by the spiritual world. But it came about that the governor wanted to keep this clock specially for Prague and prevent any other town from having one like it. So he had the inspired clockmaker blinded by having his eyes plucked out. Thus the man withdrew from the scene. But just before his death he begged once more to be permitted a moment in which to set the clock to rights again, and according to the legend he used this moment to make a quick manipulation and put the clock into such disorder that nobody could ever put it right again. At first sight this seems a very unpretentious story. But in the way the story is constructed there is a sure feeling for the existence of Ahriman and Lucifer and the balance between them. Think how sensitively this story has been formed. The same sensitive construction can be found in countless such folk tales; it grows out of this same sure feeling for Lucifer and Ahriman. The story begins with the position of equilibrium, doesn't it? Through an act of grace from the spiritual world the man acquires the ability to construct an extraordinary clock. There is no trace of egotism in it, though anybody can give way to egotism. It was a gift of grace, and he really did not build the clock out of egotism. Nor was there any intellectuality in it, for it is expressly stated that he was a simple man. This whole description of the skill being an act of grace with no trace of egotism, and of his being a simple man who was free of intellectuality, was in fact given in order to indicate that there was no trace of Ahriman and Lucifer in this man's soul, but that he was entirely under the influence of divine powers that were good and progressive. Lucifer lived in the governor. It was out of egotism that he wanted to keep the clock exclusively for his own town, and this was why he blinded the clockmaker. Lucifer is placed on the one side. But as soon as Lucifer is there, he always allies himself with his brother Ahriman. And because the man has been blinded, this other power acquires the capacity to attack from outside through skillful manipulation. That is the work of Ahriman. Thus the power for good is placed between Lucifer and Ahriman. You can find a sensitive construction like this in many of the folk tales, even the simplest of them. But it was possible for this feeling of the intervention of Ahriman and Lucifer in life to get lost at a time when a sense had to gain ground that positive and negative electricity, positive and negative magnetism, and so on, are the basic forces of the material world. This feeling for perceiving the world spiritually had to withdraw in order for scientific investigation to flourish. We shall now look at how Ahriman and Lucifer intervene in what human beings call knowledge, in what people call their relation to the world in general, in a way that leads to the very confusion we were speaking about. This confusion is especially evident in the questions we have introduced. Let us take a simple hypothetical example. I could just as well have taken this from great world events as from everyday occurrences. Let us suppose that three or four people are preparing to go out for a drive. They plan to travel, let us say, through a mountain pass. This pass has overhanging rocks. The people are ready for the drive and intend setting out at an arranged time. But the chauffeur has just ordered another mug of beer which is served a bit too late. He therefore delays the departure by five minutes. Then he sets out with the party. They drive through the ravine. Just as they come to the overhanging rock it breaks loose, falls on top of the vehicle, and crushes the whole party. They all perish, or perhaps it was only the passengers who were killed and the chauffeur was spared. Here we have a case in point. You could ask whether it was the chauffeur's fault, or whether the whole thing was governed by absolute necessity. Was it absolutely inevitable that these people should meet with this disaster at that precise moment? And was the chauffeur's tardiness just part of this necessity? Or could we imagine that if only the chauffeur had been punctual, he would have driven them through the mountain pass a long time before the rock fell, and they would never have been hit by it? Here in the midst of everyday life you have this question of freedom and necessity which is intimately connected with “guilty” or “innocent.” Obviously, if everything is subject to absolute necessity, we cannot say that the chauffeur was guilty at all from a higher point of view, as it was entirely inevitable that these people met their death. We meet this problem in life all the time. It is, as we have said, one of the most difficult of questions, the kind of question in which Ahriman and Lucifer interfere most easily when we try to find a solution. Ahriman is the one who appears first when this question is being tackled, as we shall see. We will have to approach this question from a different angle if we want to get at an answer. You see, if we set about solving a question like this by starting with the thought “I can easily follow the course of events: the boulder fell—that happened,” and then ask “Is this actually based on necessity or freedom? Could things have happened differently?” we are only looking at the external events. We are looking at the events as they happen on the physical plane. Now people follow this approach out of the same impulse that leads them, if they have a materialistic outlook, to stop short at the physical body when contemplating the human being. Anyone who knows nothing about spiritual science will stop short at the physical body nowadays, won't he? He will say “The human being you see and feel is what exists.” He does not go beyond the physical body to the etheric body. And if he is a thoroughly pig-headed materialist, he will jeer and scoff when he hears people saying there is a finer, etheric body underlying the dense physical body. Yet you know how well-founded the view is that among the members of the human being the etheric body is the one most closely associated with the physical body, and in the course of time we have become accustomed to knowing that we must not just speak of the human physical body but also of the human etheric body, and so on. Some of you, however, may not yet have asked yourselves “What kind of world is that other world outside the human being, the world in which the ordinary world events occur?” We have of course spoken of a number of things in this connection. We have said that to begin with when we perceive the external events of the physical plane with our senses, we have no idea that wherever we look there are elemental beings; it is exactly the same when we first look at the human being. Human beings have an etheric body, which we have often also called an elemental body. Outside in nature, in external physical happenings in general, we have a succession of physical events and also the world of elemental existence. This runs absolutely parallel: the human being with a physical and an etheric body, and physical processes with events of the elemental world flowing into them. It would be just as one-sided to say that external processes are merely physical as to say that a human being has a physical body only, when we ought to be saying that he also has an etheric body. What we perceive with our physical senses and physical intellect is one thing. But there is something behind it that is analogous to the human etheric body. Behind every external physical occurrence there is a higher, more subtle one. There are people who have a certain awareness of such things. This awareness can come to them in two different ways. You may have noticed something like the following either in yourself or in other people. A person has had some experience. But afterwards he comes to you and says—or it may be something you experienced and you may say, “Actually I had the feeling that while this experience was taking place externally, something quite different was happening to me as well, in a higher part of my being.” This is to say, deeper natures may feel that events not taking place on the physical plane at all can yet have an important effect on the course of their life. First, such people know something has happened to them. Others go even further and see things of this kind symbolically in a dream. Someone dreams he experiences this or that. He dreams, for instance, that he is killed by a boulder. He wakes up and is able to say, “That was a symbolic dream; something has taken place in my soul life.” It can often be proved true in life that something took place in the soul that was of far greater significance than what happened to the person on the physical plane. He may have progressed a stage higher in knowledge, purified part of his will nature, or made his feelings more sensitive or something of that kind. In lectures given here recently I drew attention to the fact that what a person knows with his I is actually only a part of all that happens to him, and that the astral body knows a very great deal more, though not consciously. You will remember my telling you this. The astral body certainly knows of a great deal that happens to us in the supersensible realm and not in the realm of the senses. Now we have arrived from another direction at the fact that something is continually happening to us in the supersensible realm. Just as in the case of my moving my hand, the physical movement is only part of the whole process and behind it there is an etheric process, a process of my etheric body, so every physical process outside me is permeated by a subtle elementary process that runs parallel with it and takes place in the supersensible realm. Not only beings are permeated by a supersensible element, but so is the whole of existence. Remember something I have repeatedly referred to and which even seems somewhat paradoxical. I have pointed out that in the spiritual realm we often have the opposite of what exists on the physical plane, not always, but often. Thus if something is true here for the physical plane, the truth with regard to the spiritual aspect can look quite different. Not always, as I say. But I have counted many cases over the years where one would have to say that on the spiritual level there is exactly the opposite result from what one would expect to happen on the physical plane. With regard to supersensible occurrences running parallel with those of the sense world, this is occasionally, in fact very often, the case. So let us examine it. If we see a party of people setting off by coach and taking a drive, and a piece of rock falls and crushes them, that is the physical occurrence. Parallel with this physical event, that is to say, within it in the same way as our etheric body is within us, there is a supersensible occurrence. And we have to recognize that this may be the exact opposite of what is happening here on the physical plane. In fact it is very frequently the exact opposite. This can also create great confusion if we do not watch out. For instance, the following may happen. If someone has acquired atavistic clairvoyance and has a kind of second sight, he or she may have the following experience: Supposing a party of people is setting out on a journey, but at the last moment one of the party decides to stay behind, the person who has second sight, let us say. Instead of going with the others, that person stays behind and after a while has a vision. In this vision any event can appear to that person. He or she could of course just as well see the party being hit by boulders as see, for instance—and this can be a matter of disposition—that some especially good fortune happens to them. He or she could very well see the party having a very joyful experience, and might subsequently hear that the party had perished in the way I described. This could happen if the clairvoyant were not to see what was happening on the physical plane—which he might very well have seen—but had seen what was happening as a parallel event on the astral plane: for the moment these people left the physical plane they may well have been called to something special in the spiritual world, something that filled them with an abundance of new life in the spiritual world. In short, the clairvoyant person may have seen an event of the supersensible worlds going on in exactly the opposite direction, and this absolutely contradictory event could be true. It might really be the case that here on the physical plane a misfortune exists that corresponds in the supersensible world to some great good fortune for those same souls. Now someone who thinks he is smarter than the wise guidance of the world (and there are such people) might say, “If I ruled the world, I would not do it in such a way that I call souls to happiness in the spiritual world and at the same time shower them with misfortune here on the physical plane. I would do it better than that!” Well, all one can say to people like that is, “Surely one can understand that here on the physical plane people can easily be misled by Ahriman. But cosmic wisdom always knows better.” It could be a matter of the following: The task awaiting the souls in the spiritual world requires their having this experience here on the physical plane, so that they can look back, so to speak, to this physical event of their earthly lives and gain a certain strength they need. That is to say, for the souls who experience them these two occurrences, the physical and the spiritual one, may necessarily belong together. We could quote hypothetical examples of all kinds, showing that when something takes place here on the physical plane there exists, as it were, an etheric body of this event, an elemental, supersensible event belonging to it. We must not merely generalize like pantheists do and stop short at the general statement that there is a spiritual world underlying the physical, but we must give concrete examples. We must be aware that behind every physical occurrence there is a spiritual occurrence, a real spiritual occurrence, and both together form a whole. If we follow the course of events on the physical plane, we can say that we get to the point where we link together the events of the physical plane by means of thoughts. And as we watch things happen on the physical plane we actually reach the point of finding a “cause” for each “effect.” That is how things are. People everywhere look for the cause belonging to each effect. Whenever anything has happened, people always have to find the cause of it. But this means finding the inevitability. If you look with sufficient pedantry at the simple example I chose, you could say, “Well now, this party had gathered and had fixed their departure for a definite time. But if I follow up why the chauffeur was tardy, I will go in several directions. First of all, I may look at the chauffeur himself and consider how he was brought up and how he became tardy. Then I will look at the various circumstances leading to his getting his mug of beer too late. All I will be able to find in this way is merely a chain of causes. I will be able to show how one event fits in with the others in such a way that the affair could not possibly have happened otherwise. I will gradually come to the point where I completely eliminate the chauffeur's free will, for if we have a cause for every effect, this includes everything the chauffeur does as well.” The chauffeur only wanted another mug of beer, didn't he, because he had probably not been thrashed sufficiently when he was young. If he had been thrashed more often—and it is not his fault that he was not—things would not have turned out as they did. Looking at it this way we can base the whole thing on a chain of cause and effect. This has to do with the fact that it is only on the physical plane that we can use concepts. For just consider: if you want to understand something, one thought must be able to follow from another, that is to say, you depend on being able to develop one thought out of another. It lies in the nature of concepts that one follows from the other. That must be so. Yet, what can be clearly and necessarily linked together through concepts on the physical plane immediately changes as soon as we enter the neighboring supersensible world. There we have to do not with cause and effect but with beings. This is where beings are active. At every moment one or another being is working on or withdrawing from a task. There it is not at all a matter of what can be grasped by concepts in the usual sense. If you tried using concepts for what is happening in the spiritual world, the following could happen. You might think, “Well, here I am. Certainly I am far enough advanced to perceive that something spiritual is happening. At one moment a gnome approaches, then a sylph, and soon afterwards another being. Now all the beings are together. I will do my best to fathom what the effects will have to be.” On the physical plane this is sometimes easy to do, of course. If we hit a billiard ball in a certain direction, we know which way the other one will go, because we can calculate it. Yet on the spiritual plane it may happen that when you have seen a being and now know “Ah, that is a gnome, he is setting out to do something and will do such and such; he is joining forces with another being, thus the following is bound to happen,” you think you have figured it all out. But the next moment another being appears and changes the whole thing, or a being you were counting on drops out and disappears and no longer participates. There, everything is based on beings. You cannot link everything together with your concepts in the same way as you can on the physical plane. That is quite impossible. There, you cannot explain one thing following from the other on the basis of concepts. Things work together in an entirely different manner in the spiritual world, in the series or stream of spiritual happenings running parallel with physical happenings. We must become familiar with the fact that underlying our world there is a world we must not only assume to be spiritual in comparison to ours, but we must also assume its events to be connected with each other in a totally different way than those in our world. For we can do nothing at all in the spiritual world, in the actual reality of this spiritual world, with the way we are used to explaining things in the world of our concepts. Thus we see that two worlds interpenetrate; one of them can be grasped with concepts and the other cannot, but can only be perceived. I am pointing to something that goes very deep, but people are not aware how deep it goes. Just consider for a moment that if someone were to believe he could prove everything, and that only what has been proved is true, the following could happen. That person could say, “As a matter of fact, everything has to be proved, and what has not been proved is unacceptable. Therefore everything that happens in the course of the history of the world must be capable of being proved. So I only need to think hard and I am bound to be able to prove, for instance, whether the Mystery of Golgotha took place or not.” Indeed, people are so very inclined nowadays to say that if the Mystery of Golgotha cannot be proved, the whole thing is nonsense and there never was such an event. And what do people think of proofs? They think that one starts with one definite concept and proceeds from this to the next one, and if it is possible to do this right through, the matter is proved. But no world other than the physical functions according to this kind of proof. This reasoning does not apply to any other world. For if we were able to prove that the Mystery of Golgotha had to take place of necessity, and this could be concluded from our concepts, it would not have been a free deed at all! Christ would then have been compelled to come down to the earth from the cosmos simply because human concepts prove and therefore dictate it. However, the Mystery of Golgotha has to be a free deed, that is to say, it has to be just the kind of deed that cannot be proved. It is important that people come to realize this. It is the same thing, after all, when people want to prove either that God created the world or that he did not. There, too, they proceed from one thought to another. But “creating the world,” at any rate will have been a free deed of a divine being! From this it follows that we cannot prove the Creation as following of necessity from our series of concepts; rather, we have to perceive it to arrive at it. So we are saying something of tremendous importance when we state that the very next world to ours—which, as a supersensible world, permeates ours—is not organized in a way we can penetrate by means of our concepts and their conclusiveness, but that there a kind of vision comes into its own in which events are arranged in a totally different way. Today I would just like to add a few words about the following. When I was here at Christmas, I drew your attention to the fact that in our time especially, such contradictory things are emerging, that they are quite confusing for human thinking. Just imagine, a book has just been published by the great scientist Ernst Haeckel called Thoughts about Eternity,4 I have already mentioned it earlier. These Thoughts about Eternity contain exactly the opposite of what many other people have concluded as a result of living through recent world events. Just think, there are many people today (we shall come to speak of this fact in its particular connection with our present studies, but today I just wanted to give an introduction) who have experienced a deepening of their religious feelings just because world events are having such a terribly overwhelming effect on their souls; for they say, “Unless there is a supersensible world underlying our physical world, how can we explain what is happening in our time?” Many people have rediscovered their feeling for religion. I do not need to describe their train of thought; it is obvious and can be discerned in so many people. Haeckel arrives at a different train of thought. He explains in his recently published book that people believe in immortality of the soul. However, he says, current events prove clearly enough that any such belief is ridiculous, for we witness thousands of people perishing every day for no reason at all. With these events in mind, how can any sensible person imagine that there can be any talk about the immortality of the soul? How is it possible for a higher world order to stand behind things of this sort? These shocking events seem to Haeckel to prove his dogma that one cannot speak of immortality of the soul. Here we have antinomy again: A large proportion of humanity is experiencing a deepening of religious feeling, while the very same events are making Haeckel tremendously superficial where religion is concerned. All this is connected with the fact that nowadays people are unable to understand the relationship between the world accessible to their senses and their brain-bound intellect and the supersensible world underlying it. No sooner do they approach these things than their thinking gets confused. Yet despite all the disillusionment it brings, our time will certainly in one way also bring about a deepening of people's souls, a turning away from materialism. It will be necessary that knowledge of the way supersensible events complement happenings in the world of the senses arise from a pure activity of the soul devoting itself to an impartial exploration of the world. It is necessary that there should be at least a small number of people who are able to realize that all the pain and suffering being experienced at present on the physical plane are, from the point of view of the whole of human evolution, only one side and that there is also another side, a supersensible side. We have drawn your attention to this supersensible aspect from various points of view, and we will speak of still further ones. But when peace returns to Europe's blood-stained soil, we will again and again experience the need for a group of people capable of hearing and sensing spiritually what the spiritual worlds will then be saying to humanity in times of peace. And we must never tire of impressing the following lines upon our hearts and souls, for it will be proved over and over again how deeply true they are:
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